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7 May 2024 07:00
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 03 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 188 | 56.3947 USD | 56.2600 USD |
ADR | SALES | 188 | 56.3947 USD | 56.2600 USD |
Ordinary NPV | PURCHASES | 628,543 | 22.4900 GBP | 22.1500 GBP |
Ordinary NPV | SALES | 331,916 | 22.5800 GBP | 22.1500 GBP |
Ordinary NPV | PURCHASES | 4,379,628 | 42.4171 AUD | 42.3337 AUD |
Ordinary NPV | SALES | 4,366,757 | 42.5015 AUD | 42.3045 AUD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | increasing a long position | 1,936 | 22.4674 GBP |
Ordinary NPV | CFD | increasing a long position | 225 | 42.3486 AUD |
Ordinary NPV | CFD | increasing a long position | 2 | 517.6400 ZAR |
Ordinary NPV | CFD | increasing a long position | 6,358 | 518.3925 ZAR |
Ordinary NPV | CFD | increasing a long position | 19,510 | 518.7143 ZAR |
Ordinary NPV | CFD | increasing a long position | 5,317 | 519.0743 ZAR |
Ordinary NPV | CFD | increasing a long position | 700 | 519.4826 ZAR |
Ordinary NPV | CFD | increasing a short position | 33,270 | 22.2401 GBP |
Ordinary NPV | CFD | increasing a short position | 33,076 | 22.3410 GBP |
Ordinary NPV | CFD | increasing a short position | 89,674 | 22.4100 GBP |
Ordinary NPV | CFD | increasing a short position | 604 | 22.4224 GBP |
Ordinary NPV | CFD | increasing a short position | 47 | 42.2700 AUD |
Ordinary NPV | CFD | increasing a short position | 1,787 | 42.3458 AUD |
Ordinary NPV | CFD | increasing a short position | 643 | 42.3708 AUD |
Ordinary NPV | CFD | increasing a short position | 32,698 | 42.3784 AUD |
Ordinary NPV | CFD | increasing a short position | 49,046 | 42.3784 AUD |
Ordinary NPV | CFD | increasing a short position | 32 | 42.3798 AUD |
Ordinary NPV | CFD | increasing a short position | 504 | 42.3943 AUD |
Ordinary NPV | CFD | increasing a short position | 32 | 42.3948 AUD |
Ordinary NPV | CFD | increasing a short position | 256 | 42.3978 AUD |
Ordinary NPV | CFD | increasing a short position | 1,191 | 42.3978 AUD |
Ordinary NPV | CFD | increasing a short position | 890 | 42.3978 AUD |
Ordinary NPV | CFD | increasing a short position | 846 | 42.3978 AUD |
Ordinary NPV | CFD | increasing a short position | 337 | 42.3978 AUD |
Ordinary NPV | CFD | increasing a short position | 336 | 42.3978 AUD |
Ordinary NPV | CFD | increasing a short position | 527 | 42.4100 AUD |
Ordinary NPV | CFD | increasing a short position | 24 | 42.4949 AUD |
Ordinary NPV | CFD | increasing a short position | 7,800 | 42.5453 AUD |
Ordinary NPV | CFD | increasing a short position | 1,041 | 518.3925 ZAR |
Ordinary NPV | CFD | reducing a long position | 1 | 22.2100 GBP |
Ordinary NPV | CFD | reducing a long position | 29,710 | 22.3524 GBP |
Ordinary NPV | CFD | reducing a long position | 988 | 22.4100 GBP |
Ordinary NPV | CFD | reducing a long position | 274 | 22.4100 GBP |
Ordinary NPV | CFD | reducing a long position | 8,713 | 22.4148 GBP |
Ordinary NPV | CFD | reducing a long position | 17,019 | 22.4148 GBP |
Ordinary NPV | CFD | reducing a long position | 102,154 | 22.4148 GBP |
Ordinary NPV | CFD | reducing a long position | 10,688 | 22.4148 GBP |
Ordinary NPV | CFD | reducing a long position | 2,855 | 22.4148 GBP |
