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Last checked at 
20 Apr 2015 11:16
| Disclosure form | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 17 April 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 1,757,209 | 0.48% | 348,479 | 0.09% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 30,371 | 0.01% | 1,305,350 | 0.35% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 1,787,580 | 0.49% | 1,653,829 | 0.45% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 153 | 7.1150 GBP | ||||||||||||
| ORD | Purchase | 309 | 7.0550 GBP | ||||||||||||
| ORD | Purchase | 497 | 7.0750 GBP | ||||||||||||
| ORD | Purchase | 537 | 7.0678 GBP | ||||||||||||
| ORD | Purchase | 820 | 7.1100 GBP | ||||||||||||
| ORD | Purchase | 949 | 7.0600 GBP | ||||||||||||
| ORD | Purchase | 997 | 7.0673 GBP | ||||||||||||
| ORD | Purchase | 1,365 | 7.0700 GBP | ||||||||||||
| ORD | Purchase | 1,386 | 7.0605 GBP | ||||||||||||
| ORD | Purchase | 2,976 | 7.0650 GBP | ||||||||||||
| ORD | Purchase | 3,196 | 7.0672 GBP | ||||||||||||
| ORD | Purchase | 3,684 | 7.0868 GBP | ||||||||||||
| ORD | Purchase | 4,322 | 7.0613 GBP | ||||||||||||
| ORD | Purchase | 5,896 | 7.0785 GBP | ||||||||||||
| ORD | Purchase | 10,732 | 7.0743 GBP | ||||||||||||
| ORD | Purchase | 17,097 | 7.0634 GBP | ||||||||||||
| ORD | Purchase | 104,240 | 7.0626 GBP | ||||||||||||
| ORD | Sale | 153 | 7.1150 GBP | ||||||||||||
| ORD | Sale | 246 | 7.0950 GBP | ||||||||||||
| ORD | Sale | 346 | 7.0692 GBP | ||||||||||||
| ORD | Sale | 1,034 | 7.0753 GBP | ||||||||||||
| ORD | Sale | 1,191 | 7.0626 GBP | ||||||||||||
| ORD | Sale | 1,719 | 7.0750 GBP | ||||||||||||
| ORD | Sale | 1,721 | 7.0747 GBP | ||||||||||||
| ORD | Sale | 1,744 | 7.0700 GBP | ||||||||||||
| ORD | Sale | 2,173 | 7.0648 GBP | ||||||||||||
| ORD | Sale | 2,936 | 7.0550 GBP | ||||||||||||
| ORD | Sale | 3,103 | 7.0600 GBP | ||||||||||||
| ORD | Sale | 3,481 | 7.0590 GBP | ||||||||||||
| ORD | Sale | 5,073 | 7.0650 GBP | ||||||||||||
| ORD | Sale | 13,917 | 7.0629 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 346 | 7.0691 GBP | |||||||||||
| ORD | CFD | Long | 1,723 | 7.0692 GBP | |||||||||||
| ORD | CFD | Long | 2,936 | 7.0545 GBP | |||||||||||
| ORD | SWAP | Long | 3,078 | 7.0689 GBP | |||||||||||
| ORD | CFD | Long | 13,917 | 7.0629 GBP | |||||||||||
| ORD | SWAP | Short | 1,700 | 7.1008 GBP | |||||||||||
| ORD | SWAP | Short | 2,182 | 7.0656 GBP | |||||||||||
| ORD | SWAP | Short | 2,819 | 7.0577 GBP | |||||||||||
| ORD | CFD | Short | 3,958 | 7.1082 GBP | |||||||||||
| ORD | SWAP | Short | 4,196 | 7.0695 GBP | |||||||||||
| ORD | SWAP | Short | 6,814 | 7.0755 GBP | |||||||||||
| ORD | CFD | Short | 7,636 | 7.0641 GBP | |||||||||||
| ORD | SWAP | Short | 17,082 | 7.0643 GBP | |||||||||||
| ORD | CFD | Short | 100,687 | 7.0626 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||||||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||||||||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||||||||||
| to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||||||||||
| the exempt principal trader making the disclosure and any other person relating to: | |||||||||||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||||||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||||||||||
| any derivative is referenced: | |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 20 Apr 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
Copyright Business Wire 2015
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