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Notification of Major Interests in Shares

4 Oct 2012 17:25

RNS Number : 9890N
Entertainment One Ltd
04 October 2012
 



 

Date:

4 October 2012

On behalf of:

Entertainment One Ltd. ('the Company', or 'the Group')

For immediate release

 

Entertainment One Ltd.

Notification of Major Interests in Shares (Multiple)

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Entertainment One Limited

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

Prudential plc group of companies

4. Full name of shareholder(s)  (if different from 3.):iv

See attached schedule

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

01 October 2012

6. Date on which issuer notified:

03 October 2012

7. Threshold(s) that is/are crossed orreached: vi, vii

Above 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

CA29382B1022

Below 5%

Below 5%

38,656,768

38,656,768

0

14.32%

0

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

38,656,768

14.31%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

Prudential plc (parent Company)

M&G Group Limited (wholly owned subsidiary of Prudential plc)

M&G Limited (wholly owned subsidiary of M&G Group Limited)

M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)

M&G Securities Limited (wholly owned subsidiary of M&G Limited)

 

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will ceaseto hold:

N/A

12. Date on which proxy holder will cease to holdvoting rights:

N/A

13. Additional information:

 

 

14. Contact name:

James Todd / Mark Thomas

M&G Investment Management Limited

15. Contact telephone number:

020 7548 2293 / 020 7548 3266

 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Entertainment One Limited

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

 

 

M&G Investment Funds 3

4. Full name of shareholder(s)  (if different from 3.):iv

 

 

State Street Noms Ltd A/C GMIQ

State Street Noms Ltd A/C GMIR

 

 

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

01 October 2012

6. Date on which issuer notified:

03 October 2012

7. Threshold(s) that is/are crossed orreached: vi, vii

See item 13

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

CA29382B1022

Below 5%

Below 5%

37,990,101

37,990,101

0

14.06%

0

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

37,990,101

14.06%

 

 

 

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will ceaseto hold:

N/A

12. Date on which proxy holder will cease to holdvoting rights:

N/A

13. Additional information:

 

With reference to item 3, M&G Investments Funds 3 is an Open Ended Investment Company (OEIC) and is not a Prudential group company and must be separately disclosed (see TR1 form disclosed above).

This OEIC Fund is managed by M&G Investment Management Limited (a wholly owned subsidiary of Prudential plc) and will have been previously attributed to Prudential plc solely on the basis that M&G Investment Management Ltd has direct fund management control over the shares identified in this notification.

 

Therefore the 14.06% holding being disclosed in this notification is encompassed in the 14.31% already disclosed under The Prudential plc group of companies and is NOT in addition to it.

 

14. Contact name:

James Todd / Mark Thomas

M&G Investment Management Limited

15. Contact telephone number:

020 7548 3261 / 020 7548 3266

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Entertainment One Ltd

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

x

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

Marwyn Investment Management LLP

 

4. Full name of shareholder(s)  (if different from 3.):iv

Marwyn Value Investors LP

Benjamin Shaw

Mark Watts

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

01 October 2012

6. Date on which issuer notified:

02 October 2012

7. Threshold(s) that is/are crossed orreached: vi, vii

Below 40, 39, 38, 37, 36, 35,34,33,32,31,30%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

CA29382B1022

75,427,894

 

 

75,427,894

 

 

75,427,894

75,427,894

27.93%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

Warrants

29-03-2014

4,000,000

1.48%

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

79,427,894

29.41%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

Marwyn Value Investors LP holds 79,424,894 voting rights

Benjamin Shaw holds 2,000 voting rights.

Mark Watts holds 1,000 voting rights.

 

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will ceaseto hold:

12. Date on which proxy holder will cease to holdvoting rights:

13. Additional information:

14. Contact name:

Antoinette Vanderpuije

15. Contact telephone number:

0207 004 2743

 

Note: Annex should only be submitted to the FSA not the issuer

Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

Marwyn Investment Management LLP

 

Contact address

(registered office for legal entities)

 

11 Buckingham StreetLondonWC2N 6DF

Phone number & email

 

02070042743

av@marwyn.com

Other useful information

(at least legal representative for legal persons)

 

B: Identity of the notifier, if applicable

Full name

 

Antoinette Vanderpuije

Contact address

 

11 Buckingham StreetLondonWC2N 6DF

Phone number & email

 

02070042743

av@marwyn.com

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

Compliance Officer

C: Additional information

For notes on how to complete form TR-1 please see the FSA website.

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Entertainment One Ltd

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

The Capital Group Companies, Inc.

4. Full name of shareholder(s)  (if different from 3.):iv

See Schedule A

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

1 October 2012

6. Date on which issuer notified:

2 October 2012

7. Threshold(s) that is/are crossed orreached: vi, vii

 Above 3, 4, 5%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Common Shares

(ISIN: CA29382B1022)

7,456,282

7,456,282

14,456,282

5.35%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

14,456,282

5.3534%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

See Schedule A

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will ceaseto hold:

12. Date on which proxy holder will cease to holdvoting rights:

13. Additional information:

14. Contact name:

15. Contact telephone number:

 

Note: Annex should only be submitted to the FSA not the issuer

Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

The Capital Group Companies, Inc.

Contact address

(registered office for legal entities)

 

333 South Hope Street, 55th Floor

Los Angeles, California 90071

Phone number & email

 

(213) 615-0469

GRGroup@capgroup.com

Other useful information

(at least legal representative for legal persons)

 

The Capital Group Companies, Inc.

B: Identity of the notifier, if applicable

Full name

 

Christopher Aquino

Contact address

 

333 South Hope Street, 55th Floor

Los Angeles, California 90071

Phone number & email

 

(213) 615-0469

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

Fax: (213) 615-4056

C: Additional information

Due to a company reorganization, Capital Group International, Inc. ("CGII") and Capital Research and Management Company ("CRMC") will no longer report relevant holdings separately. With effect from 1 September 2012, the holdings under management will be reported in aggregate by the group's parent company, The Capital Group Companies, Inc.

For notes on how to complete form TR-1 please see the FSA website.

 

Enquiries:

 

Redleaf Polhill

 

 

Emma Kane

Rebecca Sanders-Hewett

 

 

+44(0)207 566 6720

Entertainment One Ltd.

Giles Willits

 

+44(0)207 566 6720

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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