Last checked at 21 May 2024 11:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
(d) Date dealing undertaken: | 20 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES, BHP Group
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Buy
| 274040 | 27.09500 GBP | 26.16050 GBP |
USD 0.54945 ordinary | Sell
| 226379 | 27.04713 GBP | 21.75000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.385 GBP |
USD 0.54945 ordinary | CFD
| Long | 1453 | 27.04713008 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.445 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.465 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.485 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.505 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.56 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.59 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.795 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.85 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.905 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.91 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.99 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 27.005 GBP |
USD 0.54945 ordinary | CFD
| Long | 41 | 26.86 GBP |
USD 0.54945 ordinary | CFD
| Long | 39 | 26.77 GBP |
USD 0.54945 ordinary | CFD
| Long | 442 | 26.845 GBP |
USD 0.54945 ordinary | CFD
| Long | 25 | 26.405 GBP |
USD 0.54945 ordinary | CFD
| Long | 16 | 26.62 GBP |
USD 0.54945 ordinary | CFD
| Long | 9060 | 26.805628035287 GBP |
USD 0.54945 ordinary | CFD
| Long | 53930 | 26.7940755613299 GBP |
USD 0.54945 ordinary | CFD
| Long | 19529 | 26.81136684 GBP |
USD 0.54945 ordinary | CFD
| Long | 12766 | 26.777488 GBP |
USD 0.54945 ordinary | CFD
| Long | 50 | 26.695 GBP |
USD 0.54945 ordinary | CFD
| Long | 2030 | 26.530952 GBP |
USD 0.54945 ordinary | CFD
| Long | 450 | 26.9737561268 GBP |
USD 0.54945 ordinary | CFD
| Long | 298 | 26.7963929992953 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.48 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.785 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.895 GBP |
USD 0.54945 ordinary | CFD
| Long | 1039 | 26.8488787264293 GBP |
USD 0.54945 ordinary | CFD
| Long | 260 | 26.83454808 GBP |
USD 0.54945 ordinary | CFD
| Long | 4761 | 26.7045951472443 GBP |
USD 0.54945 ordinary | CFD
| Long | 803 | 26.6665068503736 GBP |
USD 0.54945 ordinary | CFD
| Long | 1683 | 26.6712923353535 GBP |
USD 0.54945 ordinary | CFD
| Long | 3273 | 26.7447 GBP |
USD 0.54945 ordinary | CFD
| Long | 10168 | 26.7541 GBP |
USD 0.54945 ordinary | CFD
| Long | 2906 | 26.74697178 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.4 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.81 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.82 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.825 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.87 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.955 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.0 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.04 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 27.095 GBP |
USD 0.54945 ordinary | CFD
| Short | 35431 | 26.8 GBP |
USD 0.54945 ordinary | CFD
| Short | 346 | 26.9647687861272 GBP |
USD 0.54945 ordinary | CFD
| Short | 9873 | 26.7657263492474 GBP |
USD 0.54945 ordinary | CFD
| Short | 1734 | 26.753968 GBP |
USD 0.54945 ordinary | CFD
| Short | 1957 | 26.772118 GBP |
USD 0.54945 ordinary | CFD
| Short | 800 | 26.555450365 GBP |
USD 0.54945 ordinary | CFD
| Short | 14770 | 26.845790001 GBP |
USD 0.54945 ordinary | CFD
| Short | 603 | 26.8164242069154 GBP |
USD 0.54945 ordinary | CFD
| Short | 1048 | 26.846842 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 26.43 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 26.755 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.51 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.79 GBP |
USD 0.54945 ordinary | CFD
| Short | 5536 | 26.7638927024819 GBP |
USD 0.54945 ordinary | CFD
| Short | 103 | 26.73034 GBP |
USD 0.54945 ordinary | CFD
| Short | 19 | 26.752237 GBP |
USD 0.54945 ordinary | CFD
| Short | 1532 | 26.6465241492167 GBP |
USD 0.54945 ordinary | CFD
| Short | 1789 | 26.6077543317943 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 21 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.