2 May 2017 09:12
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | WS ATKINS Plc | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 April 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 994,154 | 0.99% | 430,019 | 0.43% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 157,570 | 0.16% | 823,399 | 0.82% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 1,151,724 | 1.15% | 1,253,418 | 1.25% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ORD | Purchase | 17 | 21.3300 GBP | ||||
| 5p ORD | Purchase | 43 | 21.0540 GBP | ||||
| 5p ORD | Purchase | 49 | 21.1540 GBP | ||||
| 5p ORD | Purchase | 63 | 21.0900 GBP | ||||
| 5p ORD | Purchase | 67 | 21.1040 GBP | ||||
| 5p ORD | Purchase | 68 | 21.0640 GBP | ||||
| 5p ORD | Purchase | 79 | 21.0551 GBP | ||||
| 5p ORD | Purchase | 125 | 21.0864 GBP | ||||
| 5p ORD | Purchase | 125 | 21.1100 GBP | ||||
| 5p ORD | Purchase | 128 | 21.0500 GBP | ||||
| 5p ORD | Purchase | 129 | 21.1000 GBP | ||||
| 5p ORD | Purchase | 131 | 21.0793 GBP | ||||
| 5p ORD | Purchase | 143 | 21.1600 GBP | ||||
| 5p ORD | Purchase | 149 | 21.1800 GBP | ||||
| 5p ORD | Purchase | 161 | 21.1690 GBP | ||||
| 5p ORD | Purchase | 218 | 21.0845 GBP | ||||
| 5p ORD | Purchase | 321 | 21.2800 GBP | ||||
| 5p ORD | Purchase | 338 | 21.0681 GBP | ||||
| 5p ORD | Purchase | 340 | 21.1812 GBP | ||||
| 5p ORD | Purchase | 470 | 21.2482 GBP | ||||
| 5p ORD | Purchase | 969 | 21.3000 GBP | ||||
| 5p ORD | Purchase | 1,062 | 21.1500 GBP | ||||
| 5p ORD | Purchase | 1,381 | 21.2608 GBP | ||||
| 5p ORD | Purchase | 1,575 | 21.0631 GBP | ||||
| 5p ORD | Purchase | 2,577 | 21.1930 GBP | ||||
| 5p ORD | Purchase | 4,112 | 21.4690 GBP | ||||
| 5p ORD | Purchase | 10,178 | 21.0918 GBP | ||||
| 5p ORD | Purchase | 50,124 | 21.1611 GBP | ||||
| 5p ORD | Sale | 8 | 21.1400 GBP | ||||
| 5p ORD | Sale | 17 | 21.3300 GBP | ||||
| 5p ORD | Sale | 43 | 21.0540 GBP | ||||
| 5p ORD | Sale | 49 | 21.1540 GBP | ||||
| 5p ORD | Sale | 63 | 21.0900 GBP | ||||
| 5p ORD | Sale | 67 | 21.1040 GBP | ||||
| 5p ORD | Sale | 68 | 21.0640 GBP | ||||
| 5p ORD | Sale | 91 | 21.0402 GBP | ||||
| 5p ORD | Sale | 129 | 21.1000 GBP | ||||
| 5p ORD | Sale | 143 | 21.1600 GBP | ||||
| 5p ORD | Sale | 149 | 21.1800 GBP | ||||
| 5p ORD | Sale | 225 | 21.0500 GBP | ||||
| 5p ORD | Sale | 321 | 21.2800 GBP | ||||
| 5p ORD | Sale | 933 | 21.2570 GBP | ||||
| 5p ORD | Sale | 969 | 21.3000 GBP | ||||
| 5p ORD | Sale | 1,123 | 21.1500 GBP | ||||
| 5p ORD | Sale | 1,412 | 21.2110 GBP | ||||
| 5p ORD | Sale | 1,429 | 21.1497 GBP | ||||
| 5p ORD | Sale | 5,510 | 21.4695 GBP | ||||
| 5p ORD | Sale | 71,084 | 21.4560 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ORD | CFD | Long | 91 | 21.0402 GBP | |||||
| 5p ORD | SWAP | Long | 1,406 | 21.4664 GBP | |||||
| 5p ORD | SWAP | Long | 2,702 | 21.1484 GBP | |||||
| 5p ORD | SWAP | Long | 3,725 | 21.3846 GBP | |||||
| 5p ORD | SWAP | Long | 66,166 | 21.4667 GBP | |||||
| 5p ORD | SWAP | Short | 60 | 21.0701 GBP | |||||
| 5p ORD | CFD | Short | 79 | 21.0553 GBP | |||||
| 5p ORD | CFD | Short | 125 | 21.0864 GBP | |||||
| 5p ORD | CFD | Short | 131 | 21.0793 GBP | |||||
| 5p ORD | CFD | Short | 338 | 21.0681 GBP | |||||
| 5p ORD | SWAP | Short | 1,069 | 21.0655 GBP | |||||
| 5p ORD | CFD | Short | 1,575 | 21.0630 GBP | |||||
| 5p ORD | SWAP | Short | 1,725 | 21.1815 GBP | |||||
| 5p ORD | SWAP | Short | 2,114 | 21.1977 GBP | |||||
| 5p ORD | CFD | Short | 4,687 | 21.1626 GBP | |||||
| 5p ORD | SWAP | Short | 13,484 | 21.0969 GBP | |||||
| 5p ORD | CFD | Short | 39,495 | 21.1675 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 2 May 2017 | ||
| Contact name: | Hemika Mistry | ||
| Telephone number: | 020 7116 3891 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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