2 Sep 2014 08:43
TR-1: Notification of Major Interests in Shares | ||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Atlas Mara Co-Nvest Limited | |
2. Reason for the notification (yes/no) | ||
An acquisition or disposal of voting rights | No | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | |
An event changing the breakdown of voting rights | Yes | |
Other (please specify): ______________ | No | |
3. Full name of person(s) subject to notification obligation: | Wellington Management Company, LLP | |
4. Full name of shareholder(s) (if different from 3): | Mellon Nominees (UK) Ltd. BNY Mellon Nominees Limited Goldman Sachs International JP Morgan Chase Nominees Limited ROY Nominees Limited State Street Nominees Limited | |
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 27 August 2014 | |
6. Date on which issuer notified: | 01 September 2014 | |
7. Threshold(s) that is/are crossed or reached: | 10% | |
8. Notified Details | ||||||||||||
A: Voting rights attached to shares | ||||||||||||
Class/type of shares If possible use ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||
Number of Shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | ||||||||
Direct | Indirect | Direct | Indirect | |||||||||
VGG0697K1066 Ordinary Shares | 3,281,250 | 3,281,250 | 5,511,173 | 5,511,173 | 7.67% | |||||||
B: Qualifying Financial Instruments | ||||||||||||
Resulting situation after the triggering transaction | ||||||||||||
Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired (if the instrument is exercised/converted) | Percentage of voting rights | ||||||||
Warrant | 17 December 2017 | 17 December 2013 to 17 December 2017 | 1,093,750 | 1.52% | ||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||
Resulting situation after the triggering transaction | ||||||||||||
Type of financial instrument | Exercise Price | Expiration date | Exercise/ conversion period | No. of voting rights instrument refers to | Percentage of voting rights | |||||||
Nominal | Delta | |||||||||||
Total (A+B+C) | ||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||
6,604,923 ( 5,511,173 Ordinary shares and 3,281,250 Warrants or 6,604,923 votes on a converted basis) | 9.19% | |||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | |
Mellon Nominees (UK) Ltd. - 503,779 shares and 491,298 warrants BNY Mellon Nominees Limited - 1,917,200 shares and 1,917,200 warrants Goldman Sachs International - 1,246,107 shares and 707,800 warrants JP Morgan Chase Nominees Limited - 121,769 shares and 109,752 warrants ROY Nominees Limited - 1,408,636 shares State Street Nominees Limited - 313,682 shares and 55,200 warrants
| |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: | |
13. Additional information: | |
14. Contact name: | John D. Norberg |
15. Contact telephone number: | 617-790-7265 |
A: Identity of the person or legal entity subject to the notification obligation | |
Full name (including legal form for legal entities) | Wellington Management Company, LLP |
Contact address (including legal form for legal entities) | 280 Congress Street, Boston, MA 02210 USA |
Phone number & email | 617-790-7265 beneficialownership@wellington.com |
Other useful information (at least legal representative for legal persons) | |
B: Identity of the notifier, if applicable | |
Full name | John D. Norberg |
Contact address | 280 Congress Street, Boston, MA 02210 USA |
Phone number & email | 617-790-7265 beneficialownership@wellington.com |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information | |