1 Apr 2019 12:07
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | DAIRY CREST GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 March 2019 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 25p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,206,879 | 2.06% | 242,656 | 0.16% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 220,879 | 0.14% | 3,071,624 | 1.98% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 3,427,758 | 2.20% | 3,314,280 | 2.13% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 25p ordinary | Purchase | 371 | 6.2471 GBP | ||||
| 25p ordinary | Purchase | 422 | 6.2150 GBP | ||||
| 25p ordinary | Purchase | 567 | 6.2454 GBP | ||||
| 25p ordinary | Purchase | 607 | 6.2200 GBP | ||||
| 25p ordinary | Purchase | 1,237 | 6.2400 GBP | ||||
| 25p ordinary | Purchase | 1,433 | 6.2437 GBP | ||||
| 25p ordinary | Purchase | 1,544 | 6.2100 GBP | ||||
| 25p ordinary | Purchase | 1,969 | 6.2250 GBP | ||||
| 25p ordinary | Purchase | 5,567 | 6.2093 GBP | ||||
| 25p ordinary | Purchase | 5,820 | 6.2339 GBP | ||||
| 25p ordinary | Purchase | 6,402 | 6.2350 GBP | ||||
| 25p ordinary | Purchase | 6,665 | 6.2450 GBP | ||||
| 25p ordinary | Purchase | 17,768 | 6.2097 GBP | ||||
| 25p ordinary | Purchase | 34,788 | 6.2104 GBP | ||||
| 25p ordinary | Sale | 42 | 6.2318 GBP | ||||
| 25p ordinary | Sale | 102 | 6.2300 GBP | ||||
| 25p ordinary | Sale | 422 | 6.2150 GBP | ||||
| 25p ordinary | Sale | 512 | 6.2201 GBP | ||||
| 25p ordinary | Sale | 567 | 6.2200 GBP | ||||
| 25p ordinary | Sale | 1,286 | 6.2332 GBP | ||||
| 25p ordinary | Sale | 1,677 | 6.2350 GBP | ||||
| 25p ordinary | Sale | 1,969 | 6.2250 GBP | ||||
| 25p ordinary | Sale | 2,127 | 6.2275 GBP | ||||
| 25p ordinary | Sale | 2,445 | 6.2297 GBP | ||||
| 25p ordinary | Sale | 2,733 | 6.2299 GBP | ||||
| 25p ordinary | Sale | 3,644 | 6.2400 GBP | ||||
| 25p ordinary | Sale | 4,767 | 6.2276 GBP | ||||
| 25p ordinary | Sale | 12,807 | 6.2411 GBP | ||||
| 25p ordinary | Sale | 27,048 | 6.2100 GBP | ||||
| 25p ordinary | Sale | 31,416 | 6.2117 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 25p ordinary | SWAP | Long | 335 | 6.2150 GBP | |||||
| 25p ordinary | SWAP | Long | 550 | 6.2350 GBP | |||||
| 25p ordinary | SWAP | Long | 1,720 | 6.2250 GBP | |||||
| 25p ordinary | SWAP | Long | 2,106 | 6.2226 GBP | |||||
| 25p ordinary | SWAP | Long | 4,767 | 6.2275 GBP | |||||
| 25p ordinary | SWAP | Long | 9,754 | 6.2211 GBP | |||||
| 25p ordinary | SWAP | Long | 27,039 | 6.2100 GBP | |||||
| 25p ordinary | SWAP | Short | 200 | 6.2450 GBP | |||||
| 25p ordinary | SWAP | Short | 500 | 6.2300 GBP | |||||
| 25p ordinary | SWAP | Short | 567 | 6.2454 GBP | |||||
| 25p ordinary | SWAP | Short | 1,433 | 6.2437 GBP | |||||
| 25p ordinary | CFD | Short | 34,088 | 6.2104 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 1 Apr 2019 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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