4 Oct 2018 13:12
FORM 8 (DD)
Amendment to Purchase & Sales
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 02 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,663,803 | 0.14% | 70,000 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 478,500 | 0.04% | 3,393,400 | 0.29% | |||||||
(4) | |||||||||||
TOTAL: | 2,142,303 | 0.18% | 3,463,400 | 0.30% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 55 | 11.6700 USD | ||||
Ordinary NPV | Purchase | 73 | 11.5100 USD | ||||
Ordinary NPV | Purchase | 200 | 11.4450 USD | ||||
Ordinary NPV | Purchase | 300 | 11.6500 USD | ||||
Ordinary NPV | Purchase | 1,200 | 11.3766 USD | ||||
Ordinary NPV | Purchase | 1,300 | 11.6657 USD | ||||
Ordinary NPV | Purchase | 1,600 | 11.6068 USD | ||||
Ordinary NPV | Purchase | 1,800 | 11.4200 USD | ||||
Ordinary NPV | Purchase | 2,227 | 11.3043 USD | ||||
Ordinary NPV | Purchase | 2,512 | 11.6339 USD | ||||
Ordinary NPV | Purchase | 3,500 | 11.4547 USD | ||||
Ordinary NPV | Purchase | 3,800 | 11.4857 USD | ||||
Ordinary NPV | Purchase | 4,900 | 11.6618 USD | ||||
Ordinary NPV | Purchase | 5,000 | 11.6744 USD | ||||
Ordinary NPV | Purchase | 5,300 | 11.6650 USD | ||||
Ordinary NPV | Purchase | 6,800 | 11.6136 USD | ||||
Ordinary NPV | Purchase | 7,688 | 11.3996 USD | ||||
Ordinary NPV | Purchase | 8,663 | 11.6900 USD | ||||
Ordinary NPV | Purchase | 10,000 | 11.3355 USD | ||||
Ordinary NPV | Purchase | 10,032 | 11.6299 USD | ||||
Ordinary NPV | Purchase | 11,900 | 11.3989 USD | ||||
Ordinary NPV | Purchase | 12,757 | 11.5205 USD | ||||
Ordinary NPV | Purchase | 15,305 | 11.3966 USD | ||||
Ordinary NPV | Purchase | 15,500 | 11.6200 USD | ||||
Ordinary NPV | Purchase | 30,200 | 11.5361 USD | ||||
Ordinary NPV | Purchase | 48,168 | 11.4733 USD | ||||
Ordinary NPV | Purchase | 50,000 | 11.5616 USD | ||||
Ordinary NPV | Purchase | 74,000 | 11.6327 USD | ||||
Ordinary NPV | Purchase | 78,400 | 11.5827 USD | ||||
Ordinary NPV | Purchase | 9,300 | 14.9557 CAD | ||||
Ordinary NPV | Purchase | 124,765 | 14.9026 CAD | ||||
Ordinary NPV | Purchase | 148,800 | 11.5499 USD | ||||
Ordinary NPV | Purchase | 163,700 | 11.5733 USD | ||||
Ordinary NPV | Purchase | 200,000 | 11.6325 USD | ||||
Ordinary NPV | Purchase | 260,600 | 11.5936 USD | ||||
Ordinary NPV | Purchase | 740,264 | 11.5639 USD | ||||
Ordinary NPV | Sale | 66 | 11.3300 USD | ||||
Ordinary NPV | Sale | 100 | 11.2900 USD | ||||
Ordinary NPV | Sale | 100 | 11.3200 USD | ||||
Ordinary NPV | Sale | 100 | 11.3800 USD | ||||
Ordinary NPV | Sale | 100 | 11.5650 USD | ||||
Ordinary NPV | Sale | 100 | 11.5900 USD | ||||
Ordinary NPV | Sale | 200 | 11.3250 USD | ||||
Ordinary NPV | Sale | 273 | 11.4623 USD | ||||
Ordinary NPV | Sale | 300 | 11.5516 USD | ||||
Ordinary NPV | Sale | 300 | 11.5966 USD | ||||
Ordinary NPV | Sale | 527 | 11.3100 USD | ||||
Ordinary NPV | Sale | 700 | 11.3342 USD | ||||
Ordinary NPV | Sale | 700 | 11.3000 USD | ||||
Ordinary NPV | Sale | 700 | 11.3007 USD | ||||
Ordinary NPV | Sale | 748 | 15 CAD | ||||
Ordinary NPV | Sale | 900 | 11.3350 USD | ||||
Ordinary NPV | Sale | 1,000 | 11.3310 USD | ||||
Ordinary NPV | Sale | 1,034 | 11.3377 USD | ||||
Ordinary NPV | Sale | 1,200 | 11.3237 USD | ||||
Ordinary NPV | Sale | 1,400 | 11.3385 USD | ||||
Ordinary NPV | Sale | 2,000 | 11.6600 USD | ||||
Ordinary NPV | Sale | 3,532 | 11.6300 USD | ||||
Ordinary NPV | Sale | 3,600 | 11.3395 USD | ||||
Ordinary NPV | Sale | 5,100 | 11.5600 USD | ||||
Ordinary NPV | Sale | 5,100 | 11.5700 USD | ||||
Ordinary NPV | Sale | 5,300 | 11.6100 USD | ||||
Ordinary NPV | Sale | 6,000 | 11.5565 USD | ||||
Ordinary NPV | Sale | 6,500 | 11.6298 USD | ||||
Ordinary NPV | Sale | 10,300 | 11.6250 USD | ||||
Ordinary NPV | Sale | 10,704 | 11.6773 USD | ||||
Ordinary NPV | Sale | 11,600 | 11.5632 USD | ||||
Ordinary NPV | Sale | 17,774 | 11.6900 USD | ||||
Ordinary NPV | Sale | 22,100 | 11.5606 USD | ||||
Ordinary NPV | Sale | 22,236 | 11.4902 USD | ||||
Ordinary NPV | Sale | 22,500 | 11.6169 USD | ||||
Ordinary NPV | Sale | 26,708 | 11.5975 USD | ||||
Ordinary NPV | Sale | 30,300 | 11.5509 USD | ||||
Ordinary NPV | Sale | 31,800 | 11.5260 USD | ||||
Ordinary NPV | Sale | 73,600 | 11.6080 USD | ||||
Ordinary NPV | Sale | 81,393 | 11.5550 USD | ||||
Ordinary NPV | Sale | 93,400 | 11.5722 USD | ||||
Ordinary NPV | Sale | 102,062 | 11.4401 USD | ||||
Ordinary NPV | Sale | 152,694 | 11.5138 USD | ||||
Ordinary NPV | Sale | 166,900 | 11.6056 USD | ||||
Ordinary NPV | Sale | 170,900 | 11.5857 USD | ||||
Ordinary NPV | Sale | 200,000 | 11.6325 USD | ||||
Ordinary NPV | Sale | 631,141 | 11.5770 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 6,800 | 9 USD | American | 18 Jan 2019 | 2.6977 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,400 | 10 USD | American | 5 Oct 2018 | 1.4000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 900 | 10 USD | American | 19 Oct 2018 | 1.4422 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 400 | 10 USD | American | 16 Nov 2018 | 1.5500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 3,000 | 10 USD | American | 18 Jan 2019 | 1.8586 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 13,700 | 10 USD | American | 17 Jan 2020 | 2.4273 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 4,000 | 11 USD | American | 19 Oct 2018 | 0.6590 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 4,900 | 11 USD | American | 18 Jan 2019 | 1.1293 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 300 | 12 USD | American | 5 Oct 2018 | 0.0500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 6,600 | 12 USD | American | 5 Oct 2018 | 0.2006 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 12 USD | American | 16 Nov 2018 | 0.3900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,000 | 12 USD | American | 18 Apr 2019 | 0.9580 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 13 USD | American | 26 Oct 2018 | 0.0600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 600 | 13 USD | American | 16 Nov 2018 | 0.1450 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 15 USD | American | 17 Jan 2020 | 0.8100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 12 USD | American | 5 Oct 2018 | 0.2500 USD | ||||||||
