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5 Jun 2009 12:38
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
AorTech International Plc
2. Reason for the notification (please state Yes/No): ( )
An acquisition or disposal of voting rights: ( )
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to
which voting rights are attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify): ( Yes )
Disclosure due to new DTR 5.3 Rule
3. Full name of person(s) subject to the notification obligation:
GAM UK Hedge Investments Inc
4. Full name of shareholder(s) (if different from 3.):
5. Date of the transaction (and date on which the threshold is crossed or reached if different):
1 June 2009
6. Date on which issuer notified:
2 June 2009
7. Threshold(s) that is/are crossed or reached:
3%
8. Notified details:
A: Voting rights attached to shares:
|
Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
|
|
Number of shares |
Number of voting Rights |
|
|
GB0033360586 |
||
Resulting situation after the triggering transaction (vii)
|
Class/type of shares if possible using the ISIN CODE |
Number of shares |
Number of voting rights |
% of voting rights |
||
|
Direct |
Direct (x) |
Indirect (xi) |
Direct |
Indirect |
|
|
GB0033360586 |
|||||
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
|
Type of financial instrument |
Expiration Date |
Exercise/Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction (xii)
|
Type of financial instrument |
Exercise price |
Expiration date |
Exercise/Conversion Period |
Number of voting rights instrument refers to |
% of voting rights |
|
|
Nominal |
Delta |
|||||
|
CFDs |
150,957 |
3.124% |
1 |
|||
Total (A+B+C)
|
Number of voting rights |
% of voting rights |
|
150,957 |
3.124% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are
effectively held, if applicable (xv):
GAM UK Hedge Investments Inc: 150,957 CFDs, 3.124%
Proxy Voting:
10. Name of the proxy holder:
Institutional Shareholder Services
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name:
15. Contact number:
A: Identity of the persons or legal entity subject to the notification obligation
Full name:
GAM UK Hedge Investments IncContact address
12 St. James's Place
London
SW1A 2NX
Phone number & email:
Other useful information (at least legal representative for legal persons):
B: Identity of the notifier, if applicable (xvii)
Full name:
Jeannot Huijen
Contact address:As above
Phone number:
020 7917 2254
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
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