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21 May 2009 14:52
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
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1. |
Name of the issuer |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R,Ā (ii) a disclosure made in accordanceĀ LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793Ā of the Companies Act (2006). |
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ICAP plc |
(i) |
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3. |
Name of person discharging managerial responsibilities/director |
4. |
State whether notification relates to a person connected with a person discharging managerialĀ responsibilities/director named in 3 and identify theĀ connected person |
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Kim Rosenkilde |
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5. |
Indicate whether the notification is in respect of aĀ holding of the person referred to in 3 or 4 above orĀ in respect of a nonbeneficial interest 1 |
6. |
Description of shares (including class), debentures orĀ derivatives or financial instruments relating to shares |
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Kim Rosenkilde |
Ordinary shares of 10p each |
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7. |
Name of registered shareholders(s) and, if moreĀ than one, the number of shares held by each ofĀ them |
8. |
State the nature of the transaction |
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Kim Rosenkilde |
Purchase |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired |
10. |
Percentage of issued class acquired (treasury shares ofĀ that class should not be taken into account whenĀ calculating percentage) |
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26,000 |
0.004% |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed |
12. |
Percentage of issued class disposed (treasury shares ofĀ that class should not be taken into account whenĀ calculating percentage) |
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13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
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Ā£3.776977 |
21 May 2009 |
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15. |
Total holding following notification and totalĀ percentage holding followingĀ notification (anyĀ treasury shares should not be taken into accountĀ when calculating percentage) |
16. |
Date issuer informed of transaction |
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70,000 representing 0.011% |
21 May 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
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17. |
Date of grant |
18. |
Period during which or date on which exercisable |
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (classĀ and number) |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time ofĀ exercise |
22. |
Total number of shares or debentures over whichĀ options held following notification |
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23. |
Any additional information |
24. |
Name of contact and telephone number for queries |
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Name of authorised official of issuer responsible for making notification Deborah Abrehart, Group Company Secretary Date of notificationĀ Ā 21 May 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
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(1) |
An issuer making a notification in respect of a transaction relating to the shares orĀ debentures of the issuer should completeĀ boxes 1 to 16, 23 and 24. |
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(2) |
An issuer making a notification in respect of a derivative relating the shares of theĀ issuer should completeĀ boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
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(3) |
An issuer making a notification in respect of options granted to a director/personĀ discharging managerial responsibilities should completeĀ boxes 1 to 3Ā and 17 to 24. |
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(4) |
An issuer making a notification in respect of a financial instrument relating to theĀ shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11,Ā 13, 14, 16, 23 and 24. |
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