Ordinary NPV | Call Options | Selling | 600 | 13 USD | American | 19 Oct 2018 | 0.0350 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 14 USD | American | 19 Oct 2018 | 0.0200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 3,200 | 15 USD | American | 16 Nov 2018 | 0.0300 USD | ||||||||
Ordinary NPV | Put Options | Selling | 3,700 | 11 USD | American | 12 Oct 2018 | 0.0900 USD | ||||||||
Ordinary NPV | Put Options | Selling | 200 | 12 USD | American | 5 Oct 2018 | 0.0800 USD | ||||||||
Ordinary NPV | Put Options | Selling | 8,200 | 12 USD | American | 19 Oct 2018 | 0.6863 USD | ||||||||
Ordinary NPV | Put Options | Selling | 100 | 15 USD | American | 17 Jan 2020 | 3.9200 USD | ||||||||
Ordinary NPV | Put Options | Selling | 200 | 17 USD | American | 18 Jan 2019 | 5.4700 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 4 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORP | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 13.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 8.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 800 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,100 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 18.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,600 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 2,000 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 3,300 | 10.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 4,200 | 11.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 5,400 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 8,500 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 8,700 | 12.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 16,200 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 27,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -274,300 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -182,100 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -135,200 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -132,100 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -123,900 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -115,400 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -91,600 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -82,300 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -79,200 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -62,300 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -57,300 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -51,800 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -43,100 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -33,700 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -21,900 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -21,600 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,700 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -18,000 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -16,100 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,400 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,500 | 16.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -10,500 | 19.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -9,900 | 17.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -6,400 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -6,000 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,000 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,200 | 15.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,000 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,700 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,700 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -500 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -500 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -100 | 21.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -500,900 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -160,200 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -140,700 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -74,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -27,100 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,700 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,000 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -8,900 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -4,600 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 11.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -2,200 | 12.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -400 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 10.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 12.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 11.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,700 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,700 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 16,200 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 21,200 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 25,500 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 53,800 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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