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5 May 2011 14:50
Rule 3.19A.1
Appendix 3X
Initial Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David Jacob |
Date of appointment | 4 May 2011 |
Part 1 - Director's relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Number & class of securities
Nil
|
Part 2 - Director's relevant interests in securities of which the director is not the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest.
Held by Spouse - Bridget Fuller
Registered holder: Hargreaves Lansdown Nominees Limited
| Number & class of Securities
10,920 ordinary shares
2,503,694 ordinary shares |
Part 3 - Director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Long Term Incentive Plan (LTIP) |
Nature of interest
| 2009 LTIP: performance share awards capable of vesting in May 2012 subject to relative TSR performance over 3 years 2009 to 2011. 2010 LTIP: performance share awards capable of vesting in March 2013 subject to performance conditions including relative TSR performance over 3 years 2010 to 2012. 2011 LTIP: performance share awards capable of vesting in March 2014 subject to performance conditions including relative TSR performance over 3 years 2011 to 2013. |
Name of registered holder (if issued securities)
| - |
No. and class of securities to which interest relates
| 2009 LTIP: 825,000 performance shares 2010 LTIP: 475,000 performance shares 2011 LTIP: 375,000 performance shares |
Detail of contract | Henderson Group Company Share Option Plan (CSOP) |
Nature of interest
| 2009 CSOP: Share options capable of vesting in March 2012 subject to remaining in employment. Exercise price: 72.6 pence per share. |
Name of registered holder (if issued securities)
| - |
No. and class of securities to which interest relates
| 2009 CSOP: 41,000 share options |
Detail of contract | Henderson Group Deferred Equity Plan (DEP) |
Nature of interest
| Restricted shares paid in lieu of STI payments, conditional on remaining in employment. 2009 DEP: 50% capable of vesting in each of June 2010 (vested) and 2011 2010 DEP: 33.3% capable of vesting in each of March 2011 (vested), 2012 and 2013. 2011 DEP: 33.3% capable of vesting in each of March 2012, 2013 and 2014.
|
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
No. and class of securities to which interest relates
| 2009 DEP: 47,669 restricted shares 2010 DEP: 105,357 restricted shares 2011 DEP: 30,451 restricted shares |
Detail of contract | Henderson Group Deferred Equity Plan - communicated to employees as the Employee Share Ownership Plan (ESOP) |
Nature of interest
| 2008 ESOP: Shares purchased with part of post-tax STI payments and held in trust, capable of vesting in June 2011, and matching shares conditional on remaining in employment. 2011 ESOP: Shares purchased with part of pre-tax STI and held in trust, 33.3% capable of vesting in each of March 2014, 2015 and 2016, and potential matching shares dependent on performance conditions.
|
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
No. and class of securities to which interest relates
| 2008 ESOP: 27,692 shares and 27,692 matching shares. 2011 ESOP: 192,133 shares and potential matching shares
|
Detail of contract | Henderson Group Restricted Share Plan |
Nature of interest
| Restricted shares awarded with performance hurdles and employment conditions.
2010 RSP: 33.3% capable of vesting in each of March 2011 (already vested) 2012 and 2013 |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
No. and class of securities to which interest relates
| RSP: 1,148,104 restricted shares (574,052 capable of vesting in each of March 2012 and 2013) |
Detail of contract | Henderson Group Buy as You Earn Plan (BAYE) |
Nature of interest
| Savings-related share purchase plan via monthly deductions from salary. Shares held in trust accordance with the BAYE rules. |
Name of registered holder (if issued securities)
| Greenwood Nominees Limited |
No. and class of securities to which interest relates
| 7,567 partnership shares 13,899 matching shares 14,923 free shares 5,582 dividend shares |
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