16 Aug 2022 12:19
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 15 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,280,850 | 0.22% | 1,309,943 | 0.23% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,627,373 | 0.28% | 3,757,122 | 0.66% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 73,200 | 0.01% | 150,000 | 0.03% | |||
TOTAL: | 2,981,423 | 0.52% | 5,217,065 | 0.91% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 2 | 24.0200 USD | ||||
USD 0.01 common | Purchase | 8 | 24.1650 USD | ||||
USD 0.01 common | Purchase | 41 | 23.9450 USD | ||||
USD 0.01 common | Purchase | 58 | 23.9924 USD | ||||
USD 0.01 common | Purchase | 82 | 23.9487 USD | ||||
USD 0.01 common | Purchase | 100 | 24.0900 USD | ||||
USD 0.01 common | Purchase | 233 | 24.0058 USD | ||||
USD 0.01 common | Purchase | 263 | 24.0227 USD | ||||
USD 0.01 common | Purchase | 396 | 23.3250 EUR | ||||
USD 0.01 common | Purchase | 407 | 24.0098 USD | ||||
USD 0.01 common | Purchase | 674 | 24.0019 USD | ||||
USD 0.01 common | Purchase | 700 | 24.0164 USD | ||||
USD 0.01 common | Purchase | 724 | 24.0130 USD | ||||
USD 0.01 common | Purchase | 829 | 24.0332 USD | ||||
USD 0.01 common | Purchase | 836 | 24.0161 USD | ||||
USD 0.01 common | Purchase | 900 | 24.0450 USD | ||||
USD 0.01 common | Purchase | 1,066 | 24.0188 USD | ||||
USD 0.01 common | Purchase | 1,218 | 24.0398 USD | ||||
USD 0.01 common | Purchase | 1,269 | 24.0231 USD | ||||
USD 0.01 common | Purchase | 1,400 | 23.9367 USD | ||||
USD 0.01 common | Purchase | 1,428 | 24.0215 USD | ||||
USD 0.01 common | Purchase | 1,488 | 24.0250 USD | ||||
USD 0.01 common | Purchase | 1,700 | 23.9829 USD | ||||
USD 0.01 common | Purchase | 1,996 | 23.9984 USD | ||||
USD 0.01 common | Purchase | 2,100 | 23.9547 USD | ||||
USD 0.01 common | Purchase | 2,754 | 24.0277 USD | ||||
USD 0.01 common | Purchase | 2,819 | 23.9482 USD | ||||
USD 0.01 common | Purchase | 2,957 | 24.0379 USD | ||||
USD 0.01 common | Purchase | 3,056 | 24.0417 USD | ||||
USD 0.01 common | Purchase | 3,493 | 23.9400 USD | ||||
USD 0.01 common | Purchase | 3,695 | 24.0353 USD | ||||
USD 0.01 common | Purchase | 4,180 | 23.9392 USD | ||||
USD 0.01 common | Purchase | 8,081 | 24.0304 USD | ||||
USD 0.01 common | Purchase | 9,599 | 23.9976 USD | ||||
USD 0.01 common | Purchase | 9,652 | 24.0956 USD | ||||
USD 0.01 common | Purchase | 10,357 | 23.9497 USD | ||||
USD 0.01 common | Purchase | 11,376 | 24.0493 USD | ||||
USD 0.01 common | Purchase | 11,627 | 24.0339 USD | ||||
USD 0.01 common | Purchase | 16,424 | 24.0238 USD | ||||
USD 0.01 common | Purchase | 22,997 | 24.0782 USD | ||||
USD 0.01 common | Purchase | 27,461 | 24.0302 USD | ||||
USD 0.01 common | Purchase | 36,290 | 24.0248 USD | ||||
USD 0.01 common | Purchase | 36,757 | 24.0253 USD | ||||
USD 0.01 common | Purchase | 36,812 | 24.0206 USD | ||||
USD 0.01 common | Purchase | 41,193 | 24.0734 USD | ||||
USD 0.01 common | Purchase | 44,434 | 24.0400 USD | ||||
USD 0.01 common | Purchase | 79,185 | 24.0432 USD | ||||
USD 0.01 common | Purchase | 185,052 | 24.0471 USD | ||||
USD 0.01 common | Purchase | 245,066 | 23.9900 USD | ||||
USD 0.01 common | Purchase | 269,723 | 24.0260 USD | ||||
USD 0.01 common | Purchase | 500,643 | 24.0000 USD | ||||
USD 0.01 common | Sale | 7 | 24.1650 USD | ||||
USD 0.01 common | Sale | 8 | 23.9762 USD | ||||
USD 0.01 common | Sale | 14 | 24.0050 USD | ||||
USD 0.01 common | Sale | 15 | 24.0080 USD | ||||
USD 0.01 common | Sale | 15 | 24.0013 USD | ||||
USD 0.01 common | Sale | 22 | 23.9881 USD | ||||
USD 0.01 common | Sale | 29 | 24.0075 USD | ||||
USD 0.01 common | Sale | 36 | 24.0883 USD | ||||
USD 0.01 common | Sale | 38 | 23.9959 USD | ||||
USD 0.01 common | Sale | 48 | 24.0450 USD | ||||
USD 0.01 common | Sale | 56 | 24.0300 USD | ||||
USD 0.01 common | Sale | 56 | 24.1350 USD | ||||
USD 0.01 common | Sale | 57 | 24.0145 USD | ||||
