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2 Nov 2009 14:58
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NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by anΒ issuerΒ to make aΒ RISΒ notification required byΒ DRΒ 3.1.4R(1).
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(1) |
AnΒ issuerΒ making a notification in respect of a transaction relating to theΒ sharesΒ or debentures of theΒ issuerΒ should completeΒ boxes 1 to 16, 23 and 24. |
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(2) |
AnΒ issuerΒ making a notification in respect of a derivative relating theΒ sharesΒ of theΒ issuerΒ should completeΒ boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.Β |
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(3) |
AnΒ issuerΒ making a notification in respect of options granted to aΒ director/person discharging managerial responsibilitiesΒ should completeΒ boxes 1 to 3Β and 17 to 24.Β |
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(4) |
AnΒ issuerΒ making a notification in respect of aΒ financial instrumentΒ relating to theΒ sharesΒ of theΒ issuerΒ (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.Β |
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Please complete all relevant boxes in block capital letters.
1. Name of theΒ issuer
HENDERSON GROUP PLC
2.State whether the notification relates to (i) a transaction notified in accordance withΒ DRΒ 3.1.4R(1)(a); or
(ii)Β DRΒ 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; orΒ
(iii) both (i) and (ii)
(ii) DIRECTOR
3. Name ofΒ person discharging managerial responsibilities/director
ANDREW JAMES FORMICA
4. State whether notification relates to aΒ personΒ connected with aΒ person discharging managerial responsibilities/directorΒ named in 3 and identify theΒ connected person
NOTIFICATION IS IN RESPECT OF THE SHAREHOLDER NAMED IN 3Β ABOVE
5. Indicate whether the notification is in respect of a holding of theΒ personΒ referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL
6. Description ofΒ sharesΒ (includingΒ class), debentures or derivatives or financial instruments relating toΒ shares
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Β Β 7. Name of registered shareholders(s) and, if more than one, the number ofΒ sharesΒ held by each of them
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8 State the nature of the transaction
HENDERSON GROUP BUY AS YOU EARN PLAN (BAYE) - SEE BELOW
9. Number ofΒ shares, debentures or financial instruments relating toΒ sharesΒ acquired
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10. Percentage of issuedΒ classΒ acquired (treasury sharesΒ of thatΒ classΒ should not be taken into account when calculating percentage)
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11. Number ofΒ shares, debentures or financial instruments relating toΒ sharesΒ disposed
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12. Percentage of issuedΒ classΒ disposed (treasury sharesΒ of thatΒ classΒ should not be taken into account when calculating percentage)Β
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13. Price perΒ shareΒ or value of transaction
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14. Date and place of transaction
30Β OCTOBERΒ 2009Β (SEE BELOW)
15. Total holding following notification and total percentage holding following notification (anyΒ treasury sharesΒ should not be taken into account when calculating percentage)
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16. Date issuer informed of transaction
30Β OCTOBERΒ 2009
If aΒ person discharging managerial responsibilitiesΒ has been granted options by theΒ issuerΒ complete the following boxes
17 Date of grant
30Β OCTOBERΒ 2009
18. Period during which or date on which it can be exercised
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19. Total amount paid (if any) for grant of the option
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20. Description ofΒ sharesΒ or debentures involved (classΒ and number)
HENDERSON GROUP BUY AS YOU EARN PLAN (BAYE).
Ordinary shares of twelve and a half pence each held in Trust by Greenwood Nominees Limited in accordance with the BAYE. Partnership shares purchased on-market on 30Β OctoberΒ 2009 at an average price of 132.45Β pence per share, via deduction from pre-tax salary. Matching shares awarded in accordance with the plan.
Interest acquired:
95 partnership shares
190 matching shares
Interest inΒ BAYE following the above award
6,674Β partnership shares
11,459Β matching shares
10,657 free shares
6,023Β dividend shares
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
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22. Total number ofΒ sharesΒ or debentures over which options held following notification
AS ABOVE
23. Any additional information
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24. Name of contact and telephone number for queries
MR M PURKIS - 020 7818 2959
Name and signature of duly authorised officer ofΒ issuerΒ responsible for making notification
MR M PURKIS
Date of notification
2 NOVEMBERΒ 2009
ENDΒ
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