19 Apr 2023 17:48
FORM 8.3 | Amendment to Sale | ||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | DIGNITY PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 14 April 2023 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| ||||
disclosures in respect of any other party to the offer? | CASTELNAU GROUP LTD | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 12 48/143p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 771,517 | 1.54% | 25,647 | 0.05% | |||
(2) | Cash-settled derivatives: | ||||||
129,816 | 0.26% | 816,053 | 1.63% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 901,333 | 1.80% | 841,700 | 1.68% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
| |||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
12 48/143p ordinary | Purchase | 94 | 5.4500 GBP | ||||
12 48/143p ordinary | Purchase | 1,430 | 5.4218 GBP | ||||
12 48/143p ordinary | Purchase | 1,986 | 5.4262 GBP | ||||
12 48/143p ordinary | Purchase | 3,251 | 5.5000 GBP | ||||
12 48/143p ordinary | Purchase | 4,251 | 5.4703 GBP | ||||
12 48/143p ordinary | Sale | 1,024 | 5.5302 GBP | ||||
12 48/143p ordinary | Sale | 3,251 | 5.4500 GBP | ||||
12 48/143p ordinary | Sale | 3,251 | 5.5000 GBP | ||||
12 48/143p ordinary | Sale | 50,000 | 5.4472 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
12 48/143p ordinary | SWAP | Long | 50,000 | 5.4472 GBP | |||
12 48/143p ordinary | SWAP | Short | 30 | 5.5150 GBP | |||
12 48/143p ordinary | SWAP | Short | 40 | 5.5112 GBP | |||
12 48/143p ordinary | CFD | Short | 1,430 | 5.4218 GBP | |||
12 48/143p ordinary | SWAP | Short | 1,986 | 5.4262 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Apr 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||