9 Apr 2021 16:40
Atlantis Japan Growth Fund Ltd - Holding(s) in CompanyAtlantis Japan Growth Fund Ltd - Holding(s) in Company
PR Newswire
London, April 9
| TR-1: Standard form for notification of major holdings | ||||||||||||||||||||||
| 1. Issuer Details | ||||||||||||||||||||||
| ISIN | ||||||||||||||||||||||
| GG00B61ND550 | ||||||||||||||||||||||
| Issuer Name | ||||||||||||||||||||||
| ATLANTIS JAPAN GROWTH FUND LD | ||||||||||||||||||||||
| UK or Non-UK Issuer | ||||||||||||||||||||||
| UK | ||||||||||||||||||||||
| 2. Reason for Notification | ||||||||||||||||||||||
| An acquisition or disposal of voting rights | ||||||||||||||||||||||
| 3. Details of person subject to the notification obligation | ||||||||||||||||||||||
| Name | ||||||||||||||||||||||
| 1607 Capital Partners, LLC | ||||||||||||||||||||||
| City of registered office (if applicable) | ||||||||||||||||||||||
| Richmond | ||||||||||||||||||||||
| Country of registered office (if applicable) | ||||||||||||||||||||||
| United States | ||||||||||||||||||||||
| 4. Details of the shareholder | ||||||||||||||||||||||
| Is the shareholder the same as the person subject to the | ||||||||||||||||||||||
| notification obligation, above? | ||||||||||||||||||||||
| No | ||||||||||||||||||||||
| NAME | CITY OF REGISTERED OFFICE | COUNTRY OF REGISTERED OFFICE | ||||||||||||||||||||
| The Northern Trust Company | Chicago | United States | ||||||||||||||||||||
| Bank of New York Mellon | New York | United States | ||||||||||||||||||||
| State Street Global Advisors | Boston | United States | ||||||||||||||||||||
| 5. Date on which the threshold was crossed or reached | ||||||||||||||||||||||
| 08-04-2021 | ||||||||||||||||||||||
| 6. Date on which Issuer notified | ||||||||||||||||||||||
| 08-04-2021 | ||||||||||||||||||||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||||||||||||||||||
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |||||||||||||||||||
| Resulting situation on the date on which threshold was crossed or reached | 23.920000 | 0.000000 | 23.920000 | 9996307 | ||||||||||||||||||
| Position of previous notification (if applicable) | 24.110000 | 0.000000 | 24.110000 | |||||||||||||||||||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | ||||||||||||||||||||||
| 8A. Voting rights attached to shares | ||||||||||||||||||||||
| CLASS/TYPE OF SH ARES ISIN CODE(I F POSSIBLE) | NUMBER OF D IRECT VOTING RIGHTS (DTR5 .1) | NUMBER OF INDIRECT V OTING RIGHTS (DTR5.2. 1) | % OF DIREC T VOTING RI GHTS (DTR5. 1) | % OF INDIRECT VOTIN G RIGHTS (DTR5.2.1) | ||||||||||||||||||
| GG00B61ND550 | 9996307 | 23.920000 | ||||||||||||||||||||
| Sub Total 8.A | 9996307 | 23.920000% | ||||||||||||||||||||
| 8B1. Financial Instruments according to (DTR5.3.1R.(1) (a)) | ||||||||||||||||||||||
| TYPE OF FINANCIA L INSTRUMENT | EXPIRA TION D ATE | EXERCISE/CO NVERSION PE RIOD | NUMBER OF VOTING RIGHTS THAT MAY BE ACQUIRED IF THE INSTRUMENT IS EXERCI SED/CONVERTED | % OF VOT ING RIGH TS | ||||||||||||||||||
| Sub Total 8.B1 | ||||||||||||||||||||||
| 8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b)) | ||||||||||||||||||||||
| TYPE OF FINANCIAL INSTRUMENT | EXPIRATION DATE | EXERCISE/CO NVERSION PE RIOD | PHYSICAL OR CASH SETTLEMENT | NUMBER OF VOTING RIGHTS | % OF VOTING RIGHTS | |||||||||||||||||
| Sub Total 8.B2 | ||||||||||||||||||||||
| 9. Information in relation to the person subject to the notification obligation | ||||||||||||||||||||||
| 1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other | ||||||||||||||||||||||
| undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. | ||||||||||||||||||||||
| Ultimate Controlling Person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | ||||||||||||||||||
| 10. In case of proxy voting | ||||||||||||||||||||||
| Is there proxy voting? | ||||||||||||||||||||||
| No | ||||||||||||||||||||||
| Name of the proxy holder | ||||||||||||||||||||||
| The number and % of voting rights held | ||||||||||||||||||||||
| The date until which the voting rights will be held | ||||||||||||||||||||||
| 11. Additional Information | ||||||||||||||||||||||
| Bryan Huntley, CCO 804-525-1741 | ||||||||||||||||||||||
| 12. Date of Completion | ||||||||||||||||||||||
| 08-04-2021 | ||||||||||||||||||||||
| 13. Place Of Completion | ||||||||||||||||||||||
| Richmond, Virginia, USA | ||||||||||||||||||||||