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10 May 2024 11:27
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ANGLO AMERICAN PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 09 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BHP GROUP LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Purchases | 997,289 | 27.5350 GBP | 26.4600 GBP |
USD 0.54945 ordinary | Sales | 673,923 | 27.5500 GBP | 26.4750 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD | Reducing a short position | 1 | 26.5800 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 7 | 26.5961 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 6 | 26.5964 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 2 | 26.5964 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 45,000 | 26.6027 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 8 | 26.6100 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 8,120 | 26.6741 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 19,880 | 26.6741 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 114 | 26.6844 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 39,000 | 26.6868 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 22,795 | 26.6890 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 134 | 26.6914 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 149 | 26.7139 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 132 | 26.7156 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 14 | 26.7509 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 1,197 | 26.7661 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 972 | 26.7845 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 16,604 | 26.7845 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 870 | 26.7845 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 2,058 | 26.7845 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 23,751 | 26.8112 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 5 | 26.9009 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 188 | 26.9064 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 351 | 26.9224 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 296 | 26.9227 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 93 | 26.9587 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 82 | 26.9636 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 27 | 26.9872 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 50 | 27.0675 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 1,346 | 27.0964 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 1,564 | 27.0967 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 46,800 | 27.1057 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 512 | 27.1065 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 440 | 27.1074 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 135 | 27.1139 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 14,142 | 27.1729 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 570 | 27.2108 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 565 | 27.2139 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 485 | 27.2145 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 47 | 27.2392 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 33 | 27.2705 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 29 | 27.2811 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 3 | 27.3423 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 850 | 27.3589 GBP |
USD 0.54945 ordinary | CFD | Increasing a long position | 98 | 27.3842 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 75,000 | 27.3886 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 4,445 | 27.4049 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 16,204 | 27.4462 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 750 | 27.5288 GBP |
USD 0.54945 ordinary | SWAP | Reducing a long position | 566 | 27.0205 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 10 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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