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24 Jul 2009 10:32
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DEALINGS BYΒ CONNECTED EXEMPT PRINCIPAL TRADERSΒ
WITHOUTΒ RECOGNISEDΒ INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(RuleΒ 38.5(b)Β ofΒ the TakeoverΒ Code)
1. KEY INFORMATION
|
Name ofΒ exempt principal trader |
Royal Bank of Canada Europe Limited Β |
|
Company dealt in |
Aquarius Platinum Ld Β |
|
Class of relevant security to which the dealings being disclosed relateΒ (NoteΒ 1) Β |
Ordinary Shares |
|
Date of dealing |
23Β JulyΒ 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) InterestsΒ and short positionsΒ (following dealing) in the class of relevant security dealt inΒ (NoteΒ 2)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securitiesΒ |
0 0% |
0 Β 0% |
|
(2) DerivativesΒ (other than options) |
||
|
(3)Β OptionsΒ and agreements to purchase/sell |
||
|
Total |
0 0% |
0Β 0% |
(b) InterestsΒ and short positionsΒ in relevant securities of the company, other than theΒ classΒ dealt inΒ (NoteΒ 2)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securitiesΒ |
||
|
(2) DerivativesΒ (other than options) |
||
|
(3)Β OptionsΒ and agreements to purchase/sell |
||
|
Total |
Rights to subscribeΒ (NoteΒ 2)
|
Class of relevant security: |
Details |
3. DEALINGSΒ (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unitΒ (NoteΒ 4) |
|
Sale |
5000 |
225.75p |
|
Purchase |
5000 |
225.75p |
|
Total Sales |
5000 |
|
|
Total PurchasesΒ |
5000 |
(b) Derivatives transactions (other than options)
|
Product name,Β e.g. CFD |
Long/shortΒ (NoteΒ 5) |
Number of securitiesΒ (NoteΒ 6) |
Price per unitΒ (NoteΒ 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g.Β callΒ option |
Writing, selling, purchasing, varying etc. |
Number of securitiesΒ to which the option relatesΒ (NoteΒ 6) |
Exercise priceΒ |
Type,Β e.g. American, European etc. |
ExpiryΒ date |
Option money paid/receivedΒ per unitΒ (NoteΒ 4)Β |
(ii) Exercising
|
Product name,Β e.g.Β call option |
Number of securitiesΒ |
Exercise priceΒ per unitΒ (NoteΒ 4) |
(d) Other dealings (including new securities)Β (NoteΒ 3)
|
Nature of transactionΒ (NoteΒ 7) |
Details |
PriceΒ per unitΒ (if applicable)Β (NoteΒ 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form orΒ relating to the voting rights orΒ future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental FormΒ 38.5(b)Β attached?Β (NoteΒ 8) NO
|
Date of disclosure |
24Β JulyΒ 2009 Β |
|
Contact name |
Chris Allison Β |
|
Telephone number |
020 7029 7873 Β |
|
Name of offeree/offeror with which connected |
Ridge Mining plc Β |
|
NatureΒ of connectionΒ (NoteΒ 9) |
Connected Advisor |
Notes
The Notes on FormΒ 38.5(b)Β can be viewed on the Takeover Panel's websiteΒ atΒ www.thetakeoverpanel.org.uk
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