Last checked at 23 May 2024 11:34
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 22 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 2096356 | 24.18000 GBP | 23.12417 GBP |
Ordinary NPV | Sell
| 2224385 | 24.17949 GBP | 23.09003 GBP |
ADR
| Buy | 443900 | 61.03690 USD | 58.73000 USD |
ADR
| Sell | 283470 | 60.05462 USD | 58.73000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 3105 | 46.328982 AUD |
Ordinary NPV | CFD
| Long | 65367 | 46.24 AUD |
Ordinary NPV | CFD
| Long | 7875 | 46.275547 AUD |
Ordinary NPV | CFD
| Long | 67047 | 46.227645 AUD |
Ordinary NPV | CFD
| Long | 2721 | 23.8707607497244 GBP |
Ordinary NPV | CFD
| Long | 1406 | 46.257774 AUD |
Ordinary NPV | CFD
| Long | 174 | 46.226813 AUD |
Ordinary NPV | CFD
| Long | 2490 | 46.274724 AUD |
Ordinary NPV | CFD
| Long | 4833 | 46.2525264743555 AUD |
Ordinary NPV | CFD
| Long | 8139 | 46.266945 AUD |
Ordinary NPV | CFD
| Long | 8105 | 46.263093 AUD |
Ordinary NPV | CFD
| Long | 7484 | 552.6321 ZAR |
Ordinary NPV | CFD
| Long | 16678 | 549.7835304 ZAR |
Ordinary NPV | CFD
| Long | 2360 | 544.01287712 ZAR |
Ordinary NPV | CFD
| Long | 1714 | 543.9069 ZAR |
Ordinary NPV | CFD
| Long | 948 | 46.33634 AUD |
Ordinary NPV | CFD
| Long | 131463 | 46.2831100269531 AUD |
Ordinary NPV | CFD
| Long | 3466 | 46.2838546 AUD |
Ordinary NPV | CFD
| Long | 438 | 46.352282 AUD |
Ordinary NPV | CFD
| Long | 961 | 46.360364 AUD |
Ordinary NPV | CFD
| Long | 3951 | 46.349927 AUD |
Ordinary NPV | CFD
| Long | 169 | 46.359204 AUD |
Ordinary NPV | CFD
| Long | 6294 | 46.337912 AUD |
Ordinary NPV | CFD
| Long | 1156 | 46.300718 AUD |
Ordinary NPV | CFD
| Long | 179428 | 46.27646 AUD |
Ordinary NPV | CFD
| Long | 1868 | 46.272029 AUD |
Ordinary NPV | CFD
| Long | 797 | 46.271004 AUD |
Ordinary NPV | CFD
| Long | 55271 | 46.277341 AUD |
Ordinary NPV | CFD
| Long | 2327 | 46.260615 AUD |
Ordinary NPV | CFD
| Long | 232 | 46.257672 AUD |
Ordinary NPV | CFD
| Long | 4145 | 46.2645669481303 AUD |
Ordinary NPV | CFD
| Long | 2999 | 46.2617939313104 AUD |
Ordinary NPV | CFD
| Long | 22868 | 46.203033 AUD |
Ordinary NPV | CFD
| Long | 50000 | 23.29 GBP |
Ordinary NPV | CFD
| Long | 792 | 46.30448232 AUD |
Ordinary NPV | CFD
| Long | 5864 | 23.8205917463336 GBP |
Ordinary NPV | CFD
| Long | 1624 | 23.808947045314 GBP |
Ordinary NPV | CFD
| Long | 1384 | 23.8924422 GBP |
Ordinary NPV | CFD
| Long | 442 | 23.8578169826018 GBP |
Ordinary NPV | CFD
| Long | 2451 | 551.7371889 ZAR |
Ordinary NPV | CFD
