26 Nov 2018 17:14
Equiniti Group plc
Incorporated in England and Wales
Registration number: 07090427
LEI: 213800TS721HGE2JIV94
ISIN: GB00BYWWHR75
Equiniti Group plc(the Company)
Director/PDMR Shareholding
The Company announces that it has been notified of the following transactions in the Company's Ordinary £0.001 shares undertaken by directors / persons discharging managerial responsibility ("PDMRs").
On 27 September 2018, under the terms of the 2018 offering of the Equiniti Sharesave scheme, the following directors/PDMRs were granted options to buy ordinary shares in the Company ("Shares") at an option price of £1.77 (£2.23 for US employees).
| Savings Period | Number of shares over which options granted |
Director |
|
|
Guy Wakeley, Chief Executive | 3 years | 2,033 |
John Stier, Chief Financial Officer | 3 years | 2,033 |
PDMR |
|
|
Mark Churley, Chief Growth Officer | 3 years | 2,033 |
Rebecca Grattan, Chief People and Transformation Officer | 3 years | 2,033 |
Adam Green, Chief Risk Officer | 3 years | 2,033 |
Paul Matthews, CEO, EQ Boardroom | 3 years | 2,033 |
Todd May, CEO EQ US | 2 years | 1,034 |
Liam McGrath, CEO EQ Digital | 3 years | 2,033 |
Thera Prins, Chief Operating Officer | 3 years | 2,033 |
Mark Taylor, Chief Customer Officer | 3 years | 2,033 |
Duncan Watson, Joint CEO EQ Paymaster | 3 years | 2,033 |
Ric Williams, Joint CEO EQ Paymaster | 3 years | 2,033 |
Please note: The Sharesave scheme is an all-employee, HMRC approved Save As You Earn Scheme. Equiniti employees can save an amount up to a maximum of £100 (or equivalent local currency) per month over a period of three years (two years for US employees). At the end of the period, the amount saved can be used to buy Shares at a price set at the start of the scheme saving period. Employees can withdraw their participation at any time and have their money returned to them. The options to buy Shares are normally exercisable for six months from the end of the savings period. US employees are able to exercise their options at the end of the two year savings period but are restricted from dealing in the shares for a further 12 month period.
This notification is made in accordance with the requirements of the EU Market Abuse Regulation.
Notification of Deal Forms for each PDMR can be found below.
Enquiries:
Kathy CongCompany SecretaryTel: +44(0)20 7469 1800
26 November 2018
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Guy Wakeley | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | Chief Executive / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | John Stier | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | Chief Financial Officer / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Mark Churley | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | Chief Growth Officer / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Rebecca Grattan | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | Chief People and Transformation Officer / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Adam Green | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | Chief Risk Officer / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Paul Matthews | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | CEO EQ Boardroom / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Todd May | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | CEO EQ US / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Liam McGrath | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | CEO EQ Digital / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Thera Prins | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | Chief Operating Officer / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Mark Taylor | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | Chief Customer Officer/PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Duncan Watson | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | Joint CEO EQ Paymaster / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||
1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
a) | Name | Ric Williams | ||||
2 | Reason for notification |
| ||||
a) | Position/Status | Joint CEO EQ Paymaster / PDMR | ||||
b) | Initial notification/amendment | Initial notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Equiniti Group plc | ||||
b) | LEI | 213800TS721HGE2JIV94 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | ||||
b) | Nature of transaction | Grant of options under the 2018 Equiniti Sharesave scheme | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information | N/A | ||||
e) | Date of transaction | 27 September 2018 | ||||
f) | Place of transaction | Outside a trading venue | ||||