7 Feb 2023 10:14
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | CAPITAL & COUNTIES PROPERTIES PLC | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | Capital & Counties Properties plc | |||||
(d) | Date position held/dealing undertaken: | 06 Feb 2023 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: SHAFTESBURY PLC | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 25p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 9,065,816 | 1.06% | 7,436,841 | 0.87% | |||
(2) Cash-settled derivatives: | 7,609,966 | 0.89% | 7,640,226 | 0.90% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 16,675,782 | 1.96% | 15,077,067 | 1.77% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
25p ordinary | Purchase | 205656 | 1.2323 GBP | 1.2170 GBP | |||
25p ordinary | Sale | 406711 | 1.2320 GBP | 1.2150 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
25p ordinary | CFD | Decreasing Long | 290 | 1.2193 GBP | |||
25p ordinary | SWAP | Decreasing Long | 323 | 1.2210 GBP | |||
25p ordinary | SWAP | Decreasing Long | 377 | 25.8600 ZAR | |||
25p ordinary | SWAP | Decreasing Long | 870 | 25.7830 ZAR | |||
25p ordinary | SWAP | Decreasing Long | 972 | 1.2320 GBP | |||
25p ordinary | SWAP | Decreasing Long | 1,295 | 1.2292 GBP | |||
25p ordinary | SWAP | Decreasing Long | 1,441 | 25.7500 ZAR | |||
25p ordinary | SWAP | Decreasing Long | 2,306 | 25.7831 ZAR | |||
25p ordinary | CFD | Decreasing Long | 2,804 | 1.2320 GBP | |||
25p ordinary | SWAP | Decreasing Long | 4,827 | 25.7977 ZAR | |||
25p ordinary | SWAP | Decreasing Long | 5,316 | 25.7922 ZAR | |||
25p ordinary | CFD | Decreasing Long | 10,972 | 1.2198 GBP | |||
25p ordinary | SWAP | Decreasing Long | 11,745 | 25.8365 ZAR | |||
25p ordinary | SWAP | Decreasing Long | 35,075 | 25.7976 ZAR | |||
25p ordinary | SWAP | Decreasing Long | 39,818 | 25.7829 ZAR | |||
25p ordinary | SWAP | Decreasing Long | 55,548 | 1.2213 GBP | |||
25p ordinary | CFD | Decreasing Short | 377 | 25.8528 ZAR | |||
25p ordinary | SWAP | Decreasing Short | 555 | 1.2194 GBP | |||
25p ordinary | CFD | Decreasing Short | 916 | 25.8096 ZAR | |||
25p ordinary | SWAP | Decreasing Short | 1,804 | 1.2191 GBP | |||
25p ordinary | CFD | Decreasing Short | 2,554 | 25.7429 ZAR | |||
25p ordinary | SWAP | Decreasing Short | 11,000 | 1.2179 GBP | |||
25p ordinary | CFD | Decreasing Short | 11,745 | 25.8287 ZAR | |||
25p ordinary | SWAP | Decreasing Short | 49,850 | 1.2187 GBP | |||
25p ordinary | SWAP | Decreasing Short | 70,342 | 1.2202 GBP | |||
25p ordinary | CFD | Increasing Long | 105 | 1.2206 GBP | |||
25p ordinary | CFD | Increasing Long | 365 | 1.2320 GBP | |||
25p ordinary | CFD | Increasing Long | 481 | 1.2230 GBP | |||
25p ordinary | SWAP | Increasing Long | 870 | 25.7830 ZAR | |||
25p ordinary | SWAP | Increasing Long | 2,306 | 25.7831 ZAR | |||
25p ordinary | SWAP | Increasing Long | 3,611 | 1.2150 GBP | |||
25p ordinary | SWAP | Increasing Long | 3,999 | 1.2190 GBP | |||
25p ordinary | SWAP | Increasing Long | 4,827 | 25.7977 ZAR | |||
25p ordinary | SWAP | Increasing Long | 5,316 | 25.7922 ZAR | |||
25p ordinary | SWAP | Increasing Long | 5,479 | 25.7787 ZAR | |||
25p ordinary | SWAP | Increasing Long | 11,246 | 25.8600 ZAR | |||
25p ordinary | CFD | Increasing Long | 22,200 | 1.2169 GBP | |||
25p ordinary | SWAP | Increasing Long | 22,777 | 25.7367 ZAR | |||
25p ordinary | SWAP | Increasing Long | 35,075 | 25.7976 ZAR | |||
25p ordinary | SWAP | Increasing Long | 39,818 | 25.7829 ZAR | |||
25p ordinary | SWAP | Increasing Long | 40,887 | 1.2185 GBP | |||
25p ordinary | CFD | Increasing Long | 91,547 | 1.2162 GBP | |||
25p ordinary | CFD | Increasing Short | 1,444 | 25.8671 ZAR | |||
25p ordinary | SWAP | Increasing Short | 5,000 | 1.2207 GBP | |||
25p ordinary | CFD | Increasing Short | 5,479 | 25.7858 ZAR | |||
25p ordinary | CFD | Increasing Short | 9,802 | 25.8703 ZAR | |||
25p ordinary | SWAP | Increasing Short | 13,000 | 1.2192 GBP | |||
25p ordinary | CFD | Increasing Short | 22,777 | 25.7444 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 07 Feb 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||