23 Jun 2020 11:38
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Evgen Pharma plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | ā Ā | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Ā | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Ā | ||||
An event changing the breakdown of voting rights | Ā | ||||
Other (please specify): | change in percentage of voting rights arising upon a new issue of shares by the issuer | Ā | |||
3. Full name of person(s) subject to thenotification obligation: iii | Enterprise Ventures Limited | ||||
4. Full name of shareholder(s)Ā (if different from 3.):iv | RisingStars Growth Fund II LP | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 19th June 2020 | ||||
6. Date on which issuer notified: | 23rd June 2020 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 6%/5%/4% | ||||
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8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||||||||
Direct | Direct xi | Indirecti | Direct | Indirect | ||||||||||||
GB00BSVYN304 | 8,799,485 | 8,799,485 | 4,419,268 | 4,419,268 | Nil | 3.33 | Nil | |||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
None | Ā | Ā | Ā | Ā | ||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to Ā | % of voting rights xix, xx Ā | |||||||||||
None | Ā | Ā | Ā | Ā Ā | Nominal | Delta | ||||||||||
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Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
4,419,268 | 3.33% | |||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | Ā | |
11. Number of voting rights proxy holder will ceaseto hold: | Ā | |
12. Date on which proxy holder will cease to holdvoting rights: | Ā | |
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13. Additional information: | Ā | |
14. Contact name: | Enterprise Ventures Limited | |
15. Contact telephone number: | Ā 01772 270 570 | |
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