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25 Jun 2009 10:23
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FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Brixton plc |
|
Class of relevant security to which theΒ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
24/06/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesΒ |
Highest price paid |
Lowest price paid |
|
purchased |
|
144,056 |
GBPΒ 0.41 |
GBPΒ 0.40 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
15,311 |
GBPΒ 0.41 |
GBPΒ 0.40 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Long Swap |
LONG |
74,585 |
GBPΒ 0.41 |
|
Long Swap |
LONG |
43,008 |
GBPΒ 0.41 |
|
Long Swap |
LONG |
15,551 |
GBPΒ 0.40 |
|
Long Swap |
LONG |
10,912 |
GBPΒ 0.40 |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Short Swap |
SHORT |
12,465 |
GBPΒ 0.41 |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
OptionΒ |
|
selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
money |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/received |
|
varying etc. |
per unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities underΒ |
Exercise priceΒ |
|
eg call option |
option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
25/06/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
SEGROΒ PLC |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Candover Investments Plc |
|
Class of relevant security to which theΒ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
24/06/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesΒ |
Highest price paid |
Lowest price paid |
|
purchased |
|
18,984 |
GBPΒ 3.08 |
GBPΒ 3.00 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
11,536 |
GBPΒ 3.00 |
GBPΒ 2.98 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Long Swap |
LONG |
3,470 |
GBPΒ 3.08 |
|
Long Swap |
LONG |
2,785 |
GBPΒ 3.08 |
|
Long Swap |
LONG |
1,789 |
GBPΒ 3.08 |
|
Long Swap |
LONG |
940 |
GBPΒ 3.08 |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Short Swap |
SHORT |
1,536 |
GBPΒ 2.98 |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
OptionΒ |
|
selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
money |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/received |
|
varying etc. |
per unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities underΒ |
Exercise priceΒ |
|
eg call option |
option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
25/06/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Candover Investments Plc |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Aquarius Platinum Limited |
|
Class of relevant security to which theΒ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
24/06/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesΒ |
Highest price paid |
Lowest price paid |
|
purchased |
|
224,828 |
GBPΒ 2.37 |
GBPΒ 2.29 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
198,790 |
GBPΒ 2.38 |
GBPΒ 2.27 |
|
|
1,917 |
ZAR 31.31 |
ZAR 31.25 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Long Swap |
LONG |
28,508 |
GBPΒ 2.29 |
|
Long Swap |
LONG |
1,917 |
GBPΒ 2.32 |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBPΒ 2.35 |
|
Short Swap |
SHORT |
6 |
GBPΒ 2.35 |
|
Short Swap |
SHORT |
26 |
GBPΒ 2.35 |
|
Short Swap |
SHORT |
10,377 |
GBPΒ 2.33 |
|
Short Swap |
SHORT |
12,317 |
GBPΒ 2.33 |
|
|
Short Swap |
SHORT |
1,917 |
ZAR 31.29 |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
OptionΒ |
|
selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
money |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/received |
|
varying etc. |
per unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities underΒ |
Exercise priceΒ |
|
eg call option |
option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
25/06/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Aquarius Platinum Limited |
|
Nature of connection # |
Advisor |
Β
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