24 Jul 2009 11:23
| FORM 38.5(a) |
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Brixton plc |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 23/07/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 22,554 | GBP 0.44 | GBP 0.44 |
| Total number of securities sold | Highest price received | Lowest price received |
| 22,554 | GBP 0.44 | GBP 0.44 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Long Swap | LONG | 20,473 | GBP 0.44 |
| Long Swap | LONG | 2,081 | GBP 0.44 |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Short Swap | SHORT | 22,554 | GBP 0.44 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 24/07/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | SEGRO PLC |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | National Express Group Plc |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 23/07/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 620,703 | GBP 3.24 | GBP 3.22 |
| Total number of securities sold | Highest price received | Lowest price received |
| 678,121 | GBP 3.24 | GBP 3.20 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Long Swap | LONG | 955,200 | GBP 3.24 |
| Long Swap | LONG | 9 | GBP 3.23 |
| Long Swap | LONG | 37 | GBP 3.23 |
| Long Swap | LONG | 139 | GBP 3.23 |
| Long Swap | LONG | 2,774 | GBP 3.22 |
| Long Swap | LONG | 13,820 | GBP 3.23 |
| Long Swap | LONG | 23,622 | GBP 3.23 |
| Long Swap | LONG | 67,200 | GBP 3.24 |
| Long Swap | LONG | 441,600 | GBP 3.24 |
| Long Swap | LONG | 936,000 | GBP 3.24 |
| Long Swap | LONG | 5 | GBP 3.23 |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Short Swap | SHORT | 936,000 | GBP 3.24 |
| Short Swap | SHORT | 280 | GBP 3.22 |
| Short Swap | SHORT | 441,600 | GBP 3.24 |
| Short Swap | SHORT | 67,200 | GBP 3.24 |
| Short Swap | SHORT | 45,286 | GBP 3.22 |
| Short Swap | SHORT | 20,127 | GBP 3.22 |
| Short Swap | SHORT | 10,000 | GBP 3.20 |
| Short Swap | SHORT | 9,510 | GBP 3.22 |
| Short Swap | SHORT | 4,955 | GBP 3.22 |
| Short Swap | SHORT | 4,123 | GBP 3.22 |
| Short Swap | SHORT | 1,913 | GBP 3.22 |
| Short Swap | SHORT | 1,630 | GBP 3.22 |
| Short Swap | SHORT | 955,200 | GBP 3.24 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 24/07/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | National Express Group |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | Aquarius Platinum Limited |
| Class of relevant security to which the | Common |
| dealings being disclosed relate |
| Date of dealing | 23/07/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 1,261,637 | GBP 2.31 | GBP 2.20 |
| Total number of securities sold | Highest price received | Lowest price received |
| 1,292,875 | GBP 2.34 | GBP 2.20 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Long Swap | LONG | 47,192 | GBP 2.26 |
| Long Swap | LONG | 7 | GBP 2.26 |
| Long Swap | LONG | 3 | GBP 2.26 |
| Long Swap | LONG | 1 | GBP 2.26 |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| Short Swap | SHORT | 1,667 | GBP 2.27 |
| Short Swap | SHORT | 10,889 | GBP 2.20 |
| Short Swap | SHORT | 20,278 | GBP 2.20 |
| Short Swap | SHORT | 43,052 | GBP 2.27 |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
| selling, | securities under | price | American, | date | money |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 24/07/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | Aquarius Platinum Limited |
| Nature of connection # | Advisor |
| FORM 38.5(a) |
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
| WITH RECOGNISED INTERMEDIARY STATUS |
| DEALING IN A CLIENT-SERVING CAPACITY |
| (Rule 38.5(a) of the Takeover Code)) |
| 1. KEY INFORMATION |
| Name of exempt principal trader | Merrill Lynch International |
| Company dealt in | KazakhGold Group Limited |
| Class of relevant security to which the | ADR |
| dealings being disclosed relate |
| Date of dealing | 23/07/2009 |
| 2. DEALINGS |
| (a) Purchases and sales |
| Total number of securities | Highest price paid | Lowest price paid |
| purchased |
| 3,325 | USD 7.02 | USD 7.02 |
| (b) Derivatives transactions (other than options) |
| Product name, | Short/Long | Number of securities | Price per unit |
| eg. CFD |
| (c) Options transactions in respect of existing securities |
| Product name | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
| selling, | securities under | price | American, | date |
| eg call option | purchasing, | option | European etc | paid/received |
| varying etc. | per unit |
| (ii) Exercising |
| Product name | Number of securities under | Exercise price |
| eg call option | option |
| 3. OTHER INFORMATION |
| Agreements, arrangements or understandings relating to options or derivatives |
| Full details of any agreement, arrangement or understanding between the person disclosing and any |
| other person relating to the voting rights of any relevant securities under any option referred to on this |
| form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
| any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure | 24/07/2009 |
| Contact name | Bhavika Mistry |
| Telephone number | +44 207 995 4747 |
| Name of offeree/offeror with whom connected | KazakhGold Group Limited |
| Nature of connection # | Advisor |