28 Oct 2020 10:00
28 October 2020
Curtis Banks Group plc
("Curtis Banks", the "Company")
Director/PDMR Shareholding, AIM Admission and Total Voting Rights
AIM Admission and Total Voting Rights
Curtis Banks Group Plc (AIM:CBP) announces that an application has been made to AIM and the London Stock Exchange ("LSE") for an admission of 367,204 ordinary shares of 0.5 pence each in the Company ("Ordinary Shares"). The Ordinary Shares will be issued pursuant to the exercise of employee share options under the 2017 Long Term Incentive Plan ("2017 LTIP").
On exercise the Ordinary Shares will be issued credited as fully paid and will rank pari passu in all respects with the existing ordinary shares. It is expected that such admission will become effective on 29 October 2020.
Upon admission the Company's issued share capital will consist of 66,414,312 Ordinary Shares. There are no Ordinary Shares held in Treasury.
The above figure may be used by shareholders in the Company as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change in their interest in, the share capital of the Company under the FCA Disclosure and Transparency Rules.
LTIP PDMR Dealings
The following PDMRs have exercised options under the 2017 LTIP.
PDMR Name | Position | Options Exercised |
Will Self | Chief Executive Officer | 73,043 |
Jane Ridgley | Chief Operating Officer | 17,391 |
Nigel Rodgers | Chief Information Officer | 20,870 |
Ian Stone | Chief Risk Officer | 19,130 |
James Scott | Group Commercial Director | 11,957 |
James Keely | Head of Risk & Compliance | 6,522 |
Gemma Millard | Head of Group Legal | 6,522 |
Paul Keepin | Investment Director | 5,652 |
Nikki Presley | Operations Director - Bristol | 5,508 |
Rupert Curtis | Founder & Senior Advisor | 100,174 |
In addition to this, 100,435 options were exercised by non-PDMR employees of the company. Paul Keepin has purchased 3,360 Ordinary Shares in his SiPP, and his wife has purchased 9,609 Ordinary Shares in her ISA.
The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further detail.
1 | Details of PDMR / person closely associated | |||||
a) | Name | Will Self | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Chief Executive Officer | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Exercise of awards granted under the 2017 Long Term Incentive Plan | ||||
c) | Price (pence) and volume |
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d) | Aggregated information - Aggregated volume | 73,043 | ||||
- Price (pence) | Nil | |||||
e) | Date of the transaction |
| ||||
f) | Place of the transaction | Outside a trading venue | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | Jane Ridgley | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Chief Operating Officer | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Exercise of awards granted under the 2017 Long Term Incentive Plan | ||||
c) | Price (pence) and volume |
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d) | Aggregated information - Aggregated volume | 17,391 | ||||
- Price (pence) | Nil | |||||
e) | Date of the transaction |
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f) | Place of the transaction | Outside a trading venue | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | Nigel Rodgers | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Chief Information Officer | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Exercise of awards granted under the 2017 Long Term Incentive Plan | ||||
c) | Price (pence) and volume |
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d) | Aggregated information - Aggregated volume | 20,870 | ||||
- Price (pence) | Nil | |||||
e) | Date of the transaction |
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f) | Place of the transaction | Outside a trading venue | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | Ian Stone | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Chief Risk Officer | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Exercise of awards granted under the 2017 Long Term Incentive Plan | ||||
c) | Price (pence) and volume |
| ||||
d) | Aggregated information - Aggregated volume | 19,130 | ||||
- Price (pence) | Nil | |||||
e) | Date of the transaction |
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f) | Place of the transaction | Outside a trading venue | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | James Scott | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Group Commercial Director | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Exercise of awards granted under the 2017 Long Term Incentive Plan | ||||
c) | Price (pence) and volume |
| ||||
d) | Aggregated information - Aggregated volume | 11,957 | ||||
- Price (pence) | Nil | |||||
e) | Date of the transaction |
| ||||
f) | Place of the transaction | Outside a trading venue | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | James Keely | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Head of Risk & Compliance | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Exercise of awards granted under the 2017 Long Term Incentive Plan | ||||
c) | Price (pence) and volume |
| ||||
d) | Aggregated information - Aggregated volume | 6,522 | ||||
- Price (pence) | Nil | |||||
e) | Date of the transaction |
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f) | Place of the transaction | Outside a trading venue | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | Gemma Millard | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Head of Group Legal | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Exercise of awards granted under the 2017 Long Term Incentive Plan | ||||
c) | Price (pence) and volume |
| ||||
d) | Aggregated information - Aggregated volume | 6,522 | ||||
- Price (pence) | Nil | |||||
e) | Date of the transaction |
| ||||
f) | Place of the transaction | Outside a trading venue | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | Paul Keepin | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Investment Director | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Exercise of awards granted under the 2017 Long Term Incentive Plan | ||||
c) | Price (pence) and volume |
| ||||
d) | Aggregated information - Aggregated volume | 5,652 | ||||
- Price (pence) | Nil | |||||
e) | Date of the transaction |
| ||||
f) | Place of the transaction | Outside a trading venue | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | Nikki Presley | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Operations Director - Bristol | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Exercise of awards granted under the 2017 Long Term Incentive Plan | ||||
c) | Price (pence) and volume |
| ||||
d) | Aggregated information - Aggregated volume | 5,508 | ||||
- Price (pence) | Nil | |||||
e) | Date of the transaction |
| ||||
f) | Place of the transaction | Outside a trading venue | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | Rupert Curtis | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Founder & Senior Advisor | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Exercise of awards granted under the 2017 Long Term Incentive Plan | ||||
c) | Price (pence) and volume |
| ||||
d) | Aggregated information - Aggregated volume | 100,174 | ||||
- Price (pence) | Nil | |||||
e) | Date of the transaction |
| ||||
f) | Place of the transaction | Outside a trading venue | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | Paul Keepin | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Investment Director | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Purchase of Ordinary Shares within SiPP | ||||
c) | Price (pence) and volume |
| ||||
d) | Aggregated information - Aggregated volume | 3,360 | ||||
- Price (pence) | 208p | |||||
e) | Date of the transaction |
| ||||
f) | Place of the transaction | The London Stock Exchange | ||||
1 | Details of PDMR / person closely associated | |||||
a) | Name | Kay Keepin | ||||
2. | Reason for the notification | |||||
a) | Position / Status | Wife of Paul Keepin - Investment Director | ||||
b) | Initial notification / Amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | Curtis Banks Group plc | ||||
b) | LEI | 213800LYP7YTVDXRMP40 | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of 0.5 pence
CBP ISIN: GB00BW0D4R71 | ||||
b) | Nature of the transaction | Purchase of Ordinary Shares within ISA | ||||
c) | Price (pence) and volume |
| ||||
d) | Aggregated information - Aggregated volume | 9,609 | ||||
- Price (pence) | 208p | |||||
e) | Date of the transaction |
| ||||
f) | Place of the transaction | The London Stock Exchange | ||||
For more information:
Curtis Banks Group plc | www.curtisbanks.co.uk |
Will Self - Chief Executive Officer | +44 (0) 117 9107910 |
Dan Cowland - Chief Financial Officer |
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Peel Hunt LLP (Nominated Adviser & Joint Broker) | +44 (0) 20 7418 8900 |
James Britton |
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Rishi Shah |
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Nplus1 Singer Capital Markets Limited (Joint Broker) | +44 (0) 20 7496 3000 |
Mark Taylor |
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Rachel Hayes |
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Camarco (Financial PR) | +44 (0) 20 3757 4984 |
Ed Gascoigne-Pees |
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Georgia Edmonds |
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Jake Thomas |