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20 May 2024 11:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 17 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 525 | 61.0584 USD | 60.6810 USD |
ADR | SALES | 525 | 61.0584 USD | 60.6810 USD |
Ordinary NPV | PURCHASES | 262,231 | 24.0350 GBP | 23.6100 GBP |
Ordinary NPV | SALES | 232,567 | 24.0600 GBP | 23.6057 GBP |
Ordinary NPV | SALES | 6,668 | 29.9513 USD | 29.9513 USD |
Ordinary NPV | SALES | 1,081,433 | 45.0000 AUD | 44.8900 AUD |
Ordinary NPV | PURCHASES | 1,093,477 | 45.0263 AUD | 44.8507 AUD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD | increasing a long position | 6,000 | 23.7580 GBP |
Ordinary NPV | CFD | increasing a long position | 3,538 | 23.8380 GBP |
Ordinary NPV | CFD | increasing a long position | 10,620 | 23.8689 GBP |
Ordinary NPV | CFD | increasing a long position | 228 | 24.0000 GBP |
Ordinary NPV | CFD | increasing a long position | 8,196 | 24.0000 GBP |
Ordinary NPV | CFD | increasing a long position | 4,797 | 24.0023 GBP |
Ordinary NPV | CFD | increasing a long position | 6,995 | 24.0079 GBP |
Ordinary NPV | CFD | increasing a long position | 405 | 24.0389 GBP |
Ordinary NPV | CFD | increasing a long position | 40 | 44.8718 AUD |
Ordinary NPV | CFD | increasing a long position | 4,711 | 44.9401 AUD |
Ordinary NPV | CFD | increasing a long position | 7,068 | 44.9401 AUD |
Ordinary NPV | CFD | increasing a long position | 168 | 45.0018 AUD |
Ordinary NPV | CFD | increasing a long position | 113 | 45.0018 AUD |
Ordinary NPV | CFD | increasing a long position | 430 | 45.0072 AUD |
Ordinary NPV | CFD | increasing a long position | 396 | 45.0381 AUD |
Ordinary NPV | CFD | increasing a long position | 3,206 | 547.6045 ZAR |
Ordinary NPV | CFD | increasing a long position | 1,660 | 547.7331 ZAR |
Ordinary NPV | CFD | increasing a long position | 5,698 | 549.6011 ZAR |
Ordinary NPV | CFD | increasing a long position | 1,600 | 551.5734 ZAR |
Ordinary NPV | CFD | increasing a short position | 258 | 23.6500 GBP |
Ordinary NPV | CFD | increasing a short position | 6,000 | 23.6653 GBP |
Ordinary NPV | CFD | increasing a short position | 1,246 | 23.7200 GBP |
Ordinary NPV | CFD | increasing a short position | 20,000 | 23.7458 GBP |
Ordinary NPV | CFD | increasing a short position | 10,000 | 23.8024 GBP |
Ordinary NPV | CFD | increasing a short position | 5,963 | 23.8134 GBP |
Ordinary NPV | CFD | increasing a short position | 1,902 | 23.8569 GBP |
Ordinary NPV | CFD | increasing a short position | 16,137 | 24.0000 GBP |
Ordinary NPV | CFD | increasing a short position | 720 | 44.8900 AUD |
Ordinary NPV | CFD | increasing a short position | 66,745 | 44.8900 AUD |
Ordinary NPV | CFD | increasing a short position | 77,605 | 44.9420 AUD |
Ordinary NPV | CFD | increasing a short position | 5,942 | 44.9802 AUD |
Ordinary NPV | CFD | increasing a short position | 412 | 45.0139 AUD |
Ordinary NPV | CFD | reducing a long position | 13,539 | 23.6935 GBP |
Ordinary NPV | CFD | reducing a long position | 1 | 23.9000 GBP |
Ordinary NPV | CFD | reducing a long position | 498 | 44.8900 AUD |
Ordinary NPV | CFD | reducing a long position | 630 | 44.9839 AUD |
Ordinary NPV | CFD | reducing a long position | 3,206 | 547.6045 ZAR |
Ordinary NPV | CFD | reducing a long position | 1,771 | 548.0893 ZAR |
Ordinary NPV | CFD | reducing a long position | 12,900 | 548.5196 ZAR |
Ordinary NPV | CFD | reducing a long position | 5,698 | 549.6011 ZAR |
Ordinary NPV | CFD | reducing a long position | 1,600 | 551.5734 ZAR |
Ordinary NPV | CFD | reducing a long position | 493 | 552.5264 ZAR |
Ordinary NPV | CFD | reducing a long position | 863 | 553.3939 ZAR |
Ordinary NPV | CFD | reducing a short position | 67 | 23.6500 GBP |
Ordinary NPV | CFD | reducing a short position | 410 | 23.7862 GBP |
Ordinary NPV | CFD | reducing a short position | 15,864 | 23.8797 GBP |
Ordinary NPV | CFD | reducing a short position | 258 | 23.8891 GBP |
Ordinary NPV | CFD | reducing a short position | 54 | 24.0000 GBP |
Ordinary NPV | CFD | reducing a short position | 6,668 | 44.8507 AUD |
Ordinary NPV | CFD | reducing a short position | 863 | 44.8715 AUD |
Ordinary NPV | CFD | reducing a short position | 25,000 | 44.8835 AUD |
Ordinary NPV | CFD | reducing a short position | 8,713 | 44.8992 AUD |
Ordinary NPV | CFD | reducing a short position | 856 | 44.9093 AUD |
Ordinary NPV | CFD | reducing a short position | 100 | 44.9213 AUD |
Ordinary NPV | CFD | reducing a short position | 1,796 | 44.9226 AUD |
Ordinary NPV | CFD | reducing a short position | 204 | 44.9226 AUD |
Ordinary NPV | CFD | reducing a short position | 451 | 44.9289 AUD |
Ordinary NPV | CFD | reducing a short position | 4,449 | 44.9510 AUD |
Ordinary NPV | CFD | reducing a short position | 472 | 44.9708 AUD |
Ordinary NPV | CFD | reducing a short position | 638 | 44.9709 AUD |
Ordinary NPV | CFD | reducing a short position | 623 | 44.9797 AUD |
Ordinary NPV | CFD | reducing a short position | 625 | 44.9797 AUD |
Ordinary NPV | CFD | reducing a short position | 1,570 | 44.9797 AUD |
Ordinary NPV | CFD | reducing a short position | 1,650 | 44.9797 AUD |
Ordinary NPV | CFD | reducing a short position | 474 | 44.9797 AUD |
Ordinary NPV | CFD | reducing a short position | 2,209 | 44.9797 AUD |
Ordinary NPV | CFD | reducing a short position | 1,888 | 44.9886 AUD |
Ordinary NPV | CFD | reducing a short position | 1,399 | 44.9887 AUD |
Ordinary NPV | CFD | reducing a short position | 1,925 | 45.0033 AUD |
Ordinary NPV | CFD | reducing a short position | 12,900 | 548.5196 ZAR |
Ordinary NPV | CFD | reducing a short position | 493 | 552.5264 ZAR |
Ordinary NPV | CFD | reducing a short position | 863 | 553.3939 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
Ordinary NPV | Short Call | Exercised against | 1,320 | 42.4460 AUD |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 20 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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