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Form 8.3 - NortonLifeLock Inc.

5 Sep 2022 14:32

RNS Number : 3109Y
Barclays PLC
05 September 2022
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

02 Sep 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

AVAST PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 0.01 common

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

1,322,324

0.23%

1,480,001

0.26%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

2,068,873

0.36%

3,954,724

0.69%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

17,100

0.00%

48,410

0.01%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,408,297

0.60%

5,483,135

0.96%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 0.01 common

Purchase

2

22.7000 USD

USD 0.01 common

Purchase

4

22.7750 USD

USD 0.01 common

Purchase

4

22.7500 USD

USD 0.01 common

Purchase

6

22.7700 USD

USD 0.01 common

Purchase

6

22.7233 USD

USD 0.01 common

Purchase

8

22.7350 USD

USD 0.01 common

Purchase

13

22.9900 USD

USD 0.01 common

Purchase

21

22.8300 USD

USD 0.01 common

Purchase

21

22.7800 USD

USD 0.01 common

Purchase

23

22.8891 USD

USD 0.01 common

Purchase

26

22.7688 USD

USD 0.01 common

Purchase

27

22.7425 USD

USD 0.01 common

Purchase

27

22.8750 USD

USD 0.01 common

Purchase

36

22.9039 USD

USD 0.01 common

Purchase

36

22.9051 USD

USD 0.01 common

Purchase

43

22.8247 USD

USD 0.01 common

Purchase

50

22.8696 USD

USD 0.01 common

Purchase

58

22.9037 USD

USD 0.01 common

Purchase

77

23.0409 USD

USD 0.01 common

Purchase

100

22.7400 USD

USD 0.01 common

Purchase

100

22.8900 USD

USD 0.01 common

Purchase

112

22.9075 USD

USD 0.01 common

Purchase

123

22.8612 USD

USD 0.01 common

Purchase

131

22.9301 USD

USD 0.01 common

Purchase

133

22.8957 USD

USD 0.01 common

Purchase

134

22.7770 USD

USD 0.01 common

Purchase

147

22.9028 USD

USD 0.01 common

Purchase

154

22.7650 USD

USD 0.01 common

Purchase

163

22.9548 USD

USD 0.01 common

Purchase

181

22.9575 USD

USD 0.01 common

Purchase

184

22.9165 USD

USD 0.01 common

Purchase

203

22.9413 USD

USD 0.01 common

Purchase

257

22.9789 USD

USD 0.01 common

Purchase

300

22.7100 USD

USD 0.01 common

Purchase

391

22.7722 USD

USD 0.01 common

Purchase

488

22.9493 USD

USD 0.01 common

Purchase

488

22.7614 USD

USD 0.01 common

Purchase

502

22.8553 USD

USD 0.01 common

Purchase

548

22.9106 USD

USD 0.01 common

Purchase

554

22.8508 USD

USD 0.01 common

Purchase

557

22.7691 USD

USD 0.01 common

Purchase

670

22.8971 USD

USD 0.01 common

Purchase

784

22.8852 USD

USD 0.01 common

Purchase

828

22.8466 USD

USD 0.01 common

Purchase

886

22.9167 USD

USD 0.01 common

Purchase

960

22.8839 USD

USD 0.01 common

Purchase

982

22.9438 USD

USD 0.01 common

Purchase

1,094

22.7373 USD

USD 0.01 common

Purchase

1,238

22.8573 USD

USD 0.01 common

Purchase

1,367

22.9032 USD

USD 0.01 common

Purchase

1,584

22.9173 USD

USD 0.01 common

Purchase

1,710

22.9185 USD

USD 0.01 common

Purchase

1,808

22.8302 USD

USD 0.01 common

Purchase

3,129

22.7975 USD

USD 0.01 common

Purchase

3,939

22.9376 USD

USD 0.01 common

Purchase

5,257

22.7914 USD

USD 0.01 common

Purchase

9,321

22.8400 USD

USD 0.01 common

Purchase

16,650

22.8178 USD

USD 0.01 common

Purchase

17,251

22.8726 USD

USD 0.01 common

