Charter Court Regulatory News (CCFS)

NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN THE UNITED STATES, AUSTRALIA, CANADA, JAPAN, NEW ZEALAND OR SOUTH AFRICA.

For Immediate Release

This announcement is an advertisement and not a prospectus. Unless otherwise defined, terms in this announcement shall have the same meanings as those defined in the announcement dated 29 September 2017 titled 'Offer Price set at 230p per Share' issued by Charter Court Financial Services Group plc ("Charter Court" or the "Company" and together with its subsidiaries, the "Group"). Investors should not subscribe for or purchase any shares referred to in this announcement except on the basis of information in the prospectus (the "Prospectus") published by Charter Court today in connection with the global offer of its ordinary shares (the "Shares") and the proposed admission of its Shares to the premium listing segment of the Official List of the UK Listing Authority ("Official List") and to trading on the main market for listed securities (the "Main Market") of London Stock Exchange plc (the "London Stock Exchange" together, "Admission"). Copies of the Prospectus will, following publication, be available for inspection from the Company's registered office: 2 Charter Court, Broadlands, Wolverhampton WV10 6TD and on the Company's website at http://www.chartercourtfs.co.uk.

29 September 2017

Charter Court Financial Services Group plc

Publication of Prospectus

Further to the announcement published earlier today in connection with the initial public offering of the Company, Charter Court Financial Services Group PLC is pleased to announce that the Prospectus has now been approved by the UK Listing Authority.

A copy of the Prospectus will be submitted to the National Storage Mechanism and will shortly be available for inspection at www.morningstar.co.uk/uk/NSM. In addition, the Prospectus will also shortly be available from the Company's registered office at 2 Charter Court, Broadlands, Wolverhampton WV10 6TD and available to view on the website of the Company, http://www.chartercourtfs.co.uk.

Ends

Enquiries

This announcement does not constitute, or form part of, an offer to sell, or a solicitation of an offer to purchase any securities in the United States or any other jurisdiction. The securities referred to herein have not been and will not be registered under the U.S. Securities Act of 1933 as amended (the "Securities Act") and may not be offered or sold in the United States except to "qualified institutional buyers" as defined in, and in reliance on, Rule 144A under the Securities Act or another exemption from, or transaction not subject to, the registration requirements of the Securities Act. All offers and sales of securities outside of the United States will be made in reliance on, and in compliance with, Regulation S under the Securities Act. There is no intention to register any securities referred to herein in the United States or to make a public offering of the securities in the United States.

Important Notice

The distribution of this announcement may be restricted by law in certain jurisdictions and persons into whose possession any document or other information referred to herein comes should inform themselves about and observe any such restriction. Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction.

This announcement is not for distribution, directly or indirectly, in or into the United States of America. This announcement is not an offer of securities for sale into the United States. The securities referred to herein have not been and will not be registered under the U.S. Securities Act of 1993, as amended, and may not be offered or sold in the United States, except pursuant to an application exemption from registration. No public offering of securities is being made in the United States.

Each of Barclays and RBC Capital Markets is authorised by the UK Prudential Regulation Authority (the "PRA") and regulated by the PRA and the FCA. Keefe, Bruyette & Woods and Peel Hunt are authorised and regulated by the FCA. Each of the Banks is acting exclusively for the Company and no one else in connection with the Global Offer and will not regard any other person (whether or not a recipient of the Prospectus) as a client in relation to the Global Offer and will not be responsible to anyone other than the Company for providing the protections afforded to their respective clients nor for giving advice in relation to the Global Offer or the contents of this announcement or any transaction, arrangement or other matter referred to herein.

Apart from the responsibilities and liabilities, if any, which may be imposed on the Banks by FSMA or the regulatory regime established thereunder, none of the Banks accepts any responsibility whatsoever, and makes no representation or warranty, express or implied, for the contents of this announcement, including its accuracy, completeness or for any other statement made or purported to be made by it or on behalf of it, the Company, the Directors, the Selling Shareholders or any other person, in connection with the Company, the Shares, the Selling Shareholders or the Global Offer and nothing in this announcement shall be relied upon as a promise or representation in this respect, whether as to the past or the future. Each of the Banks accordingly disclaims all and any liability whatsoever, whether arising in tort, contract or otherwise (save as referred to above), which it might otherwise have in respect of this announcement or any such statement.

The Banks and their respective affiliates may have engaged in transactions with, and provided various investment banking, financial advisory and other services to the Company and/or the Selling Shareholders for which they would have received customary fees. The Banks and any of their respective affiliates may provide such services to the Company and/or the Selling Shareholders and any of their respective affiliates in the future.