22 Aug 2016 13:44
ATLANTIS JAPAN GROWTH FUND LD - Holding(s) in CompanyATLANTIS JAPAN GROWTH FUND LD - Holding(s) in Company
PR Newswire
London, August 22
| For filings with the FSA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||||||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Atlantis Japan Growth Fund Limited | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | yes | ||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
| An event changing the breakdown of voting rights | |||||||||||
| Other (please specify): | |||||||||||
| 3. Full name of person(s) subject to the notification obligation: | 1607 Capital Partners, LLC | ||||||||||
| 4. Full name of shareholder(s) (if different from 3.): |
| ||||||||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: | August 15, 2016 | ||||||||||
| 6. Date on which issuer notified: | August 18, 2016 | ||||||||||
| 7. Threshold(s) that is/are crossed or reached: | 20% | ||||||||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
| GB00B61ND550 | 7,923,241 | 7,923,241 | 8,033,241 | 20.09% | ||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |||||||||||
| Nominal | Delta | |||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| Same as A | ||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: | ||
| 12. Date on which proxy holder will cease to hold voting rights: | ||
| 13. Additional information: | ||
| 14. Contact name: | Bryan Huntley, CCO | |
| 15. Contact telephone number: | 804-525-1741 | |
| Note: Annex should only be submitted to the FSA not the issuer | |
| Annex: Notification of major interests in sharesxxii | |
| A: Identity of the persons or legal entity subject to the notification obligation | |
| Full name (including legal form of legal entities) | 1607 Capital Partners, LLC |
| Contact address (registered office for legal entities) | 13 S. 13th St, Suite 400 Richmond, VA 23219 |
| Phone number & email | 804-525-1741 bhuntley@1607capital.com |
| Other useful information (at least legal representative for legal persons) | |
| B: Identity of the notifier, if applicable | |
| Full name | Bryan Huntley |
| Contact address | Same as above |
| Phone number & email | Same as above |
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Chief Compliance Officer |
| C: Additional information | |
| For notes on how to complete form TR-1 please see the FSA website. | |