Last checked at 19 Oct 2016 09:48
CLARKSON PLC
("the Company")
Director/PDMR Shareholdings
On 18 October 2016 the following transaction comprising an exercise of options over ordinary shares in the Company was made by Mr A L Case and Mr J D Woyda, Directors of the Company, in London on the London Stock Exchange.
Mr A L Case
| |||||
Date of Grant | Type of option | Number of options granted | Date these became exercisable | No. of Options Exercised | Date exercised |
26/10/2007
| HMRC Approved Options | 1,513 | 26/10/2010 | 1,513 | 18 October 2016 |
Unapproved Options | 23,487 | 26/10/2010 | 23,487 | 18 October 2016 | |
16/12/2009 | Nil Cost Options | 99,388 | 15/12/2012 | 99,388 | 18 October 2016 |
24/12/2010 | Nil Cost Options | 36,581 | 23/12/2013 | 32,000 | 18 October 2016 |
25/05/2011 | Nil Cost Options | 33,618 | 24/05/2014 | 8,422 | 18 October 2016 |
TOTAL |
194,587 |
164,810 | |||
Mr J D Woyda
| |||||
Date of Grant | Type of option | Number of options granted | Date these became exercisable | No. of Options Exercised | Date exercised |
25/05/2011 | Nil Cost Options | 15,281 | 24/05/2014 | 15,281 | 18 October 2016 |
11/05/2012 | Nil Cost Options | 19,418 | 10/05/2015 | 18,083 | 18 October 2016 |
TOTAL |
34,699 |
33,364 | |||
Mr Case sold 84,260 shares and Mr Woyda sold 15,740 shares, each at a price of £19.50 per share in order to meet their tax liability on exercise of the options, and following these sales a balance of 80,550 shares was retained by Mr Case and a balance of 17,624 shares by Mr Woyda.
Following this transaction the Directors' interest in the Company's share capital is as follows:-
Ordinary Shares | % of Issued Share Capital | Restricted Shares | % of Issued Share Capital | Performance Related Options | % of Issued Share Capital | |
A Case | 674,422 | 2.23% | 53,766 | 0.18% | 213,531 | 0.71% |
J Woyda | 99,674 | 0.33% | 11,502 | 0.04% | 72,094 | 0.24% |
The below notifications are made in accordance with the requirements of the EU Market Abuse Regulation.
For further details contact:
Penny Watson
Company Secretary
Clarkson PLC
Tel: +44(0) 20 7334 0000
19 October 2016
PDMR DEALING NOTIFICATION TEMPLATE | |||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them | |||
1 | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name | Andrew Leigh Case | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Clarkson PLC | |
b) | Legal Entity Identifier | England & Wales Company Number: 1190238 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | HMRC Approved Options, Unapproved Options, Nil Cost Options and Ordinary Shares | |
Identification code | CKN | ||
b) | Nature of the transaction | Exercise of HMRC Approved Options (1,513), Unapproved Options (23,437), Nil Cost Options (139,810) and sale of 84,260 Ordinary Shares to cover tax liability | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£ 19.50 | 84,260 | ||
d) | Aggregated information |
84,260
£ 19.50 | |
- Aggregated volume | |||
- Price | |||
e) | Date of the transaction | 18 October 2016 | |
f) | Place of the transaction | London | |
PDMR DEALING NOTIFICATION TEMPLATE | |||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them | |||
1 | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name | Jeffrey David Woyda | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer and Chief Operating Officer | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Clarkson PLC | |
b) | Legal Entity Identifier | England & Wales Company Number: 1190238 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Nil Cost Options and Ordinary Shares | |
Identification code | CKN | ||
b) | Nature of the transaction | Exercise of Nil Cost Options (33, 364) and sale of 15,740 Ordinary Shares to cover tax liability | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£19.50 | 15,740 | ||
d) | Aggregated information |
15,740
£19.50 | |
- Aggregated volume | |||
- Price | |||
e) | Date of the transaction | 18 October 2016 | |
f) | Place of the transaction | London | |