8 Oct 2015 10:34
GUSCIO PLC - Holding(s) in CompanyGUSCIO PLC - Holding(s) in Company
PR Newswire
London, October 8
| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | GUSCIO PLC | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | X | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | X | ||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii | HARGREAVE HALE LIMITED | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv | DISCRETIONARY CLIENTS | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 02 OCTOBER 2015 | ||||
| 6. Date on which issuer notified: | 05 OCTOBER 2015 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii | 14% | ||||
| 8. Notified details: | |||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||||||
| Direct | Indirect | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||
| GB00BPT23R97 | 2,378,733 | 2,378,733 | 4,858,733 | 4,858,733 | 13.8118% | ||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||
| Nominal | Delta | ||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||
| 4,858,733 | 13.8118% | ||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
| 4,625,180 of these shares are held for a unit trust operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the investments on a discretionary basis. The remaining shares are held for other discretionary clients. | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: | ||
| 12. Date on which proxy holder will cease to hold voting rights: | ||
| 13. Additional information: | The change in holding is as a result of taking part in the placing announced by the company on the 02/10/15. The figures are based on the enlarged shares in issue figure of 35,178,227 and as the company’s shares on AIM are currently suspended will not commence until such time that the suspension is lifted and new shares are admitted to AIM. | |
| 14. Contact name: | David Clueit, Hargreave Hale Ltd | |
| 15. Contact telephone number: | 01253 754739 | |