| Long | 206 | 46.349369 AUD |
Ordinary NPV | CFD
| Long | 7305 | 46.276141 AUD |
Ordinary NPV | CFD
| Long | 14660 | 46.273806 AUD |
Ordinary NPV | CFD
| Long | 10904 | 46.354768 AUD |
Ordinary NPV | CFD
| Long | 38 | 46.308684 AUD |
Ordinary NPV | CFD
| Long | 1228 | 46.24934853 AUD |
Ordinary NPV | CFD
| Long | 649 | 46.244322 AUD |
Ordinary NPV | CFD
| Long | 1 | 46.12 AUD |
Ordinary NPV | CFD
| Long | 3057 | 46.255263 AUD |
Ordinary NPV | CFD
| Long | 5420 | 46.274622 AUD |
Ordinary NPV | CFD
| Long | 28142 | 46.28123516 AUD |
Ordinary NPV | CFD
| Long | 491 | 46.279185 AUD |
Ordinary NPV | CFD
| Long | 27746 | 46.276919 AUD |
Ordinary NPV | CFD
| Long | 40947 | 552.8226063 ZAR |
Ordinary NPV | CFD
| Long | 92351 | 23.882832 GBP |
Ordinary NPV | CFD
| Long | 1000 | 23.43 GBP |
Ordinary NPV | CFD
| Long | 5 | 23.47 GBP |
Ordinary NPV | CFD
| Long | 1000 | 23.95 GBP |
Ordinary NPV | CFD
| Long | 261 | 46.2307662835249 AUD |
Ordinary NPV | CFD
| Long | 6975 | 46.3276960573477 AUD |
Ordinary NPV | CFD
| Long | 40151 | 46.301172 AUD |
Ordinary NPV | CFD
| Long | 12000 | 23.87076 GBP |
Ordinary NPV | CFD
| Long | 8685 | 46.2046880294185 AUD |
Ordinary NPV | CFD
| Long | 3527 | 46.2800613636235 AUD |
Ordinary NPV | CFD
| Long | 9290 | 46.30355059 AUD |
Ordinary NPV | CFD
| Long | 39567 | 46.284289 AUD |
Ordinary NPV | CFD
| Long | 954 | 46.27 AUD |
Ordinary NPV | CFD
| Long | 74033 | 46.267462 AUD |
Ordinary NPV | CFD
| Long | 174152 | 46.266779 AUD |
Ordinary NPV | CFD
| Long | 11494 | 46.279748 AUD |
Ordinary NPV | CFD
| Long | 190 | 46.287526 AUD |
Ordinary NPV | CFD
| Long | 423 | 46.25026 AUD |
Ordinary NPV | CFD
| Long | 219175 | 46.24986 AUD |
Ordinary NPV | CFD
| Short | 1000 | 24.04 GBP |
Ordinary NPV | CFD
| Short | 7305 | 46.276141 AUD |
Ordinary NPV | CFD
| Short | 8391 | 24.0192003336909 GBP |
Ordinary NPV | CFD
| Short | 10904 | 46.3547687018342 AUD |
Ordinary NPV | CFD
| Short | 38 | 46.3087046894737 AUD |
Ordinary NPV | CFD
| Short | 491 | 46.279185 AUD |
Ordinary NPV | CFD
| Short | 25000 | 45.504341 AUD |
Ordinary NPV | CFD
| Short | 25000 | 44.8646211 AUD |
Ordinary NPV | CFD
| Short | 423 | 46.2502485160757 AUD |
Ordinary NPV | CFD
| Short | 190 | 46.2875450894737 AUD |
Ordinary NPV | CFD
| Short | 27746 | 46.276919 AUD |
Ordinary NPV | CFD
| Short | 438 | 23.38771689 GBP |
Ordinary NPV | CFD
| Short | 39567 | 46.284289 AUD |
Ordinary NPV | CFD
| Short | 179428 | 46.27646 AUD |
Ordinary NPV | CFD
| Short | 206 | 46.349369 AUD |
