11 Oct 2018 16:38
FORM 8 (DD) Amendment to Sales & Purchases
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. | |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BARRICK GOLD CORPORATION | |
(d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | CONNECTED TO THE OFFEREE | |
(e) Date dealing undertaken: | 5 Oct 2018 | |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,159,503 | 0.12% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 689,100 | 0.06% | 3,423,600 | 0.29% | |||||||
(4) | |||||||||||
TOTAL: | 2,140,013 | 0.18% | 3,423,600 | 0.29% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 5 | 11.4400 USD | ||||
Ordinary NPV | Purchase | 60 | 11.4800 USD | ||||
Ordinary NPV | Purchase | 100 | 8.0000 USD | ||||
Ordinary NPV | Purchase | 100 | 11.5600 USD | ||||
Ordinary NPV | Purchase | 200 | 11.4750 USD | ||||
Ordinary NPV | Purchase | 300 | 11.4833 USD | ||||
Ordinary NPV | Purchase | 300 | 11.4766 USD | ||||
Ordinary NPV | Purchase | 330 | 11.5680 USD | ||||
Ordinary NPV | Purchase | 400 | 11.4825 USD | ||||
Ordinary NPV | Purchase | 435 | 11.5700 USD | ||||
Ordinary NPV | Purchase | 558 | 11.4850 USD | ||||
Ordinary NPV | Purchase | 1,000 | 11.4792 USD | ||||
Ordinary NPV | Purchase | 1,300 | 11.5400 USD | ||||
Ordinary NPV | Purchase | 3,100 | 11.4854 USD | ||||
Ordinary NPV | Purchase | 3,200 | 11.5443 USD | ||||
Ordinary NPV | Purchase | 3,300 | 10.0000 USD | ||||
Ordinary NPV | Purchase | 3,700 | 11.4700 USD | ||||
Ordinary NPV | Purchase | 4,000 | 11.0000 USD | ||||
Ordinary NPV | Purchase | 4,800 | 11.4591 USD | ||||
Ordinary NPV | Purchase | 5,394 | 11.4732 USD | ||||
Ordinary NPV | Purchase | 5,900 | 11.5462 USD | ||||
Ordinary NPV | Purchase | 6,000 | 11.5454 USD | ||||
Ordinary NPV | Purchase | 6,900 | 11.4717 USD | ||||
Ordinary NPV | Purchase | 10,400 | 11.4516 USD | ||||
Ordinary NPV | Purchase | 16,335 | 11.5493 USD | ||||
Ordinary NPV | Purchase | 16,500 | 11.5620 USD | ||||
Ordinary NPV | Purchase | 17,200 | 14.8819 CAD | ||||
Ordinary NPV | Purchase | 22,000 | 11.4595 USD | ||||
Ordinary NPV | Purchase | 28,800 | 11.4950 USD | ||||
Ordinary NPV | Purchase | 59,900 | 11.4799 USD | ||||
Ordinary NPV | Purchase | 78,523 | 11.4573 USD | ||||
Ordinary NPV | Purchase | 87,500 | 11.4694 USD | ||||
Ordinary NPV | Purchase | 100,700 | 11.4614 USD | ||||
Ordinary NPV | Purchase | 112,426 | 11.4847 USD | ||||
Ordinary NPV | Purchase | 103,510 | 14.8482 CAD | ||||
Ordinary NPV | Sale | 5 | 11.4400 USD | ||||
Ordinary NPV | Sale | 300 | 11.4833 USD | ||||
Ordinary NPV | Sale | 460 | 11.4800 USD | ||||
Ordinary NPV | Sale | 500 | 11.4600 USD | ||||
Ordinary NPV | Sale | 600 | 11.4516 USD | ||||
Ordinary NPV | Sale | 1,090 | 11.4750 USD | ||||
Ordinary NPV | Sale | 1,800 | 11.4766 USD | ||||
Ordinary NPV | Sale | 1,900 | 11.5126 USD | ||||
Ordinary NPV | Sale | 1,930 | 11.4437 USD | ||||
Ordinary NPV | Sale | 2,042 | 11.4368 USD | ||||
Ordinary NPV | Sale | 2,200 | 11.5000 USD | ||||
Ordinary NPV | Sale | 2,500 | 12.0000 USD | ||||
Ordinary NPV | Sale | 3,050 | 11.3827 USD | ||||
Ordinary NPV | Sale | 3,136 | 11.4439 USD | ||||
Ordinary NPV | Sale | 3,159 | 11.4854 USD | ||||
Ordinary NPV | Sale | 3,500 | 11.4700 USD | ||||
Ordinary NPV | Sale | 3,999 | 11.5681 USD | ||||
Ordinary NPV | Sale | 4,500 | 11.4608 USD | ||||
Ordinary NPV | Sale | 4,900 | 11.4763 USD | ||||
Ordinary NPV | Sale | 5,304 | 11.4740 USD | ||||
Ordinary NPV | Sale | 5,500 | 11.5800 USD | ||||
Ordinary NPV | Sale | 5,500 | 11.4900 USD | ||||
Ordinary NPV | Sale | 7,174 | 11.4754 USD | ||||
Ordinary NPV | Sale | 10,041 | 11.4837 USD | ||||
Ordinary NPV | Sale | 10,300 | 11.4514 USD | ||||
Ordinary NPV | Sale | 12,456 | 11.4830 USD | ||||
Ordinary NPV | Sale | 17,100 | 11.4743 USD | ||||
Ordinary NPV | Sale | 17,163 | 11.4578 USD | ||||
Ordinary NPV | Sale | 19,525 | 11.4850 USD | ||||
Ordinary NPV | Sale | 34,700 | 11.4656 USD | ||||
Ordinary NPV | Sale | 34,975 | 11.4775 USD | ||||
Ordinary NPV | Sale | 40,600 | 11.4976 USD | ||||
Ordinary NPV | Sale | 44,802 | 11.4377 USD | ||||
Ordinary NPV | Sale | 50,000 | 11.5525 USD | ||||
Ordinary NPV | Sale | 61,500 | 11.4593 USD | ||||
Ordinary NPV | Sale | 75,800 | 11.4642 USD | ||||
Ordinary NPV | Sale | 89,055 | 11.4802 USD | ||||
Ordinary NPV | Sale | 120,710 | 14.8530 CAD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 9 USD | American | 18 Jan 2019 | 2.5900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 500 | 10 USD | American | 18 Jan 2019 | 1.7100 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 12 USD | American | 2 Nov 2018 | 0.2400 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 900 | 13 USD | American | 18 Jan 2019 | 0.3300 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 15 USD | American | 17 Jan 2020 | 0.7900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 18 USD | American | 18 Apr 2019 | 0.1100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 800 | 12 USD | American | 16 Nov 2018 | 0.3100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 2,500 | 25 USD | American | 17 Jan 2020 | 0.2000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,600 | 30 USD | American | 18 Jan 2019 | 0.0100 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 200 | 9 USD | American | 16 Nov 2018 | 0.0200 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 2,200 | 10 USD | American | 26 Oct 2018 | 0.0300 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,500 | 11 USD | American | 19 Oct 2018 | 0.0900 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 700 | 11 USD | American | 26 Oct 2018 | 0.1900 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 100 | 11 USD | American | 18 Jan 2019 | 0.4800 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 100 | 12 USD | American | 12 Oct 2018 | 0.5100 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,000 | 12 USD | American | 26 Oct 2018 | 0.6500 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO |
Date of disclosure: | 11 Oct 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: | Barclays PLC. | |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | BARRICK GOLD CORP |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 8.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 800 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,100 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 18.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,600 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 2,100 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 3,300 | 10.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 4,000 | 11.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 4,700 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 9,500 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 9,600 | 12.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 16,100 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 30,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 207,600 | 11.0000 | American | 9 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -278,000 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -182,300 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -134,300 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -132,100 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -123,900 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -115,400 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -91,600 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -82,300 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -80,800 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -59,200 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -56,900 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -51,800 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -46,600 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -33,700 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -26,900 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -21,300 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,700 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -18,000 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -16,100 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,600 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,500 | 16.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -10,500 | 19.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -9,900 | 17.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -6,400 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -6,000 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,200 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,000 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,800 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,700 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,700 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -500 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 21.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -518,000 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -160,200 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -140,700 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -74,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -27,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,700 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,000 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -9,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -4,700 | 12.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -4,600 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 11.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,200 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -700 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 10.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 12.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 11.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 3,100 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,700 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 13,500 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 21,600 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 25,500 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 53,800 | 12.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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