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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

20 Nov 2014 16:20

RNS Number : 6087X
HaloSource Inc
20 November 2014
 



 

For filings with the FSA include the annex

For filings with issuer exclude the annex

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Halosource Inc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

Dilution on issue of shares

3. Full name of person(s) subject to thenotification obligation: iii

Richard Griffiths and controlled undertakings

 

4. Full name of shareholder(s)  (if different from 3.):iv

Richard Griffiths

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

20 November 2014

6. Date on which issuer notified:

20 November 2014

7. Threshold(s) that is/are crossed orreached: vi, vii

3, 4, 5%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

 

USU4063G1077

13,000,000

13,000,000

5.90%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

13,000,000

5.90%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

Cream Capital Limited

1,350,000

Richard Griffiths direct holdings

11,650,000

Total

13,000,000

 

The above undertakings are all controlled by Richard Griffiths

 

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will ceaseto hold:

12. Date on which proxy holder will cease to holdvoting rights:

13. Additional information:

14. Contact name:

James Sutcliffe

15. Contact telephone number:

01534 719761

 

Note: Annex should only be submitted to the FSA not the issuer

Annex: Notification of major interests in sharesxxii

A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

Contact address

(registered office for legal entities)

 

Phone number & email

 

Other useful information

(at least legal representative for legal persons)

 

B: Identity of the notifier, if applicable

Full name

 

Contact address

 

Phone number & email

 

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

C: Additional information

For notes on how to complete form TR-1 please see the FSA website.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLBMBFTMBBTBPI
Date   Source Headline
27th Apr 20127:00 amRNSResult of Annual General Meeting
25th Apr 20127:00 amRNSDirector Dealing Announcement
17th Apr 20127:00 amRNSHalosource Signs First Strategic Chinese Partner
23rd Mar 20127:00 amRNSDirector/PDMR Shareholding
22nd Mar 20122:59 pmRNSDirector/PDMR Shareholding
22nd Mar 20122:57 pmRNSDirector Dealings
13th Mar 20127:00 amRNSPreliminary Results
22nd Feb 20124:31 pmRNSSIGNIFICANT NEW STRATEGIC PARTNERSHIP
7th Feb 20127:00 amRNSTrading Update
11th Jan 20127:00 amRNSDirector Dealings
11th Jan 20127:00 amRNSBLOCK LISTING SIX MONTHLY RETURN
21st Oct 20117:15 amRNSBoard Changes and Trading Update
15th Sep 20114:31 pmRNSInterim Results
24th Aug 20116:09 pmRNSNOTICE OF INTERIM RESULTS - UPDATED
24th Aug 20118:21 amRNSNotice of Interim Results
25th Jul 20117:00 amRNSBoard Appointment
15th Jul 20117:00 amRNSHaloSource Group Operational Update
3rd Jun 20117:00 amRNSBLOCK LISTING SIX MONTHLY RETURN
2nd Jun 20117:00 amRNSNSF International Certifies HaloPure
31st May 20117:00 amRNSDirector Dealings
10th May 20117:00 amRNSHaloSource secures approval from Chinese MOH
4th May 20117:00 amRNSHalosource signs agreement with Bajaj
3rd May 20117:00 amRNSResult of AGM
7th Apr 20114:15 pmRNSAnnual Report and Notice of AGM
29th Mar 20117:00 amRNSHolding(s) in Company
22nd Feb 20117:00 amRNSSupply Agreement with Fairey Industrial Ceramics
22nd Feb 20117:00 amRNSPreliminary Results Announcement
1st Feb 20117:00 amRNSGroup Operational Update
16th Dec 20107:00 amRNSHaloSource supply agreement with Bajaj
8th Dec 20107:00 amRNSReplacement - Director Dealings
3rd Dec 20107:00 amRNSDirector Dealings
3rd Dec 20107:00 amRNSBlock Admission
2nd Dec 20107:00 amRNSAcquisition of SmartPool's Chemical Product Lines
18th Oct 20107:00 amRNSHaloSource Joins AIM

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