Last checked at 13 May 2024 11:35
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 10 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: ANGLO AMERICAN PLC | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 8,101,737 | 0.16% | 5,915,171 | 0.12% | |||
(2) Cash-settled derivatives: | 5,238,315 | 0.10% | 5,456,174 | 0.11% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 13,340,052 | 0.26% | 11,371,345 | 0.22% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Ordinary NPV | Purchase | 563960 | 23.0100 GBP | 22.8965 GBP | |||
Ordinary NPV | Sale | 435611 | 23.0100 GBP | 22.9158 GBP | |||
Ordinary NPV | Purchase | 505916 | 43.1346 AUD | 42.8897 AUD | |||
Ordinary NPV | Sale | 474884 | 43.4402 AUD | 42.8888 AUD | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
Ordinary NPV | CFD | Decreasing Long | 597 | 530.4586 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 1,956 | 531.5275 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 2,389 | 530.9183 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 3,125 | 43.0402 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 5,311 | 531.5139 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 8,691 | 530.7139 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 11,500 | 529.4997 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 18,903 | 42.9100 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 18,983 | 42.8976 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 19,674 | 530.4987 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 53,993 | 23.0007 GBP | |||
Ordinary NPV | SWAP | Decreasing Long | 61,811 | 22.9700 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 46 | 22.9696 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 111 | 22.9931 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 141 | 22.9661 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 448 | 22.9899 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 467 | 22.9158 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 491 | 530.0652 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 506 | 22.9851 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 546 | 22.9798 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 557 | 22.9714 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 727 | 22.9306 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 829 | 530.0690 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 880 | 22.9700 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 1,480 | 23.0257 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,593 | 22.9923 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 1,629 | 22.9634 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,311 | 22.9698 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,322 | 22.9687 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 2,389 | 530.9183 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 3,210 | 22.9699 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 4,379 | 22.9425 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 4,689 | 22.9857 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 5,762 | 22.9754 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 8,691 | 530.5547 ZAR | |||
Ordinary NPV | CFD | Decreasing Short | 13,404 | 22.9770 GBP | |||
Ordinary NPV | CFD | Decreasing Short | 30,890 | 22.9782 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 32,639 | 22.9757 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 597 | 530.3128 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 1,636 | 22.9706 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 1,823 | 531.7000 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 1,956 | 531.3814 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 2,224 | 22.9841 GBP | |||
Ordinary NPV | CFD | Increasing Long | 2,365 | 42.9712 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 2,725 | 530.0095 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 3,125 | 43.0548 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 5,311 | 531.5139 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 11,500 | 529.3541 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 16,361 | 22.9695 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 16,511 | 529.9354 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 19,674 | 530.3528 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 19,879 | 529.2593 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 21,282 | 42.9100 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 26,129 | 529.9340 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 31,500 | 43.4402 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 42,624 | 22.9642 GBP | |||
Ordinary NPV | SWAP | Increasing Long | 59,587 | 22.9677 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 18 | 22.8001 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 51 | 22.9501 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 80 | 22.9502 GBP | |||
Ordinary NPV | CFD | Increasing Short | 176 | 22.9720 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 237 | 22.9200 GBP | |||
Ordinary NPV | CFD | Increasing Short | 440 | 22.9700 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 491 | 530.0652 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 829 | 530.0690 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 1,823 | 531.7000 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 2,725 | 530.0095 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 3,505 | 22.9541 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 6,157 | 22.9454 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 8,597 | 22.9696 GBP | |||
Ordinary NPV | CFD | Increasing Short | 9,979 | 22.9343 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 10,000 | 22.9900 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 10,033 | 22.9693 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 10,374 | 22.9771 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 12,593 | 22.9677 GBP | |||
Ordinary NPV | CFD | Increasing Short | 14,032 | 22.9352 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 16,511 | 529.9354 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 16,987 | 22.9700 GBP | |||
Ordinary NPV | CFD | Increasing Short | 19,450 | 22.8965 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 19,879 | 529.4182 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 26,129 | 529.9340 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 26,506 | 22.9688 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 40,228 | 22.9750 GBP | |||
Ordinary NPV | CFD | Increasing Short | 51,498 | 22.9520 GBP | |||
Ordinary NPV | SWAP | Opening Long | 31,045 | 42.9578 AUD | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 13 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||