25 Aug 2022 13:24
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 24 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,279,535 | 0.22% | 1,445,677 | 0.25% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,666,873 | 0.29% | 3,757,122 | 0.66% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 17,100 | 0.00% | 17,100 | 0.00% | |||
TOTAL: | 2,963,508 | 0.52% | 5,219,899 | 0.91% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 3 | 23.2300 USD | ||||
USD 0.01 common | Purchase | 6 | 23.2400 USD | ||||
USD 0.01 common | Purchase | 22 | 22.8950 USD | ||||
USD 0.01 common | Purchase | 28 | 23.1650 USD | ||||
USD 0.01 common | Purchase | 56 | 23.1700 USD | ||||
USD 0.01 common | Purchase | 56 | 23.1725 USD | ||||
USD 0.01 common | Purchase | 100 | 23.2500 USD | ||||
USD 0.01 common | Purchase | 204 | 23.1711 USD | ||||
USD 0.01 common | Purchase | 300 | 23.2166 USD | ||||
USD 0.01 common | Purchase | 406 | 23.1654 USD | ||||
USD 0.01 common | Purchase | 498 | 23.2070 USD | ||||
USD 0.01 common | Purchase | 500 | 23.1630 USD | ||||
USD 0.01 common | Purchase | 528 | 23.1600 USD | ||||
USD 0.01 common | Purchase | 805 | 23.1649 USD | ||||
USD 0.01 common | Purchase | 1,000 | 23.1260 USD | ||||
USD 0.01 common | Purchase | 1,112 | 23.1688 USD | ||||
USD 0.01 common | Purchase | 1,259 | 23.1731 USD | ||||
USD 0.01 common | Purchase | 1,449 | 23.1640 USD | ||||
USD 0.01 common | Purchase | 1,797 | 23.1623 USD | ||||
USD 0.01 common | Purchase | 1,974 | 23.1722 USD | ||||
USD 0.01 common | Purchase | 2,149 | 23.1658 USD | ||||
USD 0.01 common | Purchase | 2,166 | 23.1885 USD | ||||
USD 0.01 common | Purchase | 2,762 | 23.1629 USD | ||||
USD 0.01 common | Purchase | 2,943 | 23.1927 USD | ||||
USD 0.01 common | Purchase | 3,239 | 23.1738 USD | ||||
USD 0.01 common | Purchase | 4,015 | 23.1833 USD | ||||
USD 0.01 common | Purchase | 4,417 | 23.1866 USD | ||||
USD 0.01 common | Purchase | 4,927 | 23.1871 USD | ||||
USD 0.01 common | Purchase | 12,183 | 23.1706 USD | ||||
USD 0.01 common | Purchase | 12,858 | 23.1858 USD | ||||
USD 0.01 common | Purchase | 15,212 | 23.1693 USD | ||||
USD 0.01 common | Purchase | 15,962 | 23.1619 USD | ||||
USD 0.01 common | Purchase | 16,570 | 23.1813 USD | ||||
USD 0.01 common | Purchase | 17,342 | 23.1200 USD | ||||
USD 0.01 common | Purchase | 26,375 | 23.2285 USD | ||||
USD 0.01 common | Purchase | 46,422 | 23.1392 USD | ||||
USD 0.01 common | Purchase | 104,797 | 23.1843 USD | ||||
USD 0.01 common | Sale | 3 | 23.2900 USD | ||||
USD 0.01 common | Sale | 6 | 23.2400 USD | ||||
USD 0.01 common | Sale | 12 | 23.2275 USD | ||||
USD 0.01 common | Sale | 16 | 23.1881 USD | ||||
USD 0.01 common | Sale | 21 | 23.2200 USD | ||||
USD 0.01 common | Sale | 22 | 22.8950 USD | ||||
USD 0.01 common | Sale | 41 | 23.2800 USD | ||||
USD 0.01 common | Sale | 56 | 23.2000 USD | ||||
USD 0.01 common | Sale | 89 | 23.1582 USD | ||||
USD 0.01 common | Sale | 91 | 23.2300 USD | ||||
USD 0.01 common | Sale | 100 | 23.1800 USD | ||||
USD 0.01 common | Sale | 143 | 23.1499 USD | ||||
USD 0.01 common | Sale | 182 | 23.1593 USD | ||||
USD 0.01 common | Sale | 184 | 23.1827 USD | ||||
USD 0.01 common | Sale | 200 | 23.1950 USD | ||||
USD 0.01 common | Sale | 200 | 23.1650 USD | ||||
USD 0.01 common | Sale | 206 | 23.2500 USD | ||||
USD 0.01 common | Sale | 207 | 23.2503 USD | ||||
USD 0.01 common | Sale | 249 | 23.1790 USD | ||||
USD 0.01 common | Sale | 259 | 23.1584 USD | ||||
USD 0.01 common | Sale | 279 | 23.1508 USD | ||||
USD 0.01 common | Sale | 293 | 23.2524 USD | ||||
USD 0.01 common | Sale | 294 | 23.1621 USD | ||||
USD 0.01 common | Sale | 322 | 23.1683 USD | ||||
USD 0.01 common | Sale | 367 | 23.1918 USD | ||||
USD 0.01 common | Sale | 406 | 23.1654 USD | ||||
USD 0.01 common | Sale | 434 | 23.1565 USD | ||||
USD 0.01 common | Sale | 500 | 23.1600 USD | ||||
USD 0.01 common | Sale | 501 | 23.2679 USD | ||||
USD 0.01 common | Sale | 786 | 23.1743 USD | ||||
USD 0.01 common | Sale | 967 | 23.1222 USD | ||||
USD 0.01 common | Sale | 1,142 | 23.2657 USD | ||||
USD 0.01 common | Sale | 1,263 | 23.1803 USD | ||||
USD 0.01 common | Sale | 1,410 | 23.1400 USD | ||||
USD 0.01 common | Sale | 2,012 | 23.1541 USD | ||||
USD 0.01 common | Sale | 2,992 | 23.2064 USD | ||||
USD 0.01 common | Sale | 3,916 | 23.1906 USD | ||||
USD 0.01 common | Sale | 4,963 | 23.1932 USD | ||||
USD 0.01 common | Sale | 6,882 | 23.1212 USD | ||||
USD 0.01 common | Sale | 7,517 | 23.1825 USD | ||||
USD 0.01 common | Sale | 8,927 | 23.1840 USD | ||||
USD 0.01 common | Sale | 8,933 | 23.1504 USD | ||||
USD 0.01 common | Sale | 10,051 | 23.2258 USD | ||||
USD 0.01 common | Sale | 10,634 | 23.1200 USD | ||||
USD 0.01 common | Sale | 13,828 | 23.2257 USD | ||||
USD 0.01 common | Sale | 18,856 | 23.1914 USD | ||||
USD 0.01 common | Sale | 59,223 | 23.1903 USD | ||||
USD 0.01 common | Sale | 66,502 | 23.1562 USD | ||||
USD 0.01 common | Sale | 70,057 | 23.1652 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 25 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||
relevant securities this from relates: | |||||||
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 0.01 common | Call Options | Written | -17,100 | 27.0000 | American | 16 Sep 2022 | |
USD 0.01 common | Put Options | Written | 17,100 | 25.0000 | American | 16 Sep 2022 | |
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||