Last checked at 12 Mar 2012 12:03
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
MICROGEN PLC | (iii) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
PETER WHITING | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
SEE 3 ABOVE | ORDINARY SHARES OF 5P EACH | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8 | State the nature of the transaction |
PETER WHITING | PURCHASE OF SHARES | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
24,000 SHARES | 0.03% | ||
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
N/A | N/A | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
24,000 SHARES PURCHASED AT A PRICE OF 145 PENCE PER SHARE
| 9 MARCH 2012, UK | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
SHARES - 0.03% | 9 MARCH 2012, UK |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 | Date of grant | 18. | Period during which or date on which it can be exercised |
N/A | N/A | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
N/A | N/A | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
N/A | N/A | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
INFORMATION IS BASED ON THE COMPANY'S CURRENT ISSUED SHARE CAPITAL WHICH IS 81,631,212 | ANJUM O'NEILL, COMPANY SECRETARY, MICROGEN PLC - 020 7496 8100 |
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
MICROGEN PLC | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
TOM CRAWFORD | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
SEE 3 ABOVE | ORDINARY SHARES OF 5P EACH | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8 | State the nature of the transaction |
TOM CRAWFORD | EXERCISE OF SHARE OPTIONS AND SALE OF SHARES | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
50,419 SHARES | 0.06% | ||
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
50,419 SHARES | 0.06% | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
50,419 SHARES PURCHASED AT AN OPTION PRICE OF 5 PENCE 50,419 SHARES SOLD AT A PRICE OF 145 PENCE | 9 MARCH 2012, UK | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
166,566 SHARES - 0.20% | 9 MARCH 2012 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 | Date of grant | 18. | Period during which or date on which it can be exercised |
N/A | N/A | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
N/A | N/A | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
N/A | N/A | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
INFORMATION IS BASED ON THE COMPANY'S CURRENT ISSUED SHARE CAPITAL WHICH IS 81,631,212 | ANJUM O'NEILL, COMPANY SECRETARY, MICROGEN PLC - 020 7496 8100 |
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
MICROGEN PLC | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
CLARE GROOM | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
SEE 3 ABOVE | ORDINARY SHARES OF 5P EACH | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8 | State the nature of the transaction |
CLARE GROOM | EXERCISE OF SHARE OPTIONS & SALE OF SHARES | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
27,501 SHARES | 0.03% | ||
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
20,382 SHARES | 0.03% | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
27,501 SHARES PURCHASED AT AN OPTION PRICE OF 5 PENCE. 20,382 SHARES SOLD AT A PRICE OF 145 PENCE. | 9 MARCH 2012, UK | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
53,970 SHARES 0.07% | 9 MARCH 2012 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 | Date of grant | 18. | Period during which or date on which it can be exercised |
N/A | N/A | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
N/A | N/A | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
N/A | N/A | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
INFORMATION IS BASED ON THE COMPANY'S CURRENT ISSUED SHARE CAPITAL WHICH IS 81,631,212 | ANJUM O'NEILL, COMPANY SECRETARY, MICROGEN PLC - 020 7496 8100 |
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
MICROGEN PLC | (i) ONLY | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
ELIZABETH SIPIERE | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
SEE 3 ABOVE | ORDINARY SHARES OF 5P EACH | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8 | State the nature of the transaction |
ELIZABETH SIPIERE | EXERCISE OF SHARE OPTIONS AND PART SALE OF SHARES | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
22,918 SHARES | 0.03% | ||
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
17,939 SHARES | 0.02% | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
22,918 SHARES PURCHASED AT AN OPTION PRICE OF 5 PENCE 17,939 SHARES SOLD AT A PRICE OF 145 PENCE | 9 MARCH 2012 | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
19,953 SHARES - 0.02% | 9 MARCH 2012 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 | Date of grant | 18. | Period during which or date on which it can be exercised |
N/A | N/A | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
N/A | N/A | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
N/A | N/A | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
INFORMATION IS BASED ON THE COMPANY'S CURRENT ISSUED SHARE CAPITAL WHICH IS 81,631,212 | ANJUM O'NEILL, COMPANY SECRETARY, MICROGEN PLC - 020 7496 8100 |
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
MICROGEN PLC | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
MARTIN REDINGTON | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
SEE 3 ABOVE | ORDINARY SHARES OF 5P EACH | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8 | State the nature of the transaction |
MARTIN REDINGTON | EXERCISE OF SHARE OPTIONS AND PART SALE OF SHARES | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
18,334 SHARES | 0.02% | ||
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
14,350 SHARES | 0.02% | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
18,334 SHARES PURCHASED AT AN OPTION PRICE OF 5 PENCE 14,350 SHARES SOLD AT A PRICE OF 145 PENCE Â | 9 MARCH 2012, UK | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
13,972 SHARES - 0.02% | 9 MARCH 2012, UK |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 | Date of grant | 18. | Period during which or date on which it can be exercised |
N/A | N/A | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
N/A | N/A | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
N/A | N/A | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
INFORMATION IS BASED ON THE COMPANY'S CURRENT ISSUED SHARE CAPITAL WHICH IS 81,631,212 | ANJUM O'NEILL, COMPANY SECRETARY, MICROGEN PLC - 020 7496 8100 |
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
MICROGEN PLC | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
ANJUM O'NEILL | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
SEE 3 ABOVE | ORDINARY SHARES OF 5P EACH | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8 | State the nature of the transaction |
ANJUM O'NEILL | EXERCISE OF SHARE OPTIONS & SALE OF SHARES | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
32,085 SHARES | 0.04% | ||
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
32,085 SHARES | 0.04% | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
32,085 SHARES PURCHASED AT AN OPTION PRICE OF 5 PENCE. 32,085 SHARES SOLD AT A PRICE OF 145 PENCE. | 9 MARCH 2012, UK | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
7,000 SHARES 0.01% | 9 MARCH 2012 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 | Date of grant | 18. | Period during which or date on which it can be exercised |
N/A | N/A | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
N/A | N/A | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
N/A | N/A | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
INFORMATION IS BASED ON THE COMPANY'S CURRENT ISSUED SHARE CAPITAL WHICH IS 81,631,212 | ANJUM O'NEILL, COMPANY SECRETARY, MICROGEN PLC - 020 7496 8100 |
Name and signature of duly authorised officer of issuer responsible for making notification ANJUM O'NEILL, COMPANY SECRETARY, MICROGEN PLC - 020 7496 8100 Date of notification: 12 MARCH 2012 www.microgen.com |