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19 Sep 2012 13:25
NOTIFICATION BY COMPANY TO RIS OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
1 | Name of the issuer | AFREN PLC |
2 | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure (ii) a disclosure made in accordance with section 793 of the Companies Act (2006); or (iii) a disclosure made in accordance with paragraph 26 of the Model Code:
| A TRANSACTION NOTIFIED IN ACCORDANCE WITH DTR 3.1.2 R |
3 | Name of person discharging managerial responsibilities/director: | MR. ENNIO SGANZERLA |
4 | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person: | IN RESPECT OF PERSON CONNECTED WITH THE DIRECTOR NAMED IN 3 ABOVE/ MS FRANCESCA SGANZERLA |
5 | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest | IN RESPECT OF BENEFICIAL INTEREST OF PERSON REFERRED TO IN 3 ABOVE (HELD IN TRUST BY PERSON REFERRED TO IN 4 ABOVE) |
6 | Description of shares (including class), debentures or derivatives or financial instruments relating to shares: | WARRANT TO SUBSCRIBE FOR ORDINARY SHARES OF ONE PENNY EACH AND ORDINARY SHARES OF ONE PENNY EACH |
7 | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | MS FRANCESCA SGANZERLA |
8 | State the nature of the transaction. | EXERCISE OF WARRANT GRANTED ON 13 DECEMBER 2006 TO MR. ENNIO SGANZERLA AND SUBSEQUENT SALE OF THE SHARES |
9 | Number of shares, debentures or financial instruments relating to shares acquired | 100,000 ORDINARY SHARES OF ONE PENNY EACH ALLOTED TO MS FRANCESCA SGANZERLA PURSUANT TO THE WARRANT DEED DATED 13 DECEMBER 2006 |
10 | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) | 0.01 % ALLOTED TO MS FRANCESCA SGANZERLA PURSUANT TO THE WARRANT DEED DATED 13 DECEMBER 2006 |
11 | Number of shares, debentures or financial instruments relating to shares disposed.
| 100,000 ORDINARY SHARES (WHICH WERE SOLD FOLLOWING THE ALLOTMENT OF SHARES AS SET OUT IN 9 ABOVE) |
12 | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) | 0.01% (SOLD FOLLOWING THE ALLOTMENT OF 100,000 ORDINARY SHARES AS SET OUT IN 9 ABOVE) |
13 | Price per share or value of transaction
| 65 PENCE PER SHARE IN RELATION TO THE WARRANT EXERCISE SET OUT IN 9 ABOVE
142.8 PENCE IN RELATION TO THE SALE OF THE SHARES SET OUT IN 11 ABOVE |
14 | Date and place of transaction:
| 19 SEPTEMBER 2012
LONDON |
15 | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 24,000 ORDINARY SHARES 0.00 % OF ISSUED SHARE CAPITAL
|
16 | Date issuer informed of transaction:
| 19 SEPTEMBER 2012 |
17 | Date of grant: | 13 DECEMBER 2006
|
18 | Period during which or date on which exercisable | PERIOD FROM 1 NOVEMBER 2007 TO 1 NOVEMBER 2012
|
19 | Total amount paid (if any) for grant of the option:
| N/A |
20 | Description of shares or debentures involved (class and number)
| ORDINARY SHARES OF ONE PENNY EACH |
21 | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise:
| 65 PENCE PER SHARE |
22 | Total number of shares or debentures over which options held following notification | N/A |
23 | Any additional information
| |
24 | Name of contact and telephone number for queries:
| ELEKWACHI UKWU
+ 44 (0) 20 7864 3755 |
25 | Name of duly authorised officer of issuer responsible for making notification: | ELEKWACHI UKWU
|
26 | Date of notification
| 19 September 2012 |
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