Last checked at 26 Apr 2024 11:36
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 25 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | SALES | 744,618 | 23.2100 GBP | 22.7100 GBP |
Ordinary NPV | PURCHASES | 464,849 | 23.8100 GBP | 22.7050 GBP |
Ordinary NPV | PURCHASES | 3,354 | 28.8522 USD | 28.8522 USD |
Ordinary NPV | SALES | 3,354 | 28.8526 USD | 28.8526 USD |
UNSPONSORED ADR (2.00 TO 1) | PURCHASES | 780 | 57.9700 USD | 57.2150 USD |
UNSPONSORED ADR (2.00 TO 1) | SALES | 780 | 57.9700 USD | 57.2150 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | increasing a long position | 8,745 | 22.8268 GBP |
Ordinary NPV | CFD | increasing a long position | 17,556 | 22.9237 GBP |
Ordinary NPV | CFD | increasing a long position | 8,713 | 22.9271 GBP |
Ordinary NPV | CFD | increasing a long position | 2,855 | 22.9271 GBP |
Ordinary NPV | CFD | increasing a long position | 1,212 | 22.9271 GBP |
Ordinary NPV | CFD | increasing a long position | 10,688 | 22.9271 GBP |
Ordinary NPV | CFD | increasing a long position | 102,154 | 22.9271 GBP |
Ordinary NPV | CFD | increasing a long position | 2,086 | 22.9271 GBP |
Ordinary NPV | CFD | increasing a long position | 8,055 | 22.9271 GBP |
Ordinary NPV | CFD | increasing a long position | 24,493 | 22.9271 GBP |
Ordinary NPV | CFD | increasing a long position | 17,019 | 22.9271 GBP |
Ordinary NPV | CFD | increasing a long position | 147 | 23.1100 GBP |
Ordinary NPV | CFD | increasing a long position | 3,104 | 23.1300 GBP |
Ordinary NPV | CFD | increasing a long position | 8,074 | 545.9379 ZAR |
Ordinary NPV | CFD | increasing a long position | 3,762 | 546.5302 ZAR |
Ordinary NPV | CFD | increasing a long position | 9,851 | 546.8729 ZAR |
Ordinary NPV | CFD | increasing a long position | 39,200 | 546.9726 ZAR |
Ordinary NPV | CFD | increasing a long position | 3 | 546.9733 ZAR |
Ordinary NPV | CFD | increasing a long position | 425 | 548.2555 ZAR |
Ordinary NPV | CFD | increasing a short position | 1,660 | 22.8595 GBP |
Ordinary NPV | CFD | increasing a short position | 8,749 | 22.8743 GBP |
Ordinary NPV | CFD | increasing a short position | 2,036 | 23.1350 GBP |
Ordinary NPV | CFD | increasing a short position | 14,536 | 23.1435 GBP |
Ordinary NPV | CFD | increasing a short position | 7,183 | 545.2529 ZAR |
Ordinary NPV | CFD | increasing a short position | 425 | 548.2555 ZAR |
Ordinary NPV | CFD | reducing a long position | 8,745 | 22.8743 GBP |
Ordinary NPV | CFD | reducing a long position | 3,386 | 23.0168 GBP |
Ordinary NPV | CFD | reducing a long position | 13,732 | 23.1100 GBP |
Ordinary NPV | CFD | reducing a long position | 16,866 | 23.1435 GBP |
Ordinary NPV | CFD | reducing a long position | 1,328 | 544.8188 ZAR |
Ordinary NPV | CFD | reducing a long position | 8,074 | 545.9379 ZAR |
Ordinary NPV | CFD | reducing a long position | 10,142 | 546.8729 ZAR |
Ordinary NPV | CFD | reducing a long position | 3 | 546.9733 ZAR |
Ordinary NPV | CFD | reducing a long position | 17,039 | 547.2382 ZAR |
Ordinary NPV | CFD | reducing a long position | 2,434 | 547.4637 ZAR |
Ordinary NPV | CFD | reducing a long position | 14,978 | 547.4953 ZAR |
Ordinary NPV | CFD | reducing a short position | 22,510 | 22.7706 GBP |
Ordinary NPV | CFD | reducing a short position | 67,836 | 22.7815 GBP |
Ordinary NPV | CFD | reducing a short position | 3,528 | 22.7844 GBP |
Ordinary NPV | CFD | reducing a short position | 5,288 | 22.7891 GBP |
Ordinary NPV | CFD | reducing a short position | 4,673 | 22.8627 GBP |
Ordinary NPV | CFD | reducing a short position | 8,749 | 22.9326 GBP |
Ordinary NPV | CFD | reducing a short position | 24,865 | 22.9688 GBP |
Ordinary NPV | CFD | reducing a short position | 86 | 22.9785 GBP |
Ordinary NPV | CFD | reducing a short position | 11 | 22.9936 GBP |
Ordinary NPV | CFD | reducing a short position | 29,000 | 23.0984 GBP |
Ordinary NPV | CFD | reducing a short position | 2,000 | 23.0984 GBP |
Ordinary NPV | CFD | reducing a short position | 14,635 | 23.1189 GBP |
Ordinary NPV | CFD | reducing a short position | 291 | 546.8729 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 26 April 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.