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Holding(s) in Company

17 Jun 2021 12:24

RNS Number : 2790C
AFH Financial Group Plc
17 June 2021
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

AFH Financial Group PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

X

Other (please specify)iii:

3. Details of person subject to the notification obligation iv

Name

Slater Investments

City and country of registered office (if applicable)

London, United-Kingdom

4. Full name of shareholder(s) (if different from 3.) v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reached vi :

16/06/2021

6. Date on which issuer notified (DD/MM/YYYY):

16/06/2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

11.550000

0.000000

11.550000

5577529

Position of previous notification (if

applicable)

12.170000

0.000000

12.170000

5203234

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B4W5WQ08

286627

5290902

0.590000

10.960000

SUBTOTAL 8. A

5577529

11.550000%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdate x

Exercise/Conversion Period xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdate x

Exercise/Conversion Period xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

X

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Mark Slater - Slater Investments

11.550000

11.550000

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

Last boundary crossing was 24/01/2020 where % of total voting rights was 12.17%.

 

Place of completion

London, United-Kingdom

Date of completion

16/06/2021

 

 

 

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END
 
 
HOLFRMBTMTTBBJB
Date   Source Headline
25th Jan 20167:00 amRNSFinal Results
31st Dec 201512:30 pmRNSTotal Voting Rights
23rd Dec 201512:17 pmRNSResult of GM & Fundraising Update
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9th Dec 20157:00 amRNSProposed fundraising to raise up to £6.50 million
1st Dec 20157:00 amRNSIssue of Deferred Consideration
9th Nov 20157:00 amRNSTrading Update
30th Oct 20151:00 pmRNSTotal Voting Rights
21st Oct 201511:00 amRNSExercise of Options
2nd Oct 201511:30 amRNSDirectorate Change
22nd Sep 201511:30 amRNSResult of General Meeting
4th Sep 20159:00 amRNSNotice of GM and share buyback
1st Sep 201511:15 amRNSTotal Voting Rights
1st Sep 201510:00 amRNSDirectorate Change
26th Aug 20155:30 pmRNSExercise of Options
6th Aug 20157:00 amRNSAcquisition of Davisons Financial Management
29th Jul 20157:00 amRNSHalf Yearly Report
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1st Apr 20157:00 amRNSExercise of Options
19th Mar 20153:30 pmRNSPosting of Annual Report and Notice of AGM
16th Mar 20157:00 amRNSFinal Results
2nd Mar 20157:00 amRNSAcquisition of CIB Wealth Management LLP
27th Feb 20151:30 pmRNSTotal Voting Rights
10th Feb 201511:40 amRNSDirector/PDMR Shareholding
10th Feb 20157:00 amRNSAcquisition
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2nd Feb 20152:39 pmRNSDirector/PDMR Shareholding
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13th Jan 20157:00 amRNSExercise of Options
12th Jan 20157:00 amRNSFunds Under Management exceeds £1 billion
16th Dec 20147:00 amRNSLoan note issue to raise £1.9 million
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4th Nov 20147:00 amRNSTrading Update
3rd Nov 20147:00 amRNSAcquisition of Knight O'Byrne
3rd Oct 20147:00 amRNSGrant of Options
12th Sep 20147:00 amRNSAcquisition
8th Sep 20143:40 pmRNSDirector/PDMR Shareholding
29th Aug 20141:00 pmRNSDirector/PDMR Shareholding
18th Aug 20147:00 amRNSDirectorate Change
6th Aug 20141:50 pmRNSDirector/PDMR Shareholding

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