Purchase

21,421

22.8861 USD

USD 0.01 common

Purchase

51,784

22.8471 USD

USD 0.01 common

Purchase

57,133

22.8708 USD

USD 0.01 common

Purchase

124,228

22.8199 USD

USD 0.01 common

Purchase

226,613

22.8627 USD

USD 0.01 common

Sale

1

22.7400 USD

USD 0.01 common

Sale

1

22.7800 USD

USD 0.01 common

Sale

10

23.0670 USD

USD 0.01 common

Sale

11

22.9009 USD

USD 0.01 common

Sale

17

22.7500 USD

USD 0.01 common

Sale

18

22.7472 USD

USD 0.01 common

Sale

20

22.9025 USD

USD 0.01 common

Sale

20

22.9530 USD

USD 0.01 common

Sale

24

23.0633 USD

USD 0.01 common

Sale

25

22.8800 USD

USD 0.01 common

Sale

27

22.9000 USD

USD 0.01 common

Sale

29

22.8806 USD

USD 0.01 common

Sale

33

22.9918 USD

USD 0.01 common

Sale

34

23.0200 USD

USD 0.01 common

Sale

34

22.7488 USD

USD 0.01 common

Sale

34

22.9223 USD

USD 0.01 common

Sale

35

23.0314 USD

USD 0.01 common

Sale

56

22.8594 USD

USD 0.01 common

Sale

60

22.7650 USD

USD 0.01 common

Sale

62

23.0204 USD

USD 0.01 common

Sale

70

23.0460 USD

USD 0.01 common

Sale

76

22.9313 USD

USD 0.01 common

Sale

85

22.7717 USD

USD 0.01 common

Sale

100

22.9700 USD

USD 0.01 common

Sale

100

22.7000 USD

USD 0.01 common

Sale

100

22.7100 USD

USD 0.01 common

Sale

100

22.9200 USD

USD 0.01 common

Sale

101

22.6605 USD

USD 0.01 common

Sale

104

22.6950 USD

USD 0.01 common

Sale

107

22.7460 USD

USD 0.01 common

Sale

112

22.7885 USD

USD 0.01 common

Sale

183

22.7672 USD

USD 0.01 common

Sale

217

22.7489 USD

USD 0.01 common

Sale

227

22.7296 USD

USD 0.01 common

Sale

237

22.7519 USD

USD 0.01 common

Sale

301

22.6750 USD

USD 0.01 common

Sale

302

22.6946 USD

USD 0.01 common

Sale

375

22.7381 USD

USD 0.01 common

Sale

384

22.6880 USD

USD 0.01 common

Sale

435

22.6839 USD

USD 0.01 common

Sale

474

22.6878 USD

USD 0.01 common

Sale

540

22.7401 USD

USD 0.01 common

Sale

561

22.7576 USD

USD 0.01 common

Sale

635

22.8208 USD

USD 0.01 common

Sale

949

22.8211 USD

USD 0.01 common

Sale

1,195

22.8546 USD

USD 0.01 common

Sale

1,808

22.9234 USD

USD 0.01 common

Sale

2,532

22.8223 USD

USD 0.01 common

Sale

2,543

22.8229 USD

USD 0.01 common

Sale

2,977

22.7942 USD

USD 0.01 common

Sale

3,426

22.8128 USD

USD 0.01 common

Sale

6,198

22.7910 USD

USD 0.01 common

Sale

7,529

22.8268 USD

USD 0.01 common

Sale

10,517

22.8400 USD

USD 0.01 common

Sale

10,608

22.8727 USD

USD 0.01 common

Sale

10,918

22.9046 USD

USD 0.01 common

Sale

13,217

22.8366 USD

USD 0.01 common

Sale

14,076

22.8764 USD

USD 0.01 common

Sale

19,391

22.8629 USD

USD 0.01 common

Sale

26,922

22.9265 USD

USD 0.01 common

Sale

28,083

22.8777 USD

USD 0.01 common

Sale

36,937

22.8866 USD

USD 0.01 common

Sale

49,845

22.8589 USD

USD 0.01 common

Sale

51,916

22.8347 USD

USD 0.01 common

Sale

63,242

22.8133 USD

USD 0.01 common

Sale

183,402

22.8479 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

05 Sep 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 0.01 common

Put Options

Purchased

-31,310

23.0000

American

18 Nov 2022

USD 0.01 common

Call Options

Written

-17,100

27.0000

American

16 Sep 2022

USD 0.01 common

Put Options

Written

17,100

25.0000

American

16 Sep 2022

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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