Last checked at 20 May 2024 11:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ANGLO AMERICAN PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
(d) Date dealing undertaken: | 17 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BHP GROUP LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Purchases | 3,571,3933,390 | 27.0100 GBP620.7000 ZAR | 26.1000 GBP620.7000 ZAR |
USD 0.54945 ordinary | Sales | 3,138,0239,8753,390 | 26.9900 GBP34.0054 USD620.7000 ZAR | 26.0950 GBP33.9151 USD620.7000 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD | Reducing a long position | 1,837 | 26.1002 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 6 | 26.1026 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 6 | 26.1500 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 5 | 26.1500 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 5 | 26.1500 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 4 | 26.1500 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 1 | 26.1500 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 18,266 | 26.2539 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 38,923 | 26.2574 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 1,952 | 26.2956 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 1,102 | 26.3091 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 129 | 26.3115 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 4,863 | 26.3445 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 885 | 26.3445 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 13,004 | 26.3445 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 6,688 | 26.3445 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 1 | 26.3445 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 14,330 | 26.3445 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 45,392 | 26.3445 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 4,863 | 26.3445 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 8,545 | 26.3445 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 4,720 | 26.3445 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 13,900 | 26.4404 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 52,111 | 26.4434 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 68,691 | 26.4446 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 4,467 | 26.4498 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 109,286 | 26.5018 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 60,017 | 26.5062 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 160,000 | 26.6007 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 9 | 26.6111 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 8 | 26.6111 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 216 | 26.6865 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 242 | 26.6865 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 4,131 | 26.6865 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 516 | 26.6865 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 39,415 | 26.6892 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 140 | 26.7428 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 528 | 26.7680 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 33,901 | 26.7680 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 418 | 26.7683 GBP |
USD 0.54945 ordinary | CFD | Increasing a long position | 5,752 | 26.7748 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 17,461 | 26.7755 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 10,286 | 26.7755 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 45,429 | 26.7774 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 893 | 26.7782 GBP |
USD 0.54945 ordinary | CFD | Reducing a long position | 1,029 | 26.7782 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 2,264 | 26.7896 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 1,216 | 26.7897 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 1,556 | 26.7909 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 765 | 26.7910 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 50,000 | 26.8024 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 123 | 26.8090 GBP |
USD 0.54945 ordinary | CFD | Opening a long position | 1,765 | 26.8090 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 15,494 | 26.8093 GBP |
USD 0.54945 ordinary | CFD | Opening a short position | 8,564 | 26.8094 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 19,707 | 26.8146 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 491 | 26.8192 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 555 | 26.8193 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 3,123 | 26.8352 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 3,129 | 26.8353 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 272 | 26.8365 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 630 | 26.8366 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 1,631 | 26.8447 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 2,783 | 26.8447 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 127 | 26.9385 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 113 | 26.9385 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 75,000 | 26.9440 GBP |
USD 0.54945 ordinary | CFD | Increasing a short position | 38,707 | 26.9866 GBP |
USD 0.54945 ordinary | CFD | Reducing a short position | 39,415 | 27.0030 GBP |
USD 0.54945 ordinary | SWAP | Reducing a long position | 48 | 26.2550 GBP |
USD 0.54945 ordinary | SWAP | Increasing a long position | 2,679 | 26.7235 GBP |
USD 0.54945 ordinary | SWAP | Increasing a short position | 13,496 | 33.2854 USD |
USD 0.54945 ordinary | SWAP | Increasing a short position | 202,829 | 34.0347 USD |
USD 0.54945 ordinary | SWAP | Reducing a short position | 13,675 | 607.7610 ZAR |
USD 0.54945 ordinary | SWAP | Increasing a short position | 21,055 | 619.0308 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
USD 0.54945 ordinary | Call Option / (1.00 : 1,000.00) | Exercised Against | 5 (5,000) | 20.0000 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 20 May 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.