16 Feb 2017 09:42
Fidelity Asian Values Plc - Holding(s) in CompanyFidelity Asian Values Plc - Holding(s) in Company
PR Newswire
London, February 16
For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Fidelity Asian Values PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to the notification obligation: iii | Lazard Asset Management LLC | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Bank of New York, Inc – Global Custody Bank of New York, Inc. - Dir Personal JP Morgan Chase - SWIFT Northern Trust Co State Street Bank – Master Trust State Street Bank – Custody Master Trust | ||||
5. Date of the transaction and date on which the threshold is crossed or reached: v | 10 February 2017 | ||||
6. Date on which issuer notified: | 15 February 2017 | ||||
7. Threshold(s) that is/are crossed or reached: vi, vii | Increase from 8% to 9% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0003322319 | 5,908,116 | 6,146,810 | 9.108% | |||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
6,146,810 | 9.108% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
Lazard Asset Management LLC controls all the voting rights held of this issuer. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: | ||
12. Date on which proxy holder will cease to hold voting rights: | ||
13. Additional information: | ||
14. Contact name: | Legal & Compliance Department | |
15. Contact telephone number: | 0207 448 2085 | |
B: Identity of the notifier, if applicable | ||
Full name | Natalia de Sousa For and on behalf of FIL Investments International | |
Contact address | Kingswood Place, Millfield Lane, Lower Kingswood, Tadworth, Surrey KT20 6RB | |
Phone number & email | 01737 837846 | |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Company Secretary | |