USD 0.01 common | Sale | 90 | 24.1950 USD | ||||
USD 0.01 common | Sale | 100 | 24.1200 USD | ||||
USD 0.01 common | Sale | 100 | 24.1900 USD | ||||
USD 0.01 common | Sale | 107 | 24.0100 USD | ||||
USD 0.01 common | Sale | 112 | 24.0200 USD | ||||
USD 0.01 common | Sale | 118 | 24.0645 USD | ||||
USD 0.01 common | Sale | 146 | 24.2447 USD | ||||
USD 0.01 common | Sale | 200 | 23.9800 USD | ||||
USD 0.01 common | Sale | 204 | 24.0382 USD | ||||
USD 0.01 common | Sale | 228 | 24.0589 USD | ||||
USD 0.01 common | Sale | 240 | 24.0235 USD | ||||
USD 0.01 common | Sale | 252 | 24.0380 USD | ||||
USD 0.01 common | Sale | 263 | 24.0227 USD | ||||
USD 0.01 common | Sale | 274 | 24.0587 USD | ||||
USD 0.01 common | Sale | 300 | 24.0266 USD | ||||
USD 0.01 common | Sale | 336 | 24.0317 USD | ||||
USD 0.01 common | Sale | 384 | 24.0031 USD | ||||
USD 0.01 common | Sale | 396 | 23.3250 EUR | ||||
USD 0.01 common | Sale | 400 | 24.1000 USD | ||||
USD 0.01 common | Sale | 406 | 24.0403 USD | ||||
USD 0.01 common | Sale | 432 | 24.0336 USD | ||||
USD 0.01 common | Sale | 540 | 24.0277 USD | ||||
USD 0.01 common | Sale | 564 | 24.0551 USD | ||||
USD 0.01 common | Sale | 585 | 24.0413 USD | ||||
USD 0.01 common | Sale | 600 | 24.0175 USD | ||||
USD 0.01 common | Sale | 600 | 24.0083 USD | ||||
USD 0.01 common | Sale | 709 | 24.1733 USD | ||||
USD 0.01 common | Sale | 800 | 24.0562 USD | ||||
USD 0.01 common | Sale | 887 | 24.0351 USD | ||||
USD 0.01 common | Sale | 900 | 24.0433 USD | ||||
USD 0.01 common | Sale | 1,036 | 24.0299 USD | ||||
USD 0.01 common | Sale | 1,067 | 24.0552 USD | ||||
USD 0.01 common | Sale | 1,168 | 24.0024 USD | ||||
USD 0.01 common | Sale | 1,200 | 24.0304 USD | ||||
USD 0.01 common | Sale | 1,214 | 24.0250 USD | ||||
USD 0.01 common | Sale | 1,600 | 24.0321 USD | ||||
USD 0.01 common | Sale | 1,974 | 24.0465 USD | ||||
USD 0.01 common | Sale | 2,210 | 24.0416 USD | ||||
USD 0.01 common | Sale | 3,515 | 24.0324 USD | ||||
USD 0.01 common | Sale | 4,874 | 24.0497 USD | ||||
USD 0.01 common | Sale | 5,043 | 24.0468 USD | ||||
USD 0.01 common | Sale | 6,357 | 24.0620 USD | ||||
USD 0.01 common | Sale | 8,404 | 24.0687 USD | ||||
USD 0.01 common | Sale | 9,264 | 24.0491 USD | ||||
USD 0.01 common | Sale | 9,360 | 24.0152 USD | ||||
USD 0.01 common | Sale | 9,406 | 24.0275 USD | ||||
USD 0.01 common | Sale | 11,565 | 24.1167 USD | ||||
USD 0.01 common | Sale | 12,554 | 24.0376 USD | ||||
USD 0.01 common | Sale | 13,962 | 24.0370 USD | ||||
USD 0.01 common | Sale | 15,685 | 24.0400 USD | ||||
USD 0.01 common | Sale | 18,244 | 24.0390 USD | ||||
USD 0.01 common | Sale | 20,793 | 24.0377 USD | ||||
USD 0.01 common | Sale | 23,271 | 24.0071 USD | ||||
USD 0.01 common | Sale | 24,700 | 24.1258 USD | ||||
USD 0.01 common | Sale | 27,362 | 24.0127 USD | ||||
USD 0.01 common | Sale | 42,111 | 24.0395 USD | ||||
USD 0.01 common | Sale | 54,052 | 24.0364 USD | ||||
USD 0.01 common | Sale | 78,443 | 24.0419 USD | ||||
USD 0.01 common | Sale | 95,498 | 24.0139 USD | ||||
USD 0.01 common | Sale | 159,107 | 24.0283 USD | ||||
USD 0.01 common | Sale | 186,162 | 24.0448 USD | ||||
USD 0.01 common | Sale | 245,406 | 23.9900 USD | ||||
USD 0.01 common | Sale | 269,400 | 23.9860 USD | ||||
USD 0.01 common | Sale | 272,076 | 24.0000 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 16 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||
relevant securities this from relates: | |||||||
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 0.01 common | Call Options | Purchased | 56,100 | 25.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -112,200 | 28.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -20,700 | 27.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -17,100 | 27.0000 | American | 16 Sep 2022 | |
USD 0.01 common | Put Options | Written | 17,100 | 25.0000 | American | 16 Sep 2022 | |
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||