25 Oct 2018 14:22
FORM 8 (DD)
Amendment to Purchase and Sales
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 23 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 110,361 | 0.03% | 36,053 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 70,100 | 0.02% | 104,400 | 0.03% | |||||||
(4) | |||||||||||
TOTAL: | 180,461 | 0.05% | 140,453 | 0.04% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 5 | 181.0281 USD | ||||
USD 0.01 Class A common | Purchase | 5 | 181.5600 USD | ||||
USD 0.01 Class A common | Purchase | 10 | 180.1600 USD | ||||
USD 0.01 Class A common | Purchase | 10 | 181.3900 USD | ||||
USD 0.01 Class A common | Purchase | 10 | 179.9700 USD | ||||
USD 0.01 Class A common | Purchase | 18 | 179.9400 USD | ||||
USD 0.01 Class A common | Purchase | 25 | 179.2599 USD | ||||
USD 0.01 Class A common | Purchase | 28 | 181.3600 USD | ||||
USD 0.01 Class A common | Purchase | 50 | 180.8600 USD | ||||
USD 0.01 Class A common | Purchase | 96 | 180.9600 USD | ||||
USD 0.01 Class A common | Purchase | 96 | 180.7706 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 180.1100 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 180.0100 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 180.0000 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 179.7400 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 180.9300 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 179.7300 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 179.7310 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 180.9700 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.0250 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.1150 USD | ||||
USD 0.01 Class A common | Purchase | 120 | 179.3975 USD | ||||
USD 0.01 Class A common | Purchase | 129 | 181.0073 USD | ||||
USD 0.01 Class A common | Purchase | 150 | 179.7233 USD | ||||
USD 0.01 Class A common | Purchase | 194 | 181.5506 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 181.3292 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 180.2300 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 180.7807 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 179.8200 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 180.9775 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 181.1200 USD | ||||
USD 0.01 Class A common | Purchase | 249 | 179.7500 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 180.7200 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 179.7450 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 180.5833 USD | ||||
USD 0.01 Class A common | Purchase | 303 | 180.5442 USD | ||||
USD 0.01 Class A common | Purchase | 324 | 180.5901 USD | ||||
USD 0.01 Class A common | Purchase | 400 | 180.9575 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 180.2290 USD | ||||
USD 0.01 Class A common | Purchase | 600 | 180.7416 USD | ||||
USD 0.01 Class A common | Purchase | 637 | 180.8353 USD | ||||
USD 0.01 Class A common | Purchase | 650 | 179.9906 USD | ||||
USD 0.01 Class A common | Purchase | 740 | 179.6215 USD | ||||
USD 0.01 Class A common | Purchase | 782 | 181.4827 USD | ||||
USD 0.01 Class A common | Purchase | 791 | 180.3842 USD | ||||
USD 0.01 Class A common | Purchase | 940 | 180.3150 USD | ||||
USD 0.01 Class A common | Purchase | 1,000 | 180.4040 USD | ||||
USD 0.01 Class A common | Purchase | 1,200 | 180.4991 USD | ||||
USD 0.01 Class A common | Purchase | 1,450 | 179.8006 USD | ||||
USD 0.01 Class A common | Purchase | 1,600 | 179.9042 USD | ||||
USD 0.01 Class A common | Purchase | 1,673 | 180.8550 USD | ||||
USD 0.01 Class A common | Purchase | 1,690 | 180.2697 USD | ||||
USD 0.01 Class A common | Purchase | 1,700 | 179.6697 USD | ||||
USD 0.01 Class A common | Purchase | 1,977 | 180.1581 USD | ||||
USD 0.01 Class A common | Purchase | 3,339 | 179.7111 USD | ||||
USD 0.01 Class A common | Purchase | 3,878 | 181.1476 USD | ||||
USD 0.01 Class A common | Purchase | 4,656 | 180.4393 USD | ||||
USD 0.01 Class A common | Purchase | 7,264 | 180.3655 USD | ||||
USD 0.01 Class A common | Purchase | 9,966 | 180.5579 USD | ||||
USD 0.01 Class A common | Purchase | 11,100 | 179.8570 USD | ||||
USD 0.01 Class A common | Purchase | 13,500 | 179.9399 USD | ||||
USD 0.01 Class A common | Purchase | 23,940 | 180.0951 USD | ||||
USD 0.01 Class A common | Purchase | 107,978 | 180.8000 USD | ||||
USD 0.01 Class A common | Sale | 3 | 181.0700 USD | ||||
USD 0.01 Class A common | Sale | 5 | 181.0281 USD | ||||
USD 0.01 Class A common | Sale | 5 | 181.5600 USD | ||||
USD 0.01 Class A common | Sale | 6 | 180.1183 USD | ||||
USD 0.01 Class A common | Sale | 10 | 181.3900 USD | ||||
USD 0.01 Class A common | Sale | 17 | 178.3200 USD | ||||
USD 0.01 Class A common | Sale | 21 | 180.7842 USD | ||||
USD 0.01 Class A common | Sale | 22 | 179.5600 USD | ||||
