7 May 2019 07:00
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
| 1. | KEY INFORMATION | |||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| (b) | Name of offeror/offeree in relation to whose | G4S PLC | ||
| relevant securities this form relates: | ||||
| (c) | Name of the party to the offer with which exempt | Garda World Security Corporation | ||
| principal trader is connected | ||||
| (d) | Date position held/dealing undertaken: | 03 May 2019 | ||
| (e) | In addition to the company in 1(b) above, is the exempt principal | NO | ||
| trader making disclosures in respect of any other party to the offer? | ||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | |||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | |||
| to which the disclosure relates following the dealing (if any) | ||||
| Class of relevant security: | 25p ordinary | |||||||||
| Interests | Short Positions | |||||||||
| Number | (%) | Number | (%) | |||||||
| (1) | Relevant securities owned | |||||||||
| and/or controlled: | 4,420,763 | 0.28% | 6,149,636 | 0.40% | ||||||
| (2) | Cash-settled derivatives: | |||||||||
| 4,461,147 | 0.29% | 1,837,712 | 0.12% | |||||||
| (3) | Stock-settled derivatives (including options) | |||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||
| (4) | ||||||||||
| TOTAL: | 8,881,910 | 0.57% | 7,987,348 | 0.51% | ||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | |||||||||
| options) | ||||||||||
| Class of relevant security in relation to | ||||||||||
| which subscription right exists | ||||||||||
| Details, including nature of the rights | ||||||||||
| concerned and relevant percentages: | ||||||||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||||||||||
| security | securities | paid/received | paid/received | ||||||||||||
| 25p ordinary | Purchase | 196,646 | 18.9800 DKK | 18.9032 DKK | |||||||||||
| 25p ordinary | Purchase | 353,030 | 2.1635 GBP | 2.1348 GBP | |||||||||||
| 25p ordinary | Sale | 196,646 | 18.9742 DKK | 18.9032 DKK | |||||||||||
| 25p ordinary | Sale | 377,406 | 2.1661 GBP | 2.1515 GBP | |||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| 25p ordinary | SWAP | Long | 817 | 2.1661 GBP | |||||||||||
| 25p ordinary | CFD | Long | 7,090 | 2.1546 GBP | |||||||||||
| 25p ordinary | CFD | Long | 13,400 | 2.1591 GBP | |||||||||||
| 25p ordinary | SWAP | Long | 14,681 | 2.1551 GBP | |||||||||||
| 25p ordinary | CFD | Long | 15,498 | 2.1585 GBP | |||||||||||
| 25p ordinary | SWAP | Long | 16,585 | 2.1598 GBP | |||||||||||
| 25p ordinary | CFD | Long | 23,659 | 2.1587 GBP | |||||||||||
| 25p ordinary | SWAP | Long | 34,098 | 2.1599 GBP | |||||||||||
| 25p ordinary | SWAP | Long | 63,367 | 2.1594 GBP | |||||||||||
| 25p ordinary | CFD | Short | 73 | 2.1612 GBP | |||||||||||
| 25p ordinary | CFD | Short | 300 | 2.1470 GBP | |||||||||||
| 25p ordinary | CFD | Short | 10,920 | 2.1611 GBP | |||||||||||
| 25p ordinary | SWAP | Short | 16,367 | 2.1585 GBP | |||||||||||
| 25p ordinary | SWAP | Short | 34,098 | 2.1600 GBP | |||||||||||
| 25p ordinary | CFD | Short | 37,199 | 2.1601 GBP | |||||||||||
| 25p ordinary | CFD | Short | 41,753 | 2.1616 GBP | |||||||||||
| 25p ordinary | CFD | Short | 183,901 | 2.1586 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | |
| (a) | Indemnity and other dealings arrangements | |
| Details of any indemnity or option arrangement, or any agreement or understanding, | ||
| formal or informal, relating to relevant securities which may be an inducement to deal | ||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | ||
| to the offer or any person acting in concert with a party to the offer: | ||
| NONE | ||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | |
| Details of any agreement, arrangement or understanding, formal or informal, between | ||
| the exempt principal trader making the disclosure and any other person relating to: | ||
| (i) the voting rights of any relevant securities under any option; or | ||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | ||
| any derivative is referenced: | ||
| NONE | ||
| (c) | Attachments | |
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 6 May 2019 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
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