GRA.L Regulatory News (GRA)

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Grafenia Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

Death of Shareholder

3. Full name of person(s) subject to thenotification obligation: iii

Malcom David Roach

Director - Wincham Executor & Trustee Company Limited

4. Full name of shareholder(s)  (if different from 3.):iv

Peter Gordon Deceased

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

14th October 2016

6. Date on which issuer notified:

5th December 2016

7. Threshold(s) that is/are crossed orreached: vi, vii

3.4% of Grafenia Plc Shares

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease to hold:

12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:

14. Contact name:

Malcom David Roach

15. Contact telephone number:

01260 299700

Note: Annex should only be submitted to the FCA not the issuer

Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

Wincham Executor & Trustee Co Limited

Contact address

(registered office for legal entities)

Winch House

Phone number & email

01260 299700

Other useful information

(at least legal representative for legal persons)

Malcom David Roach

Executor

B: Identity of the notifier, if applicable

Full name

Brewin Dolphin

Contact address

12 Smithfield Street, London EC1A 9BD

Phone number & email

0207 248 4400

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

Investment Broker

C: Additional information