22 Apr 2022 17:15
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | CARETECH HOLDINGS PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 21 April 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
disclosures in respect of any other party to the offer? | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | |||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||||||||
to which the disclosure relates following the dealing (if any) | ||||||||||||||
Class of relevant security: | 0.5p ordinary | |||||||||||||
Interests | Short Positions | |||||||||||||
Number | (%) | Number | (%) | |||||||||||
(1) | Relevant securities owned | |||||||||||||
and/or controlled: | 2,068,391 | 1.83% | 43,681 | 0.04% | ||||||||||
(2) | Cash-settled derivatives: | |||||||||||||
21,373 | 0.02% | 2,063,823 | 1.82% | |||||||||||
(3) | Stock-settled derivatives (including options) | |||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||||||
TOTAL: | 2,089,764 | 1.84% | 2,107,504 | 1.86% | ||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
0.5p ordinary | Purchase | 142 | 7.3796 GBP | ||||
0.5p ordinary | Purchase | 776 | 7.4200 GBP | ||||
0.5p ordinary | Purchase | 1,127 | 7.4000 GBP | ||||
0.5p ordinary | Purchase | 1,186 | 7.3790 GBP | ||||
0.5p ordinary | Purchase | 1,432 | 7.4154 GBP | ||||
0.5p ordinary | Purchase | 1,507 | 7.3800 GBP | ||||
0.5p ordinary | Sale | 383 | 7.4000 GBP | ||||
0.5p ordinary | Sale | 1,213 | 7.4079 GBP | ||||
0.5p ordinary | Sale | 1,995 | 7.3800 GBP | ||||
0.5p ordinary | Sale | 6,841 | 7.4003 GBP | ||||
| (b) | Cash-settled derivative transactions | |||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | ||||||||||
| relevant | description | reference | unit | |||||||||||
| security | securities | |||||||||||||
| 0.5p ordinary | SWAP | Long | 667 | 7.3796 GBP | ||||||||||
| 0.5p ordinary | SWAP | Long | 6,841 | 7.4003 GBP | ||||||||||
| 0.5p ordinary | CFD | Short | 586 | 7.4188 GBP | ||||||||||
| 0.5p ordinary | SWAP | Short | 776 | 7.4200 GBP | ||||||||||
| 0.5p ordinary | CFD | Short | 1,453 | 7.4107 GBP | ||||||||||
| 0.5p ordinary | SWAP | Short | 1,644 | 7.3800 GBP | ||||||||||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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of | description | purchasing, | of | price | date | money |
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relevant | selling, | securities | per unit | paid/ |
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security | varying etc | to which | received |
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option | per unit |
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relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per |
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security | securities | unit |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if |
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security | applicable) |
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4. | OTHER INFORMATION |
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(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO |
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Date of disclosure: | 22 Apr 2022 |
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Contact name: | Large Holdings Regulatory Operations |
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Telephone number: | 020 3134 7213 |
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