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17 Nov 2015 09:58
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
Please complete all relevant boxes should in block capital letters.
1. |
Name of the issuer
ELECTRA PRIVATE EQUITY PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code
NOTIFICATION RELATES TO (i) |
3. |
Name of person discharging managerial responsibilities/director
EDWARD BRAMSON |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
CONNECTED PERSONS OF DIRECTOR NAMED IN 3: (i) SHERBORNE INVESTORS MANAGEMENT (GUERNSEY) LLC (ii) SHERBORNE INVESTORS MANAGEMENT LP (iii) SHERBORNE INVESTORS MANAGEMENT GP, LLC
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1
IN RESPECT OF VOTING RIGHTS IN THE ISSUER CONTROLLED BY SHERBORNE INVESTORS MANAGEMENT (GUERNSEY) LLC AS INVESTMENT MANAGER OF SIGB, LP
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6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES (ISIN CODE: GB0003085445) 5% CONVERTIBLE BOND (ISIN CODE: GB00B5B0NW64); EXERCISE PRICE 2,025p; EXPIRATION DATE 29/12/2017
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
PERSHING NOMINEES LIMITED
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8 |
State the nature of the transaction
ACQUISITION OF SHARES AND BONDS |
9. |
Number of shares, debentures or financial instruments relating to shares acquired
2,750 ORDINARY SHARES 336 CONVERTIBLE BONDS |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
ORDINARY SHARES; 0.01% VOTING RIGHTS CONVERTIBLE BONDS; 0.05% VOTING RIGHTS
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed
N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A |
13. |
Price per share or value of transaction
AVERAGE 3,620p PER ORDINARY SHARE; TOTAL £99,558
£1,790 PER BOND; TOTAL £601,440 |
14. |
Date and place of transaction
11 NOVEMBER 2015 TO 16 NOVEMBER 2015, LONDON |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
10,816,297 ORDINARY SHARES AND 8,598 CONVERTIBLE BONDS; 30.83%
|
16. |
Date issuer informed of transaction
17 NOVEMBER 2015 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant
_____ |
18. |
Period during which or date on which exercisable _____ |
19. |
Total amount paid (if any) for grant of the option _____ |
20. |
Description of shares or debentures involved (class and number) _____ |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise _____ |
22. |
Total number of shares or debentures over which options held following notification _____ |
23. |
Any additional information SHERBORNE INVESTORS MANAGEMENT LP IS AN INVESTMENT ADVISER REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNDER THE U.S. INVESTMENT ADVISERS ACT 1940. SHERBORNE INVESTORS MANAGEMENT (GUERNSEY) LLC, AS A WHOLLY OWNED SUBSIDIARY OF SHERBORNE INVESTORS MANAGEMENT LP, IS REGISTERED AND REGULATED UNDER THE U.S. INVESTMENT ADVISERS ACT 1940 AS AN INVESTMENT ADVISER RELYING ON THE REGISTRATION OF ITS PARENT, SHERBORNE INVESTORS MANAGEMENT LP. |
24. |
Name of contact and telephone number for queries
ELEANOR CRANMER 020 3008 4613
|
Name of authorised officer of issuer responsible for making notification
FROSTROW CAPITAL LLP, COMPANY SECRETARY TO ELECTRA PRIVATE EQUITY PLC
Date of notification: 17 November 2015
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and
24.
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