USD 0.01 Class A common | Sale | 25 | 179.2599 USD | ||||
USD 0.01 Class A common | Sale | 46 | 179.6300 USD | ||||
USD 0.01 Class A common | Sale | 50 | 179.6900 USD | ||||
USD 0.01 Class A common | Sale | 50 | 181.2500 USD | ||||
USD 0.01 Class A common | Sale | 60 | 179.7866 USD | ||||
USD 0.01 Class A common | Sale | 62 | 180.7006 USD | ||||
USD 0.01 Class A common | Sale | 72 | 179.6369 USD | ||||
USD 0.01 Class A common | Sale | 78 | 181.0900 USD | ||||
USD 0.01 Class A common | Sale | 83 | 180.3985 USD | ||||
USD 0.01 Class A common | Sale | 88 | 181.2072 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.7400 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.7100 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.4100 USD | ||||
USD 0.01 Class A common | Sale | 100 | 180.1450 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.5700 USD | ||||
USD 0.01 Class A common | Sale | 112 | 181.2744 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.1200 USD | ||||
USD 0.01 Class A common | Sale | 206 | 179.6100 USD | ||||
USD 0.01 Class A common | Sale | 300 | 178.5200 USD | ||||
USD 0.01 Class A common | Sale | 300 | 179.3783 USD | ||||
USD 0.01 Class A common | Sale | 300 | 179.7336 USD | ||||
USD 0.01 Class A common | Sale | 400 | 180.1125 USD | ||||
USD 0.01 Class A common | Sale | 400 | 179.9587 USD | ||||
USD 0.01 Class A common | Sale | 440 | 179.6237 USD | ||||
USD 0.01 Class A common | Sale | 600 | 181.1641 USD | ||||
USD 0.01 Class A common | Sale | 700 | 180.1857 USD | ||||
USD 0.01 Class A common | Sale | 700 | 180.0089 USD | ||||
USD 0.01 Class A common | Sale | 773 | 180.1552 USD | ||||
USD 0.01 Class A common | Sale | 800 | 181.1425 USD | ||||
USD 0.01 Class A common | Sale | 800 | 180.4775 USD | ||||
USD 0.01 Class A common | Sale | 853 | 180.1256 USD | ||||
USD 0.01 Class A common | Sale | 950 | 179.4791 USD | ||||
USD 0.01 Class A common | Sale | 1,200 | 181.1239 USD | ||||
USD 0.01 Class A common | Sale | 1,200 | 179.6950 USD | ||||
USD 0.01 Class A common | Sale | 1,396 | 179.7335 USD | ||||
USD 0.01 Class A common | Sale | 1,400 | 180.2233 USD | ||||
USD 0.01 Class A common | Sale | 1,741 | 180.4079 USD | ||||
USD 0.01 Class A common | Sale | 2,200 | 179.8663 USD | ||||
USD 0.01 Class A common | Sale | 2,400 | 179.8280 USD | ||||
USD 0.01 Class A common | Sale | 2,620 | 181.1704 USD | ||||
USD 0.01 Class A common | Sale | 2,800 | 179.7567 USD | ||||
USD 0.01 Class A common | Sale | 3,300 | 180.5125 USD | ||||
USD 0.01 Class A common | Sale | 5,339 | 179.6998 USD | ||||
USD 0.01 Class A common | Sale | 5,579 | 180.3945 USD | ||||
USD 0.01 Class A common | Sale | 5,950 | 180.7800 USD | ||||
USD 0.01 Class A common | Sale | 9,881 | 180.5599 USD | ||||
USD 0.01 Class A common | Sale | 10,254 | 180.3557 USD | ||||
USD 0.01 Class A common | Sale | 10,300 | 179.8711 USD | ||||
USD 0.01 Class A common | Sale | 12,400 | 179.9354 USD | ||||
USD 0.01 Class A common | Sale | 14,241 | 180.2181 USD | ||||
USD 0.01 Class A common | Sale | 45,524 | 180.7985 USD | ||||
USD 0.01 Class A common | Sale | 58,280 | 180.8000 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 160 USD | American | 18 Jan 2019 | 21.3000 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 100 | 175 USD | American | 16 Nov 2018 | 7.8600 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 2,200 | 180 USD | American | 16 Nov 2018 | 4.0027 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 183 USD | American | 26 Oct 2018 | 1.7500 USD | ||||||||
USD 0.01 Class A common | Call Options | Purchasing | 200 | 190 USD | American | 21 Jun 2019 | 7.5000 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 5,000 | 180 USD | American | 16 Nov 2018 | 5.1000 USD | ||||||||
USD 0.01 Class A common | Put Options | Purchasing | 100 | 180 USD | American | 26 Oct 2018 | 2.9900 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 25 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | CME GROUP INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 183.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 21 Jun 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 175.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,600 | 180.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 5,100 | 185.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 15,900 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -41,200 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,900 | 185.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -300 | 188.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 180.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 170.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 180.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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