Ordinary NPV | CFD | reducing a long position | 8,055 | 22.4148 GBP |
Ordinary NPV | CFD | reducing a long position | 24,493 | 22.4148 GBP |
Ordinary NPV | CFD | reducing a long position | 2,086 | 22.4148 GBP |
Ordinary NPV | CFD | reducing a long position | 5,776 | 22.4324 GBP |
Ordinary NPV | CFD | reducing a long position | 11,411 | 22.4500 GBP |
Ordinary NPV | CFD | reducing a long position | 8,898 | 42.3458 AUD |
Ordinary NPV | CFD | reducing a long position | 449 | 42.3580 AUD |
Ordinary NPV | CFD | reducing a long position | 2,391 | 42.3580 AUD |
Ordinary NPV | CFD | reducing a long position | 320 | 42.3580 AUD |
Ordinary NPV | CFD | reducing a long position | 4,278,300 | 42.4100 AUD |
Ordinary NPV | CFD | reducing a long position | 39,223 | 42.4221 AUD |
Ordinary NPV | CFD | reducing a long position | 2,020,500 | 42.5000 AUD |
Ordinary NPV | CFD | reducing a long position | 3,428 | 42.5000 AUD |
Ordinary NPV | CFD | reducing a long position | 2 | 517.6400 ZAR |
Ordinary NPV | CFD | reducing a long position | 5,317 | 518.3925 ZAR |
Ordinary NPV | CFD | reducing a long position | 14,767 | 519.0743 ZAR |
Ordinary NPV | CFD | reducing a long position | 700 | 519.4826 ZAR |
Ordinary NPV | CFD | reducing a long position | 37 | 521.3000 ZAR |
Ordinary NPV | CFD | reducing a short position | 38,611 | 22.3271 GBP |
Ordinary NPV | CFD | reducing a short position | 157 | 22.3300 GBP |
Ordinary NPV | CFD | reducing a short position | 6,318 | 22.3792 GBP |
Ordinary NPV | CFD | reducing a short position | 7,809 | 22.4100 GBP |
Ordinary NPV | CFD | reducing a short position | 1,969 | 22.4100 GBP |
Ordinary NPV | CFD | reducing a short position | 26,866 | 22.4470 GBP |
Ordinary NPV | CFD | reducing a short position | 21 | 22.4600 GBP |
Ordinary NPV | CFD | reducing a short position | 585 | 22.5800 GBP |
Ordinary NPV | CFD | reducing a short position | 101 | 42.2600 AUD |
Ordinary NPV | CFD | reducing a short position | 307 | 42.2600 AUD |
Ordinary NPV | CFD | reducing a short position | 307 | 42.2802 AUD |
Ordinary NPV | CFD | reducing a short position | 942 | 42.2802 AUD |
Ordinary NPV | CFD | reducing a short position | 1,000 | 42.3510 AUD |
Ordinary NPV | CFD | reducing a short position | 666 | 42.3510 AUD |
Ordinary NPV | CFD | reducing a short position | 4,115 | 42.3639 AUD |
Ordinary NPV | CFD | reducing a short position | 24,742 | 42.3700 AUD |
Ordinary NPV | CFD | reducing a short position | 3,977 | 42.3897 AUD |
Ordinary NPV | CFD | reducing a short position | 700 | 42.4044 AUD |
Ordinary NPV | CFD | reducing a short position | 590,940 | 42.4100 AUD |
Ordinary NPV | CFD | reducing a short position | 45,956 | 42.4100 AUD |
Ordinary NPV | CFD | reducing a short position | 15,190 | 42.4110 AUD |
Ordinary NPV | CFD | reducing a short position | 4,610 | 42.4253 AUD |
Ordinary NPV | CFD | reducing a short position | 1,317 | 42.4430 AUD |
Ordinary NPV | CFD | reducing a short position | 35,106 | 42.4728 AUD |
Ordinary NPV | CFD | reducing a short position | 2,278 | 42.5000 AUD |
Ordinary NPV | CFD | reducing a short position | 9,450 | 519.0743 ZAR |
Ordinary NPV | CFD | reducing a short position | 37 | 521.3000 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 07 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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