21 Mar 2018 15:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | INTU PROPERTIES PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 March 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | HAMMERSON PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 50p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 48,720,111 | 3.60% | 47,544,175 | 3.51% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,744,804 | 0.65% | 6,401,701 | 0.47% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 57,464,915 | 4.24% | 53,945,876 | 3.98% | |||||||
| Class of relevant security: | Convertible Bond 2022 XS1511910025 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,900,000 | 1.04% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 3,900,000 | 1.04% | 0 | 0.00% | |||||||
| Class of relevant security: | Convertible Bond 2018 XS0834486796 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned |
| |||||||||
| and/or controlled: | 800,000 | 0.50% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 800,000 | 0.50% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 50p ordinary | Purchase | 336 | 2.1463 GBP | ||||
| 50p ordinary | Purchase | 1,000 | 2.1540 GBP | ||||
| 50p ordinary | Purchase | 4,251 | 2.1356 GBP | ||||
| 50p ordinary | Purchase | 4,465 | 2.1442 GBP | ||||
| 50p ordinary | Purchase | 7,636 | 2.1371 GBP | ||||
| 50p ordinary | Purchase | 10,160 | 2.1268 GBP | ||||
| 50p ordinary | Purchase | 11,184 | 2.1567 GBP | ||||
| 50p ordinary | Purchase | 13,338 | 2.1326 GBP | ||||
| 50p ordinary | Purchase | 19,630 | 2.1222 GBP | ||||
| 50p ordinary | Purchase | 31,431 | 2.1566 GBP | ||||
| 50p ordinary | Purchase | 51,178 | 2.1562 GBP | ||||
| 50p ordinary | Purchase | 1,018,974 | 2.1348 GBP | ||||
| Convertible Bond 2022 XS1511910025 | Purchase | 3,100,000 | 96.2500 GBP | ||||
| 50p ordinary | Sale | 62 | 2.1290 GBP | ||||
| 50p ordinary | Sale | 610 | 2.1551 GBP | ||||
| 50p ordinary | Sale | 783 | 2.1600 GBP | ||||
| 50p ordinary | Sale | 1,576 | 2.1476 GBP | ||||
| 50p ordinary | Sale | 1,698 | 2.1660 GBP | ||||
| 50p ordinary | Sale | 1,900 | 2.1330 GBP | ||||
| 50p ordinary | Sale | 2,988 | 2.1339 GBP | ||||
| 50p ordinary | Sale | 6,288 | 2.1651 GBP | ||||
| 50p ordinary | Sale | 7,334 | 2.1373 GBP | ||||
| 50p ordinary | Sale | 8,098 | 2.1359 GBP | ||||
| 50p ordinary | Sale | 13,338 | 2.1326 GBP | ||||
| 50p ordinary | Sale | 67,284 | 2.1610 GBP | ||||
| 50p ordinary | Sale | 74,869 | 2.1527 GBP | ||||
| 50p ordinary | Sale | 85,309 | 2.1393 GBP | ||||
| 50p ordinary | Sale | 99,398 | 2.1502 GBP | ||||
| Convertible Bond 2022 XS1511910025 | Sale | 100,000 | 96.7500 GBP | ||||
| 50p ordinary | Sale | 540,073 | 2.1484 GBP | ||||
| Convertible Bond 2022 XS1511910025 | Sale | 1,000,000 | 96.5000 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 50p ordinary | SWAP | Long | 1,039 | 2.1457 GBP | |||||
| 50p ordinary | CFD | Long | 1,247 | 36.6993 ZAR | |||||
| 50p ordinary | CFD | Long | 4,437 | 2.1637 GBP | |||||
| 50p ordinary | SWAP | Long | 7,293 | 2.1447 GBP | |||||
| 50p ordinary | CFD | Long | 8,259 | 36.1287 ZAR | |||||
| 50p ordinary | CFD | Long | 10,737 | 2.1506 GBP | |||||
| 50p ordinary | SWAP | Long | 25,994 | 2.1600 GBP | |||||
| 50p ordinary | CFD | Long | 29,178 | 36.1137 ZAR | |||||
| 50p ordinary | CFD | Long | 56,188 | 2.1598 GBP | |||||
| 50p ordinary | CFD | Long | 76,703 | 2.1539 GBP | |||||
| 50p ordinary | SWAP | Long | 81,792 | 2.1620 GBP | |||||
| 50p ordinary | CFD | Long | 85,306 | 2.1424 GBP | |||||
| 50p ordinary | SWAP | Long | 99,493 | 2.1386 GBP | |||||
| 50p ordinary | SWAP | Long | 275,080 | 2.1491 GBP | |||||
| 50p ordinary | CFD | Long | 934,183 | 35.9166 ZAR | |||||
| 50p ordinary | SWAP | Short | 671 | 2.1601 GBP | |||||
| 50p ordinary | CFD | Short | 1,126 | 35.8743 ZAR | |||||
| 50p ordinary | SWAP | Short | 2,223 | 2.1393 GBP | |||||
| 50p ordinary | SWAP | Short | 4,933 | 2.1317 GBP | |||||
| 50p ordinary | SWAP | Short | 6,794 | 2.1277 GBP | |||||
| 50p ordinary | CFD | Short | 7,636 | 2.1370 GBP | |||||
| 50p ordinary | CFD | Short | 8,259 | 35.9399 ZAR | |||||
| 50p ordinary | SWAP | Short | 11,242 | 2.1363 GBP | |||||
| 50p ordinary | SWAP | Short | 19,630 | 2.1223 GBP | |||||
| 50p ordinary | SWAP | Short | 25,977 | 2.1379 GBP | |||||
| 50p ordinary | SWAP | Short | 43,630 | 2.1387 GBP | |||||
| 50p ordinary | CFD | Short | 85,615 | 35.9858 ZAR | |||||
| 50p ordinary | CFD | Short | 99,749 | 36.1644 ZAR | |||||
| 50p ordinary | CFD | Short | 933,874 | 2.1348 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 21 Mar 2018 | ||
| Contact name: | Elise Tang | ||
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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