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5 Mar 2012 11:50
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David Jacob |
Date of last notice | 1 March 2012 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Registered holders: Hargreaves Lansdown Nominees Limited and Bridget Fuller (spouse)
|
Date of change | 1 and 2 March 2012 |
No. of securities held prior to change | 1,830,278 ordinary shares 710,920 ordinary shares (spouse) |
Class | Ordinary shares |
Number acquired | 21,446 ordinary shares |
Number disposed | 11,152 ordinary shares |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Shares acquired on vesting of a share plan at no cost to the Director. Shares disposed on-market at an average price of 120.165 pence per share. |
No. of securities held after change | 1,840,572 ordinary shares 710,920 ordinary shares (spouse) |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Shares acquired on vesting of 2011 DEP. Shares disposed on-market purely to fund UK tax and national insurance costs. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Company Share Option Plan (CSOP) |
Nature of interest
| 2009 CSOP: Share options capable of vesting in March 2012 subject to remaining in employment. Exercise price: 72.6 pence per share. |
Name of registered holder (if issued securities)
| - |
Date of change | 5 March 2012 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2009 CSOP: 41,000 share options |
Interest acquired | 2009 CSOP: 41,000 options have vested and can be exercised at any time in the next 2 years |
Interest disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| - |
Interest after change | 2009 CSOP: 41,000 vested options with an exercise price of 76.2 pence per share |
Detail of contract | Henderson Group Long Term Incentive Plan (LTIP) |
Nature of interest
| Performance share awards capable of vesting after three years subject to performance conditions, including relative TSR, over three calendar years |
Name of registered holder (if issued securities)
| - |
Date of change | 5 March 2012 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2009 LTIP: 825,000 performance shares capable of vesting in April 2012 2010 LTIP: 475,000 performance shares capable of vesting in March 2013 2011 LTIP: 375,000 performance shares capable of vesting in March 2014 |
Interest acquired | 2012 LTIP: 500,000 performance shares capable of vesting in March 2015 |
Interest disposed | - |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| - |
Interest after change | 2009 LTIP: 825,000 performance shares capable of vesting in April 2012 2010 LTIP: 475,000 performance shares capable of vesting in March 2013 2011 LTIP: 375,000 performance shares capable of vesting in March 2014 2012 LTIP: 500,000 performance shares capable of vesting in March 2015 |
Detail of contract | Henderson Group Deferred Equity Plan (DEP) |
Nature of interest
| Restricted shares paid in lieu of STI payments, conditional on remaining in employment. 2009 DEP: 50% capable of vesting in each of June 2010 (vested) and 2012. 2010 DEP: 33.3% capable of vesting in each of March 2011 (vested), 2012 and 2013. 2011 DEP: 33.3% capable of vesting in each of March 2012, 2013 and 2014. 2012 DEP: 33.3% capable of vesting in each of November 2012, 2013 and 2014. |
Name of registered holder (if issued securities) | Greenwood Nominees Limited |
Date of change | 1 March 2012 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2009 DEP: 47,669 restricted shares 2010 DEP: 105,357 restricted shares 2011 DEP: 64,340 restricted shares 2012 DEP: 17,482 restricted shares |
Interest acquired | - |
Interest disposed | 2011 DEP: 21,446 restricted shares |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| - |
Interest after change | 2009 DEP: 47,669 restricted shares 2010 DEP: 105,357 restricted shares 2011 DEP: 42,894 restricted shares 2012 DEP: 17,482 restricted shares |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
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