Ordinary NPV | CFD
| Short | 7875 | 46.275547 AUD |
Ordinary NPV | CFD
| Short | 954 | 46.27 AUD |
Ordinary NPV | CFD
| Short | 67047 | 46.227645 AUD |
Ordinary NPV | CFD
| Short | 948 | 46.33634 AUD |
Ordinary NPV | CFD
| Short | 3105 | 46.328982 AUD |
Ordinary NPV | CFD
| Short | 792 | 46.30448232 AUD |
Ordinary NPV | CFD
| Short | 40151 | 46.301172 AUD |
Ordinary NPV | CFD
| Short | 1868 | 46.272029 AUD |
Ordinary NPV | CFD
| Short | 3527 | 46.280061 AUD |
Ordinary NPV | CFD
| Short | 1 | 46.12 AUD |
Ordinary NPV | CFD
| Short | 74033 | 46.267462 AUD |
Ordinary NPV | CFD
| Short | 649 | 46.244322 AUD |
Ordinary NPV | CFD
| Short | 1903 | 24.0192012611666 GBP |
Ordinary NPV | CFD
| Short | 301 | 23.8719933554817 GBP |
Ordinary NPV | CFD
| Short | 2451 | 551.7371889 ZAR |
Ordinary NPV | CFD
| Short | 40947 | 552.8226063 ZAR |
Ordinary NPV | CFD
| Short | 2372 | 23.8720067453626 GBP |
Ordinary NPV | CFD
| Short | 58 | 23.8720689655172 GBP |
Ordinary NPV | CFD
| Short | 3057 | 46.255263 AUD |
Ordinary NPV | CFD
| Short | 98 | 23.8720408163265 GBP |
Ordinary NPV | CFD
| Short | 174152 | 46.266779 AUD |
Ordinary NPV | CFD
| Short | 65367 | 46.24 AUD |
Ordinary NPV | CFD
| Short | 219175 | 46.24986 AUD |
Ordinary NPV | CFD
| Short | 229 | 23.3213537117904 GBP |
Ordinary NPV | CFD
| Short | 11494 | 46.279748 AUD |
Ordinary NPV | CFD
| Short | 2360 | 544.01287712 ZAR |
Ordinary NPV | CFD
| Short | 7484 | 552.6321 ZAR |
Ordinary NPV | CFD
| Short | 1228 | 46.2493485314332 AUD |
Ordinary NPV | CFD
| Short | 884 | 543.899033 ZAR |
Ordinary NPV | CFD
| Short | 3257 | 24.14952555 GBP |
Ordinary NPV | CFD
| Short | 830 | 543.915204 ZAR |
Ordinary NPV | CFD
| Short | 5420 | 46.274622 AUD |
Ordinary NPV | CFD
| Short | 22868 | 46.203033 AUD |
Ordinary NPV | CFD
| Short | 797 | 46.271004 AUD |
Ordinary NPV | CFD
| Short | 8685 | 46.204689 AUD |
Ordinary NPV | CFD
| Short | 169 | 46.359231 AUD |
Ordinary NPV | CFD
| Short | 232 | 46.257672 AUD |
Ordinary NPV | CFD
| Short | 7144 | 46.263403 AUD |
Ordinary NPV | CFD
| Short | 261 | 46.2308 AUD |
Ordinary NPV | CFD
| Short | 612 | 46.316618 AUD |
Ordinary NPV | CFD
| Short | 55271 | 46.277341 AUD |
Ordinary NPV | CFD
| Short | 2327 | 46.260615 AUD |
Ordinary NPV | CFD
| Short | 5357 | 46.32574 AUD |
Ordinary NPV | CFD
| Short | 8139 | 46.266945 AUD |
Ordinary NPV | CFD
| Short | 8105 | 46.263093 AUD |
Ordinary NPV | CFD
| Short | 3466 | 46.283855 AUD |
Ordinary NPV | CFD
| Short | 9290 | 46.30355059 AUD |
Ordinary NPV | CFD
