3 Nov 2022 13:46
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 02 Nov 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 3 5/9p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 3,394,678 | 1.12% | 2,228,318 | 0.74% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 2,240,701 | 0.74% | 2,946,272 | 0.98% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 5,635,379 | 1.87% | 5,174,590 | 1.71% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
3 5/9p ordinary | Purchase | 16 | 31.2800 GBP | ||||
3 5/9p ordinary | Purchase | 16 | 31.3200 GBP | ||||
3 5/9p ordinary | Purchase | 22 | 31.3634 GBP | ||||
3 5/9p ordinary | Purchase | 24 | 31.2900 GBP | ||||
3 5/9p ordinary | Purchase | 83 | 31.3600 GBP | ||||
3 5/9p ordinary | Purchase | 93 | 31.2931 GBP | ||||
3 5/9p ordinary | Purchase | 126 | 31.3700 GBP | ||||
3 5/9p ordinary | Purchase | 188 | 31.3529 GBP | ||||
3 5/9p ordinary | Purchase | 213 | 31.3300 GBP | ||||
3 5/9p ordinary | Purchase | 355 | 31.4437 GBP | ||||
3 5/9p ordinary | Purchase | 401 | 31.4094 GBP | ||||
3 5/9p ordinary | Purchase | 664 | 31.4298 GBP | ||||
3 5/9p ordinary | Purchase | 928 | 31.3751 GBP | ||||
3 5/9p ordinary | Purchase | 1,000 | 31.3521 GBP | ||||
3 5/9p ordinary | Purchase | 1,279 | 31.4200 GBP | ||||
3 5/9p ordinary | Purchase | 1,661 | 31.3658 GBP | ||||
3 5/9p ordinary | Purchase | 1,775 | 31.3500 GBP | ||||
3 5/9p ordinary | Purchase | 1,869 | 31.3907 GBP | ||||
3 5/9p ordinary | Purchase | 1,931 | 31.3671 GBP | ||||
3 5/9p ordinary | Purchase | 2,000 | 31.3829 GBP | ||||
3 5/9p ordinary | Purchase | 3,851 | 31.3857 GBP | ||||
3 5/9p ordinary | Purchase | 4,584 | 31.3582 GBP | ||||
3 5/9p ordinary | Purchase | 4,653 | 31.3508 GBP | ||||
3 5/9p ordinary | Purchase | 5,874 | 31.3608 GBP | ||||
3 5/9p ordinary | Purchase | 10,057 | 31.3469 GBP | ||||
3 5/9p ordinary | Purchase | 16,897 | 31.3746 GBP | ||||
3 5/9p ordinary | Sale | 7 | 31.3728 GBP | ||||
3 5/9p ordinary | Sale | 16 | 31.3200 GBP | ||||
3 5/9p ordinary | Sale | 23 | 31.3400 GBP | ||||
3 5/9p ordinary | Sale | 24 | 31.2900 GBP | ||||
3 5/9p ordinary | Sale | 31 | 31.2950 GBP | ||||
3 5/9p ordinary | Sale | 77 | 31.3497 GBP | ||||
3 5/9p ordinary | Sale | 83 | 31.3600 GBP | ||||
3 5/9p ordinary | Sale | 103 | 31.3990 GBP | ||||
3 5/9p ordinary | Sale | 154 | 31.3720 GBP | ||||
3 5/9p ordinary | Sale | 180 | 31.3023 GBP | ||||
3 5/9p ordinary | Sale | 200 | 31.3050 GBP | ||||
3 5/9p ordinary | Sale | 213 | 31.3300 GBP | ||||
3 5/9p ordinary | Sale | 256 | 31.3700 GBP | ||||
3 5/9p ordinary | Sale | 271 | 31.2932 GBP | ||||
3 5/9p ordinary | Sale | 304 | 31.3326 GBP | ||||
3 5/9p ordinary | Sale | 315 | 31.3754 GBP | ||||
3 5/9p ordinary | Sale | 380 | 31.3503 GBP | ||||
3 5/9p ordinary | Sale | 613 | 31.3142 GBP | ||||
3 5/9p ordinary | Sale | 857 | 31.3501 GBP | ||||
3 5/9p ordinary | Sale | 1,638 | 31.3437 GBP | ||||
3 5/9p ordinary | Sale | 1,695 | 31.3509 GBP | ||||
3 5/9p ordinary | Sale | 24,307 | 31.3499 GBP | ||||
3 5/9p ordinary | Sale | 73,444 | 31.3500 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
3 5/9p ordinary | SWAP | Long | 23 | 31.3400 GBP | |||
3 5/9p ordinary | SWAP | Long | 1,638 | 31.3437 GBP | |||
3 5/9p ordinary | SWAP | Long | 2,301 | 31.4700 GBP | |||
3 5/9p ordinary | SWAP | Long | 5,351 | 31.3548 GBP | |||
3 5/9p ordinary | SWAP | Long | 9,814 | 31.3434 GBP | |||
3 5/9p ordinary | SWAP | Long | 10,883 | 31.3500 GBP | |||
3 5/9p ordinary | CFD | Long | 63,781 | 31.3500 GBP | |||
3 5/9p ordinary | SWAP | Short | 1 | 31.3731 GBP | |||
3 5/9p ordinary | SWAP | Short | 8 | 31.3693 GBP | |||
3 5/9p ordinary | SWAP | Short | 11 | 31.3704 GBP | |||
3 5/9p ordinary | SWAP | Short | 12 | 31.3698 GBP | |||
3 5/9p ordinary | SWAP | Short | 16 | 31.2800 GBP | |||
3 5/9p ordinary | SWAP | Short | 19 | 31.3699 GBP | |||
3 5/9p ordinary | SWAP | Short | 22 | 31.3634 GBP | |||
3 5/9p ordinary | SWAP | Short | 32 | 31.3462 GBP | |||
3 5/9p ordinary | SWAP | Short | 50 | 31.3500 GBP | |||
3 5/9p ordinary | SWAP | Short | 68 | 31.3700 GBP | |||
3 5/9p ordinary | SWAP | Short | 93 | 31.2931 GBP | |||
3 5/9p ordinary | SWAP | Short | 188 | 31.3529 GBP | |||
3 5/9p ordinary | SWAP | Short | 307 | 31.3654 GBP | |||
3 5/9p ordinary | SWAP | Short | 312 | 31.3374 GBP | |||
3 5/9p ordinary | SWAP | Short | 355 | 31.4437 GBP | |||
3 5/9p ordinary | SWAP | Short | 357 | 31.3286 GBP | |||
3 5/9p ordinary | SWAP | Short | 401 | 31.4094 GBP | |||
3 5/9p ordinary | SWAP | Short | 664 | 31.4298 GBP | |||
3 5/9p ordinary | CFD | Short | 904 | 31.3842 GBP | |||
3 5/9p ordinary | CFD | Short | 928 | 31.3751 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,000 | 31.3521 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,279 | 31.4200 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,000 | 31.3829 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,346 | 31.4700 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,863 | 31.3639 GBP | |||
3 5/9p ordinary | SWAP | Short | 3,851 | 31.3857 GBP | |||
3 5/9p ordinary | SWAP | Short | 4,653 | 31.3508 GBP | |||
3 5/9p ordinary | SWAP | Short | 5,437 | 31.3746 GBP | |||
3 5/9p ordinary | SWAP | Short | 6,827 | 31.3692 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 03 Nov 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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