Last checked at 13 May 2024 08:27
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
(d) Date dealing undertaken: | 10 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES- Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 2,430 | 57.4787 USD | 57.4519 USD |
ADR | SALES | 536 | 57.4787 USD | 57.4519 USD |
Ordinary NPV | PURCHASES | 137,761 | 23.0262 GBP | 22.7300 GBP |
Ordinary NPV | SALES | 238,740 | 23.0262 GBP | 22.8391 GBP |
Ordinary NPV | PURCHASES | 80,000 | 28.3635 USD | 28.3635 USD |
Ordinary NPV | SALES | 86,026 | 28.5779 USD | 28.5305 USD |
Ordinary NPV | PURCHASES | 50,283 | 43.3100 AUD | 42.8700 AUD |
Ordinary NPV | SALES | 112,815 | 43.3100 AUD | 42.9027 AUD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | increasing a short position | 1,894 | 57.4565 USD |
Ordinary NPV | CFD | increasing a long position | 1,233 | 22.9591 GBP |
Ordinary NPV | CFD | increasing a long position | 56,550 | 22.9591 GBP |
Ordinary NPV | CFD | increasing a long position | 2,912 | 22.9591 GBP |
Ordinary NPV | CFD | increasing a long position | 1,103 | 22.9591 GBP |
Ordinary NPV | CFD | increasing a long position | 23,522 | 22.9591 GBP |
Ordinary NPV | CFD | increasing a long position | 2,768 | 22.9591 GBP |
Ordinary NPV | CFD | increasing a long position | 83 | 22.9700 GBP |
Ordinary NPV | CFD | increasing a long position | 72 | 22.9772 GBP |
Ordinary NPV | CFD | increasing a long position | 3,288 | 22.9802 GBP |
Ordinary NPV | CFD | increasing a long position | 5,156 | 22.9815 GBP |
Ordinary NPV | CFD | increasing a long position | 500 | 22.9900 GBP |
Ordinary NPV | CFD | increasing a long position | 80,000 | 28.5305 GBP |
Ordinary NPV | CFD | increasing a long position | 900 | 528.9159 ZAR |
Ordinary NPV | CFD | increasing a long position | 1 | 529.1500 ZAR |
Ordinary NPV | CFD | increasing a long position | 4,800 | 529.6879 ZAR |
Ordinary NPV | CFD | increasing a long position | 7,356 | 530.1127 ZAR |
Ordinary NPV | CFD | increasing a long position | 5,054 | 530.3021 ZAR |
Ordinary NPV | CFD | increasing a long position | 36 | 531.4617 ZAR |
Ordinary NPV | CFD | increasing a long position | 54 | 531.7000 ZAR |
Ordinary NPV | CFD | increasing a short position | 108 | 22.7400 GBP |
Ordinary NPV | CFD | increasing a short position | 21,039 | 22.9663 GBP |
Ordinary NPV | CFD | increasing a short position | 5,004 | 22.9703 GBP |
Ordinary NPV | CFD | increasing a short position | 193 | 22.9900 GBP |
Ordinary NPV | CFD | increasing a short position | 47 | 23.0100 GBP |
Ordinary NPV | CFD | increasing a short position | 1,173 | 42.8555 AUD |
Ordinary NPV | CFD | increasing a short position | 877 | 42.8555 AUD |
Ordinary NPV | CFD | increasing a short position | 252 | 42.8555 AUD |
Ordinary NPV | CFD | increasing a short position | 332 | 42.8555 AUD |
Ordinary NPV | CFD | increasing a short position | 331 | 42.8555 AUD |
Ordinary NPV | CFD | increasing a short position | 834 | 42.8555 AUD |
Ordinary NPV | CFD | increasing a short position | 215 | 42.8896 AUD |
Ordinary NPV | CFD | increasing a short position | 76,124 | 42.8999 AUD |
Ordinary NPV | CFD | increasing a short position | 1,393 | 42.9100 AUD |
Ordinary NPV | CFD | increasing a short position | 6,496 | 42.9262 AUD |