| Short | 961 | 46.360364 AUD |
Ordinary NPV | CFD
| Short | 8784 | 46.32 AUD |
Ordinary NPV | CFD
| Short | 1156 | 46.300718 AUD |
Ordinary NPV | CFD
| Short | 136296 | 46.282 AUD |
Ordinary NPV | CFD
| Short | 6975 | 46.327696 AUD |
Ordinary NPV | CFD
| Short | 721 | 23.8720110957004 GBP |
Ordinary NPV | CFD
| Short | 14660 | 46.273806 AUD |
Ordinary NPV | CFD
| Short | 311 | 23.8719935691318 GBP |
Ordinary NPV | CFD
| Short | 338 | 23.8720118343195 GBP |
Ordinary NPV | CFD
| Short | 16678 | 549.7835304 ZAR |
Ordinary NPV | CFD
| Short | 28142 | 46.28123516 AUD |
Ordinary NPV | CFD
| Short | 42244 | 23.907787 GBP |
Ordinary NPV | CFD
| Short | 1157 | 24.07 GBP |
Ordinary NPV | CFD
| Short | 1710 | 23.8 GBP |
Ordinary NPV | CFD
| Short | 1308 | 23.75 GBP |
Ordinary NPV | CFD
| Short | 155 | 23.72 GBP |
Ordinary NPV | CFD
| Short | 200 | 23.67 GBP |
Ordinary NPV | CFD
| Short | 400 | 24.05 GBP |
Ordinary NPV | CFD
| Short | 800 | 23.872 GBP |
Ordinary NPV | CFD
| Short | 1000 | 23.41 GBP |
Ordinary NPV | CFD
| Short | 1000 | 23.46 GBP |
Ordinary NPV | CFD
| Short | 5 | 23.77 GBP |
Ordinary NPV | CFD
| Short | 1000 | 23.7 GBP |
ADR | CFD | Short
| 76 | 58.7300 USD |
ADR | CFD | Short
| 4132 | 58.7729 USD |
ADR | CFD | Short
| 39851 | 58.7921 USD |
ADR | CFD | Short
| 50000 | 58.7932 USD |
ADR | CFD | Short
| 6374 | 58.8043 USD |
ADR | CFD | Short
| 10507 | 58.8124 USD |
ADR | CFD | Short
| 1760 | 58.8164 USD |
ADR | CFD | Short
| 70041 | 58.9133 USD |
ADR | CFD | Short
| 5996 | 59.1494 USD |
ADR | CFD | Short
| 358 | 59.2253 USD |
ADR | CFD | Short
| 2854 | 59.3217 USD |
ADR | CFD | Short
| 2854 | 59.3217 USD |
ADR | CFD | Short
| 7972 | 59.3695 USD |
ADR | CFD | Short
| 1637 | 59.6062 USD |
ADR | CFD | Short
| 4510 | 60.0546 USD |
ADR | CFD | Short
| 13028 | 61.0369 USD |
ADR | CFD | Long
| -76 | 58.7300 USD |
ADR | CFD | Long
| -4132 | 58.7729 USD |
ADR | CFD | Long
| -39851 | 58.7921 USD |
ADR | CFD | Long
| -50000 | 58.7932 USD |
ADR | CFD | Long
| -6374 | 58.8043 USD |
ADR | CFD | Long
| -10507 | 58.8124 USD |
ADR | CFD | Long
| -1760 | 58.8164 USD |
ADR | CFD | Long
| -5996 | 59.1494 USD |
ADR | CFD | Long
| -358 | 59.2253 USD |
ADR | CFD | Long
| -5708 | 59.3217 USD |
ADR | CFD | Long
| -2854 | 59.3217 USD |
ADR | CFD | Long
| -7972 | 59.3695 USD |
ADR | CFD | Long
| -1637 | 59.6062 USD |
ADR | CFD | Long
| -4510 | 60.0546 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 23 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.