16 Nov 2009 10:29
๏ปฟ
FORM 38.5(b)
DEALINGS BYย CONNECTED EXEMPT PRINCIPAL TRADERSย
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Ruleย 38.5(b)ย ofย the Takeoverย Code)
1. KEY INFORMATION
|
Name ofย exempt principal trader |
Arden Partners plc |
|
Company dealt in |
Alexandra plc (AXD.L/AXD.PL) |
|
Class of relevant security to which the dealings being disclosed relateย (Noteย 1) |
10p ordinary |
|
Date of dealing |
13 November 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interestsย and short positionsย (following dealing) in the class of relevant security dealt inย (Noteย 2)
|
Long |
Short |
|||
|
Number |
(%) |
Number |
(%) |
|
|
(1) Relevant securitiesย |
103,513 |
0.3% |
||
|
(2) Derivativesย (other than options) |
||||
|
(3)ย Optionsย and agreements to purchase/sell |
||||
|
Total |
103,513 |
0.3% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt inย
(Noteย 2)
|
Class of relevant security: |
Long |
Short |
||
|
Number |
(%) |
Number |
(%) |
|
|
(1) Relevant securitiesย |
||||
|
(2) Derivativesย (other than options) |
||||
|
(3)ย Optionsย and agreements to purchase/sell |
||||
|
Total |
||||
(c) Rights to subscribeย (Noteย 2)
|
Class of relevant security: |
Details |
3. DEALINGSย (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unitย (Noteย 4) |
|
Purchase |
5,215 |
22 |
(b) Derivatives transactions (other than options)
|
Product name,ย e.g. CFD |
Long/shortย (Noteย 5) |
Number of securitiesย (Noteย 6) |
Price per unitย (Noteย 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g.ย callย option |
Writing, selling, purchasing, varying etc. |
Number of securitiesย to which the option relatesย (Noteย 6) |
Exercise priceย |
Type, e.g. American, European etc. |
Expiryย date |
Option money paid/receivedย per unitย (Noteย 4)ย |
(ii) Exercising
|
Product name, e.g.ย call option |
Number of securitiesย |
Exercise priceย per unitย (Noteย 4) |
(d) Other dealings (including new securities)ย (Noteย 3)
|
Nature of transactionย (Noteย 7) |
Details |
Price per unitย (if applicable)ย (Noteย 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form orย relating to the voting rights orย future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Is a Supplemental Form 38.5(b) attached?ย (Note 8) |
NO |
|
Date of disclosure |
15 November 2009 |
|
Contact name |
Stephen Cooper |
|
Telephone number |
Direct dial - 020 7398 1641 Mob - 07780 678 645 |
|
Name of offeree/offeror with which connected |
Not known |
|
Natureย of connectionย (Noteย 9) |
Broker |
ย
Notes
The Notes on Formย 38.5(b)ย can be viewed on the Takeover Panel's websiteย atย www.thetakeoverpanel.org.uk
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