Ordinary NPV | CFD | increasing a short position | 13,646 | 42.9425 AUD |
Ordinary NPV | CFD | increasing a short position | 14,120 | 43.1569 AUD |
Ordinary NPV | CFD | increasing a short position | 9,413 | 43.1569 AUD |
Ordinary NPV | CFD | increasing a short position | 86 | 43.3100 AUD |
Ordinary NPV | CFD | increasing a short position | 5,054 | 530.3021 ZAR |
Ordinary NPV | CFD | increasing a short position | 36 | 531.4617 ZAR |
Ordinary NPV | CFD | reducing a long position | 167 | 22.9358 GBP |
Ordinary NPV | CFD | reducing a long position | 245 | 22.9700 GBP |
Ordinary NPV | CFD | reducing a long position | 70 | 22.9700 GBP |
Ordinary NPV | CFD | reducing a long position | 20,600 | 22.9717 GBP |
Ordinary NPV | CFD | reducing a long position | 5,127 | 22.9801 GBP |
Ordinary NPV | CFD | reducing a long position | 22 | 42.8820 AUD |
Ordinary NPV | CFD | reducing a long position | 80,000 | 42.9100 AUD |
Ordinary NPV | CFD | reducing a long position | 987 | 42.9390 AUD |
Ordinary NPV | CFD | reducing a long position | 5 | 43.0100 AUD |
Ordinary NPV | CFD | reducing a long position | 26,537 | 43.0757 AUD |
Ordinary NPV | CFD | reducing a long position | 900 | 528.9159 ZAR |
Ordinary NPV | CFD | reducing a long position | 1 | 529.1500 ZAR |
Ordinary NPV | CFD | reducing a long position | 386 | 529.4848 ZAR |
Ordinary NPV | CFD | reducing a long position | 4,513 | 529.6344 ZAR |
Ordinary NPV | CFD | reducing a long position | 4,800 | 529.6879 ZAR |
Ordinary NPV | CFD | reducing a long position | 54 | 531.7000 ZAR |
Ordinary NPV | CFD | reducing a short position | 2,975 | 22.9554 GBP |
Ordinary NPV | CFD | reducing a short position | 31,295 | 22.9621 GBP |
Ordinary NPV | CFD | reducing a short position | 11,765 | 22.9700 GBP |
Ordinary NPV | CFD | reducing a short position | 23 | 22.9700 GBP |
Ordinary NPV | CFD | reducing a short position | 3,193 | 22.9718 GBP |
Ordinary NPV | CFD | reducing a short position | 193 | 22.9800 GBP |
Ordinary NPV | CFD | reducing a short position | 10,289 | 42.9022 AUD |
Ordinary NPV | CFD | reducing a short position | 496 | 42.9100 AUD |
Ordinary NPV | CFD | reducing a short position | 356 | 42.9114 AUD |
Ordinary NPV | CFD | reducing a short position | 200 | 42.9200 AUD |
Ordinary NPV | CFD | reducing a short position | 446 | 42.9470 AUD |
Ordinary NPV | CFD | reducing a short position | 22,245 | 42.9711 AUD |
Ordinary NPV | CFD | reducing a short position | 749 | 42.9804 AUD |
Ordinary NPV | CFD | reducing a short position | 499 | 42.9804 AUD |
Ordinary NPV | CFD | reducing a short position | 200 | 43.0088 AUD |
Ordinary NPV | CFD | reducing a short position | 59 | 43.0162 AUD |
Ordinary NPV | CFD | reducing a short position | 87 | 43.0163 AUD |
Ordinary NPV | CFD | reducing a short position | 536 | 43.1400 AUD |
Ordinary NPV | CFD | reducing a short position | 343 | 43.1400 AUD |
Ordinary NPV | CFD | reducing a short position | 30 | 43.1750 AUD |
Ordinary NPV | CFD | reducing a short position | 6,026 | 43.2343 AUD |
Ordinary NPV | CFD | reducing a short position | 4,513 | 529.6344 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 13 May 2024 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.